SEC EDGAR GraphQL Documentation

This documentation includes the GraphQL query and subscription specification for access to the Securities and Exchange Commission (SEC EDGAR ) data on our platform.

Contact

FactIQ Support

[email protected]

https://factiq.freshdesk.com

Terms of Service

https://factiq.io/terms

API Endpoints
# Production Server for Queries:
https://api.factiq.io/data/fundamentals/us/sec/v1/
# Production Server for Subscriptions:
wss://api.factiq.io/data/fundamentals/us/sec/v1/ws
Headers
# Your API key from the dashboard. Must be included in all API calls. For websocket connections, this value is put in an initial on connection payload.
{"api-key": "<YOUR_TOKEN_HERE>"}
Version

1

Queries

entity

Response

Returns an Entity!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query entity(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  entity(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...ConsolidatedEntityFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "abc123",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "entity": {
      "total": Total,
      "took": 123,
      "data": [ConsolidatedEntity]
    }
  }
}
Queries

filing

Response

Returns a SECFiling!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query filing(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  filing(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...FilingFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "abc123",
  "sort": "abc123",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "filing": {
      "total": Total,
      "took": 987,
      "data": [Filing]
    }
  }
}
Queries

form_10k

Response

Returns a Form10KDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_10k(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_10k(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm10KDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "abc123",
  "sort": "abc123",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_10k": {
      "total": Total,
      "took": 987,
      "data": [TransmittableForm10KDocumentValue]
    }
  }
}
Queries

form_10q

Response

Returns a Form10QDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_10q(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_10q(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm10QDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "abc123",
  "sort": "abc123",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_10q": {
      "total": Total,
      "took": 987,
      "data": [TransmittableForm10QDocumentValue]
    }
  }
}
Queries

form_13fhr

Response

Returns an Form13FHRDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_13fhr(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_13fhr(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm13FHRDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "xyz789",
  "sort": "abc123",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_13fhr": {
      "total": Total,
      "took": 987,
      "data": [TransmittableForm13FHRDocumentValue]
    }
  }
}
Queries

form_13fnt

Response

Returns an Form13FNTDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_13fnt(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_13fnt(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm13FNTDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "abc123",
  "sort": "xyz789",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_13fnt": {
      "total": Total,
      "took": 123,
      "data": [TransmittableForm13FNTDocumentValue]
    }
  }
}
Queries

form_144

Response

Returns a Form144Document!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_144(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_144(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm144DocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "abc123",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_144": {
      "total": Total,
      "took": 123,
      "data": [TransmittableForm144DocumentValue]
    }
  }
}
Queries

form_20f

Response

Returns an Form20FDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_20f(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_20f(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm20FDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "abc123",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_20f": {
      "total": Total,
      "took": 987,
      "data": [TransmittableForm20FDocumentValue]
    }
  }
}
Queries

form_3

Response

Returns a Form3Document!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_3(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_3(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm3DocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "abc123",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_3": {
      "total": Total,
      "took": 123,
      "data": [TransmittableForm3DocumentValue]
    }
  }
}
Queries

form_4

Response

Returns a Form4Document!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_4(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_4(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm4DocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "abc123",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_4": {
      "total": Total,
      "took": 123,
      "data": [TransmittableForm4DocumentValue]
    }
  }
}
Queries

form_40f

Response

Returns an Form40FDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_40f(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_40f(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm40FDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "xyz789",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_40f": {
      "total": Total,
      "took": 123,
      "data": [TransmittableForm40FDocumentValue]
    }
  }
}
Queries

form_5

Response

Returns a Form5Document!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_5(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_5(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableForm5DocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "xyz789",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_5": {
      "total": Total,
      "took": 987,
      "data": [TransmittableForm5DocumentValue]
    }
  }
}
Queries

form_d

Response

Returns a FormDDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_d(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_d(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormDDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "xyz789",
  "sort": "xyz789",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_d": {
      "total": Total,
      "took": 987,
      "data": [TransmittableFormDDocumentValue]
    }
  }
}
Queries

form_nmfp

Response

Returns an FormNMFPDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_nmfp(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_nmfp(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormNMFPDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "xyz789",
  "sort": "xyz789",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_nmfp": {
      "total": Total,
      "took": 123,
      "data": [TransmittableFormNMFPDocumentValue]
    }
  }
}
Queries

form_nmfp1

Response

Returns an FormNMFP1Document!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_nmfp1(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_nmfp1(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormNMFP1DocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "xyz789",
  "sort": "xyz789",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_nmfp1": {
      "total": Total,
      "took": 123,
      "data": [TransmittableFormNMFP1DocumentValue]
    }
  }
}
Queries

form_nmfp2

Response

Returns an FormNMFP2Document!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_nmfp2(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_nmfp2(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormNMFP2DocumentValueFragment
    }
  }
}
Variables
{
  "offset": 123,
  "query": "abc123",
  "sort": "xyz789",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_nmfp2": {
      "total": Total,
      "took": 987,
      "data": [TransmittableFormNMFP2DocumentValue]
    }
  }
}
Queries

form_nportnp

Response

Returns an FormNPORTNPDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_nportnp(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_nportnp(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormNPORTNPDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "xyz789",
  "sort": "xyz789",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_nportnp": {
      "total": Total,
      "took": 123,
      "data": [TransmittableFormNPORTNPDocumentValue]
    }
  }
}
Queries

form_nportp

Response

Returns an FormNPORTPDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_nportp(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_nportp(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormNPORTPDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "abc123",
  "sort": "abc123",
  "aggs": "xyz789"
}
Response
{
  "data": {
    "form_nportp": {
      "total": Total,
      "took": 123,
      "data": [TransmittableFormNPORTPDocumentValue]
    }
  }
}
Queries

form_npx

Response

Returns an FormNPXDocument!

Arguments
Name Description
offset - Int
query - String
sort - String
aggs - String

Example

Query
query form_npx(
  $offset: Int,
  $query: String,
  $sort: String,
  $aggs: String
) {
  form_npx(
    offset: $offset,
    query: $query,
    sort: $sort,
    aggs: $aggs
  ) {
    total {
      ...TotalFragment
    }
    took
    data {
      ...TransmittableFormNPXDocumentValueFragment
    }
  }
}
Variables
{
  "offset": 987,
  "query": "abc123",
  "sort": "abc123",
  "aggs": "abc123"
}
Response
{
  "data": {
    "form_npx": {
      "total": Total,
      "took": 987,
      "data": [TransmittableFormNPXDocumentValue]
    }
  }
}

Subscriptions

entity

Response

Returns a ConsolidatedEntity!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription entity($entity_cik: Int) {
  entity(entity_cik: $entity_cik) {
    cik
    entity_type
    sic
    sic_description
    insider_transaction_for_owner_exists
    insider_transaction_for_issuer_exists
    name
    tickers
    exchanges
    ein
    description
    website
    investor_website
    category
    fiscal_year_end
    state_of_incorporation
    state_of_incorporation_description
    addresses {
      ...AddressesFragment
    }
    phone
    flags
    former_names {
      ...FormerNameFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "entity": {
      "cik": 123,
      "entity_type": "abc123",
      "sic": "abc123",
      "sic_description": "xyz789",
      "insider_transaction_for_owner_exists": true,
      "insider_transaction_for_issuer_exists": false,
      "name": "xyz789",
      "tickers": ["abc123"],
      "exchanges": ["xyz789"],
      "ein": "abc123",
      "description": "abc123",
      "website": "xyz789",
      "investor_website": "abc123",
      "category": "abc123",
      "fiscal_year_end": "abc123",
      "state_of_incorporation": "xyz789",
      "state_of_incorporation_description": "abc123",
      "addresses": Addresses,
      "phone": "xyz789",
      "flags": "abc123",
      "former_names": [FormerName]
    }
  }
}
Subscriptions

filing

Response

Returns a Filing!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription filing($entity_cik: Int) {
  filing(entity_cik: $entity_cik) {
    entity_cik
    accession_number
    form_type
    primary_document_name
    primary_document_description
    filing_date
    report_date
    acceptance_datetime
    file_number
    film_number
    is_from_feed
    filing_index_url
    files {
      ...FilesFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "filing": {
      "entity_cik": 987,
      "accession_number": 123,
      "form_type": "xyz789",
      "primary_document_name": "xyz789",
      "primary_document_description": "xyz789",
      "filing_date": NaiveDate,
      "report_date": NaiveDate,
      "acceptance_datetime": "2007-12-03T10:15:30Z",
      "file_number": "xyz789",
      "film_number": "xyz789",
      "is_from_feed": true,
      "filing_index_url": "abc123",
      "files": Files
    }
  }
}
Subscriptions

form_10k

Response

Returns a TransmittableForm10KDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_10k($entity_cik: Int) {
  form_10k(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm10KDocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_10k": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 123,
      "filing_form_type": "xyz789",
      "document_data": ConsolidatedForm10KDocument
    }
  }
}
Subscriptions

form_10q

Response

Returns a TransmittableForm10QDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_10q($entity_cik: Int) {
  form_10q(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm10QDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_10q": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 987,
      "filing_form_type": "xyz789",
      "document_data": ConsolidatedForm10QDocument
    }
  }
}
Subscriptions

form_13fhr

Response

Returns an TransmittableForm13FHRDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_13fhr($entity_cik: Int) {
  form_13fhr(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...Form13FHRConsolidatedForm13FHRDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_13fhr": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 987,
      "filing_form_type": "xyz789",
      "document_data": Form13FHRConsolidatedForm13FHRDocument
    }
  }
}
Subscriptions

form_13fnt

Response

Returns an TransmittableForm13FNTDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_13fnt($entity_cik: Int) {
  form_13fnt(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...Form13FNTConsolidatedForm13FNTDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_13fnt": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 123,
      "filing_form_type": "abc123",
      "document_data": Form13FNTConsolidatedForm13FNTDocument
    }
  }
}
Subscriptions

form_144

Response

Returns a TransmittableForm144DocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_144($entity_cik: Int) {
  form_144(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...Form144ConsolidatedForm144DocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_144": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 123,
      "filing_form_type": "xyz789",
      "document_data": Form144ConsolidatedForm144Document
    }
  }
}
Subscriptions

form_20f

Response

Returns an TransmittableForm20FDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_20f($entity_cik: Int) {
  form_20f(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm20FDocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_20f": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 987,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedForm20FDocument
    }
  }
}
Subscriptions

form_3

Response

Returns a TransmittableForm3DocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_3($entity_cik: Int) {
  form_3(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm3DocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_3": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 987,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedForm3Document
    }
  }
}
Subscriptions

form_4

Response

Returns a TransmittableForm4DocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_4($entity_cik: Int) {
  form_4(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm4DocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_4": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 987,
      "filing_form_type": "xyz789",
      "document_data": ConsolidatedForm4Document
    }
  }
}
Subscriptions

form_40f

Response

Returns an TransmittableForm40FDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_40f($entity_cik: Int) {
  form_40f(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm40FDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_40f": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 123,
      "filing_form_type": "xyz789",
      "document_data": ConsolidatedForm40FDocument
    }
  }
}
Subscriptions

form_5

Response

Returns a TransmittableForm5DocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_5($entity_cik: Int) {
  form_5(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedForm5DocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_5": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 987,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedForm5Document
    }
  }
}
Subscriptions

form_d

Response

Returns a TransmittableFormDDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_d($entity_cik: Int) {
  form_d(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedFormDDocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_d": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 987,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedFormDDocument
    }
  }
}
Subscriptions

form_nmfp

Response

Returns an TransmittableFormNMFPDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_nmfp($entity_cik: Int) {
  form_nmfp(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedFormNMFPDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_nmfp": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 123,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedFormNMFPDocument
    }
  }
}
Subscriptions

form_nmfp1

Response

Returns an TransmittableFormNMFP1DocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_nmfp1($entity_cik: Int) {
  form_nmfp1(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedFormNMFP1DocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_nmfp1": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 123,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedFormNMFP1Document
    }
  }
}
Subscriptions

form_nmfp2

Response

Returns an TransmittableFormNMFP2DocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_nmfp2($entity_cik: Int) {
  form_nmfp2(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedFormNMFP2DocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_nmfp2": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 123,
      "filing_form_type": "xyz789",
      "document_data": ConsolidatedFormNMFP2Document
    }
  }
}
Subscriptions

form_nportnp

Response

Returns an TransmittableFormNPORTNPDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_nportnp($entity_cik: Int) {
  form_nportnp(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedFormNPORTNPDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_nportnp": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 987,
      "filing_form_type": "abc123",
      "document_data": ConsolidatedFormNPORTNPDocument
    }
  }
}
Subscriptions

form_nportp

Response

Returns an TransmittableFormNPORTPDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_nportp($entity_cik: Int) {
  form_nportp(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...ConsolidatedFormNPORTPDocumentFragment
    }
  }
}
Variables
{"entity_cik": 123}
Response
{
  "data": {
    "form_nportp": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 123,
      "filing_accession_number": 123,
      "filing_form_type": "xyz789",
      "document_data": ConsolidatedFormNPORTPDocument
    }
  }
}
Subscriptions

form_npx

Response

Returns an TransmittableFormNPXDocumentValue!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription form_npx($entity_cik: Int) {
  form_npx(entity_cik: $entity_cik) {
    filing_acceptance_datetime
    filing_report_date
    filing_filing_date
    entity_cik
    filing_accession_number
    filing_form_type
    document_data {
      ...FormNPXConsolidatedFormNPXDocumentFragment
    }
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "form_npx": {
      "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
      "filing_report_date": NaiveDate,
      "filing_filing_date": NaiveDate,
      "entity_cik": 987,
      "filing_accession_number": 987,
      "filing_form_type": "xyz789",
      "document_data": FormNPXConsolidatedFormNPXDocument
    }
  }
}
Subscriptions

latest_filing

Response

Returns a LatestFiling!

Arguments
Name Description
entity_cik - Int

Example

Query
subscription latest_filing($entity_cik: Int) {
  latest_filing(entity_cik: $entity_cik) {
    acceptance_datetime
    entity_cik
    accession_number
    filing_date
    filing_index_url
    form_type
  }
}
Variables
{"entity_cik": 987}
Response
{
  "data": {
    "latest_filing": {
      "acceptance_datetime": "2007-12-03T10:15:30Z",
      "entity_cik": 123,
      "accession_number": 123,
      "filing_date": NaiveDate,
      "filing_index_url": "xyz789",
      "form_type": "abc123"
    }
  }
}

Types

Addresses

Fields
Field Name Description
mailing_address - MailingAddress
business_address - BusinessAddress
Example
{
  "mailing_address": MailingAddress,
  "business_address": BusinessAddress
}
Types

Boolean

Description

The Boolean scalar type represents true or false.

Example
true
Types

BusinessAddress

Fields
Field Name Description
street_1 - String
street_2 - String
state_or_country_description - String
state_or_country - String
zip_code - String
city - String
Example
{
  "street_1": "xyz789",
  "street_2": "xyz789",
  "state_or_country_description": "abc123",
  "state_or_country": "xyz789",
  "zip_code": "xyz789",
  "city": "abc123"
}
Types

ComponentIdentifiers

Fields
Field Name Description
identifier - FormNPORTNPComponentIdentifier!
Example
{"identifier": FormNPORTNPComponentCusipIdentifier}
Types

ConsolidatedBooleanFact

Fields
Field Name Description
context_id - String!
id - String
name - String!
value - Boolean!
Example
{
  "context_id": "abc123",
  "id": "abc123",
  "name": "xyz789",
  "value": true
}
Types

ConsolidatedCommonStockSharesOutstanding

Fields
Field Name Description
class_title - String!
value - Int!
period - String
Example
{
  "class_title": "abc123",
  "value": 123,
  "period": "abc123"
}
Types

ConsolidatedContext

Fields
Field Name Description
id - String!
segments - [ConsolidatedSegment!]!
period_start_date - NaiveDate
period_end_date - NaiveDate
period_instant_date - NaiveDate
Example
{
  "id": "xyz789",
  "segments": [ConsolidatedSegment],
  "period_start_date": NaiveDate,
  "period_end_date": NaiveDate,
  "period_instant_date": NaiveDate
}
Types

ConsolidatedEntity

Fields
Field Name Description
cik - Int!
entity_type - String
sic - String
sic_description - String
insider_transaction_for_owner_exists - Boolean
insider_transaction_for_issuer_exists - Boolean
name - String
tickers - [String!]!
exchanges - [String!]!
ein - String
description - String
website - String
investor_website - String
category - String
fiscal_year_end - String
state_of_incorporation - String
state_of_incorporation_description - String
addresses - Addresses
phone - String
flags - String
former_names - [FormerName!]!
Example
{
  "cik": 123,
  "entity_type": "abc123",
  "sic": "abc123",
  "sic_description": "xyz789",
  "insider_transaction_for_owner_exists": false,
  "insider_transaction_for_issuer_exists": true,
  "name": "xyz789",
  "tickers": ["xyz789"],
  "exchanges": ["abc123"],
  "ein": "xyz789",
  "description": "xyz789",
  "website": "xyz789",
  "investor_website": "xyz789",
  "category": "abc123",
  "fiscal_year_end": "abc123",
  "state_of_incorporation": "xyz789",
  "state_of_incorporation_description": "abc123",
  "addresses": Addresses,
  "phone": "xyz789",
  "flags": "abc123",
  "former_names": [FormerName]
}
Types

ConsolidatedForm10KDocument

Fields
Field Name Description
twelve_months_ended_income_statement - ConsolidatedUSGAAPIncomeStatement
current_balance_sheet - ConsolidatedUSGAAPBalanceSheet
twelve_months_ended_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
twelve_months_ended_one_year_prior_income_statement - ConsolidatedUSGAAPIncomeStatement
twelve_months_prior_balance_sheet - ConsolidatedUSGAAPBalanceSheet
twelve_months_ended_one_year_prior_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
contexts - [ConsolidatedContext!]!
numeric_facts - [ConsolidatedNumericFact!]!
boolean_facts - [ConsolidatedBooleanFact!]!
string_facts - [ConsolidatedStringFact!]!
registered_securities - [ConsolidatedRegisteredSecurity!]!
common_stock_shares_outstanding - [ConsolidatedCommonStockSharesOutstanding!]!
Example
{
  "twelve_months_ended_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "current_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "twelve_months_ended_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "twelve_months_ended_one_year_prior_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "twelve_months_prior_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "twelve_months_ended_one_year_prior_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "contexts": [ConsolidatedContext],
  "numeric_facts": [ConsolidatedNumericFact],
  "boolean_facts": [ConsolidatedBooleanFact],
  "string_facts": [ConsolidatedStringFact],
  "registered_securities": [
    ConsolidatedRegisteredSecurity
  ],
  "common_stock_shares_outstanding": [
    ConsolidatedCommonStockSharesOutstanding
  ]
}
Types

ConsolidatedForm10QDocument

Fields
Field Name Description
three_months_ended_income_statement - ConsolidatedUSGAAPIncomeStatement
three_months_ended_one_year_prior_income_statement - ConsolidatedUSGAAPIncomeStatement
current_balance_sheet - ConsolidatedUSGAAPBalanceSheet
three_months_ended_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
three_months_ended_one_year_prior_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
six_months_ended_income_statement - ConsolidatedUSGAAPIncomeStatement
six_months_ended_one_year_prior_income_statement - ConsolidatedUSGAAPIncomeStatement
three_months_prior_balance_sheet - ConsolidatedUSGAAPBalanceSheet
six_months_ended_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
six_months_ended_one_year_prior_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
nine_months_ended_income_statement - ConsolidatedUSGAAPIncomeStatement
nine_months_ended_one_year_prior_income_statement - ConsolidatedUSGAAPIncomeStatement
twelve_months_ended_income_statement - ConsolidatedUSGAAPIncomeStatement
twelve_months_ended_one_year_prior_income_statement - ConsolidatedUSGAAPIncomeStatement
six_months_prior_balance_sheet - ConsolidatedUSGAAPBalanceSheet
nine_months_ended_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
nine_months_ended_one_year_prior_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
twelve_months_ended_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
twelve_months_ended_one_year_prior_cash_flow_statement - ConsolidatedUSGAAPCashFlowStatement
nine_months_prior_balance_sheet - ConsolidatedUSGAAPBalanceSheet
twelve_months_prior_balance_sheet - ConsolidatedUSGAAPBalanceSheet
contexts - [ConsolidatedContext!]!
numeric_facts - [ConsolidatedNumericFact!]!
boolean_facts - [ConsolidatedBooleanFact!]!
string_facts - [ConsolidatedStringFact!]!
registered_securities - [ConsolidatedRegisteredSecurity!]!
common_stock_shares_outstanding - [ConsolidatedCommonStockSharesOutstanding!]!
Example
{
  "three_months_ended_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "three_months_ended_one_year_prior_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "current_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "three_months_ended_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "three_months_ended_one_year_prior_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "six_months_ended_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "six_months_ended_one_year_prior_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "three_months_prior_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "six_months_ended_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "six_months_ended_one_year_prior_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "nine_months_ended_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "nine_months_ended_one_year_prior_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "twelve_months_ended_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "twelve_months_ended_one_year_prior_income_statement": ConsolidatedUSGAAPIncomeStatement,
  "six_months_prior_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "nine_months_ended_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "nine_months_ended_one_year_prior_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "twelve_months_ended_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "twelve_months_ended_one_year_prior_cash_flow_statement": ConsolidatedUSGAAPCashFlowStatement,
  "nine_months_prior_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "twelve_months_prior_balance_sheet": ConsolidatedUSGAAPBalanceSheet,
  "contexts": [ConsolidatedContext],
  "numeric_facts": [ConsolidatedNumericFact],
  "boolean_facts": [ConsolidatedBooleanFact],
  "string_facts": [ConsolidatedStringFact],
  "registered_securities": [
    ConsolidatedRegisteredSecurity
  ],
  "common_stock_shares_outstanding": [
    ConsolidatedCommonStockSharesOutstanding
  ]
}
Types

ConsolidatedForm20FDocument

Fields
Field Name Description
twelve_months_ended_income_statement - ConsolidatedIFRSIncomeStatement
current_balance_sheet - ConsolidatedIFRSBalanceSheet
twelve_months_ended_cash_flow_statement - ConsolidatedIFRSCashFlowStatement
twelve_months_ended_one_year_prior_income_statement - ConsolidatedIFRSIncomeStatement
twelve_months_prior_balance_sheet - ConsolidatedIFRSBalanceSheet
twelve_months_ended_one_year_prior_cash_flow_statement - ConsolidatedIFRSCashFlowStatement
contexts - [ConsolidatedContext!]!
numeric_facts - [ConsolidatedNumericFact!]!
boolean_facts - [ConsolidatedBooleanFact!]!
string_facts - [ConsolidatedStringFact!]!
registered_securities - [ConsolidatedRegisteredSecurity!]!
common_stock_shares_outstanding - [ConsolidatedCommonStockSharesOutstanding!]!
Example
{
  "twelve_months_ended_income_statement": ConsolidatedIFRSIncomeStatement,
  "current_balance_sheet": ConsolidatedIFRSBalanceSheet,
  "twelve_months_ended_cash_flow_statement": ConsolidatedIFRSCashFlowStatement,
  "twelve_months_ended_one_year_prior_income_statement": ConsolidatedIFRSIncomeStatement,
  "twelve_months_prior_balance_sheet": ConsolidatedIFRSBalanceSheet,
  "twelve_months_ended_one_year_prior_cash_flow_statement": ConsolidatedIFRSCashFlowStatement,
  "contexts": [ConsolidatedContext],
  "numeric_facts": [ConsolidatedNumericFact],
  "boolean_facts": [ConsolidatedBooleanFact],
  "string_facts": [ConsolidatedStringFact],
  "registered_securities": [
    ConsolidatedRegisteredSecurity
  ],
  "common_stock_shares_outstanding": [
    ConsolidatedCommonStockSharesOutstanding
  ]
}
Types

ConsolidatedForm3Document

Fields
Field Name Description
schema_version - String
document_type - String
period_of_report - NaiveDate
date_of_original_submission - NaiveDate
not_subject_to_section_16 - Boolean
reporting_owners - [Form3ReportingOwner!]!
issuer - Form3Issuer
non_derivative_table - Form3NonDerivativeTable
derivative_table - Form3DerivativeTable
footnotes - Form3Footnotes
remarks - String
owner_signatures - [Form3OwnershipNature!]!
Example
{
  "schema_version": "xyz789",
  "document_type": "xyz789",
  "period_of_report": NaiveDate,
  "date_of_original_submission": NaiveDate,
  "not_subject_to_section_16": false,
  "reporting_owners": [Form3ReportingOwner],
  "issuer": Form3Issuer,
  "non_derivative_table": Form3NonDerivativeTable,
  "derivative_table": Form3DerivativeTable,
  "footnotes": Form3Footnotes,
  "remarks": "xyz789",
  "owner_signatures": [Form3OwnershipNature]
}
Types

ConsolidatedForm40FDocument

Fields
Field Name Description
twelve_months_ended_income_statement - ConsolidatedIFRSIncomeStatement
current_balance_sheet - ConsolidatedIFRSBalanceSheet
twelve_months_ended_cash_flow_statement - ConsolidatedIFRSCashFlowStatement
twelve_months_ended_one_year_prior_income_statement - ConsolidatedIFRSIncomeStatement
twelve_months_prior_balance_sheet - ConsolidatedIFRSBalanceSheet
twelve_months_ended_one_year_prior_cash_flow_statement - ConsolidatedIFRSCashFlowStatement
contexts - [ConsolidatedContext!]!
numeric_facts - [ConsolidatedNumericFact!]!
boolean_facts - [ConsolidatedBooleanFact!]!
string_facts - [ConsolidatedStringFact!]!
registered_securities - [ConsolidatedRegisteredSecurity!]!
common_stock_shares_outstanding - [ConsolidatedCommonStockSharesOutstanding!]!
Example
{
  "twelve_months_ended_income_statement": ConsolidatedIFRSIncomeStatement,
  "current_balance_sheet": ConsolidatedIFRSBalanceSheet,
  "twelve_months_ended_cash_flow_statement": ConsolidatedIFRSCashFlowStatement,
  "twelve_months_ended_one_year_prior_income_statement": ConsolidatedIFRSIncomeStatement,
  "twelve_months_prior_balance_sheet": ConsolidatedIFRSBalanceSheet,
  "twelve_months_ended_one_year_prior_cash_flow_statement": ConsolidatedIFRSCashFlowStatement,
  "contexts": [ConsolidatedContext],
  "numeric_facts": [ConsolidatedNumericFact],
  "boolean_facts": [ConsolidatedBooleanFact],
  "string_facts": [ConsolidatedStringFact],
  "registered_securities": [
    ConsolidatedRegisteredSecurity
  ],
  "common_stock_shares_outstanding": [
    ConsolidatedCommonStockSharesOutstanding
  ]
}
Types

ConsolidatedForm4Document

Fields
Field Name Description
schema_version - String
document_type - String
period_of_report - NaiveDate
date_of_original_submission - NaiveDate
not_subject_to_section_16 - Boolean
reporting_owners - [Form4ReportingOwner!]!
issuer - Form4Issuer
non_derivative_table - Form4NonDerivativeTable
derivative_table - Form4DerivativeTable
footnotes - Form4Footnotes
remarks - String
owner_signatures - [Form4OwnerSignature!]!
Example
{
  "schema_version": "abc123",
  "document_type": "xyz789",
  "period_of_report": NaiveDate,
  "date_of_original_submission": NaiveDate,
  "not_subject_to_section_16": true,
  "reporting_owners": [Form4ReportingOwner],
  "issuer": Form4Issuer,
  "non_derivative_table": Form4NonDerivativeTable,
  "derivative_table": Form4DerivativeTable,
  "footnotes": Form4Footnotes,
  "remarks": "xyz789",
  "owner_signatures": [Form4OwnerSignature]
}
Types

ConsolidatedForm5Document

Fields
Field Name Description
schema_version - String
document_type - String
period_of_report - NaiveDate
date_of_original_submission - NaiveDate
not_subject_to_section_16 - Boolean
reporting_owners - [Form5ReportingOwner!]!
issuer - Form5Issuer
non_derivative_table - Form5NonDerivativeTable
derivative_table - Form5DerivativeTable
footnotes - Form5Footnotes
remarks - String
owner_signatures - [Form5OwnerSignature!]!
Example
{
  "schema_version": "abc123",
  "document_type": "xyz789",
  "period_of_report": NaiveDate,
  "date_of_original_submission": NaiveDate,
  "not_subject_to_section_16": true,
  "reporting_owners": [Form5ReportingOwner],
  "issuer": Form5Issuer,
  "non_derivative_table": Form5NonDerivativeTable,
  "derivative_table": Form5DerivativeTable,
  "footnotes": Form5Footnotes,
  "remarks": "xyz789",
  "owner_signatures": [Form5OwnerSignature]
}
Types

ConsolidatedFormDDocument

Fields
Field Name Description
schema_version - String
submission_type - String
test_or_live - String
return_copy - Boolean
contact_data - FormDContactData
primary_issuer - FormDPrimaryIssuer
issuer_list - FormDIssuerList
related_persons_list - FormDRelatedPersonsList
offering_data - FormDOfferingData
Example
{
  "schema_version": "xyz789",
  "submission_type": "abc123",
  "test_or_live": "abc123",
  "return_copy": false,
  "contact_data": FormDContactData,
  "primary_issuer": FormDPrimaryIssuer,
  "issuer_list": FormDIssuerList,
  "related_persons_list": FormDRelatedPersonsList,
  "offering_data": FormDOfferingData
}
Types

ConsolidatedFormNMFP1Document

Fields
Field Name Description
schema_version - String
header_data - FormNMFP1HeaderData
form_data - FormNMFP1FormData
Example
{
  "schema_version": "xyz789",
  "header_data": FormNMFP1HeaderData,
  "form_data": FormNMFP1FormData
}
Types

ConsolidatedFormNMFP2Document

Fields
Field Name Description
schema_version - String
header_data - FormNMFP2HeaderData
form_data - FormNMFP2FormData
Example
{
  "schema_version": "xyz789",
  "header_data": FormNMFP2HeaderData,
  "form_data": FormNMFP2FormData
}
Types

ConsolidatedFormNMFPDocument

Fields
Field Name Description
submission_type - String
live_test_flag - String
contact - FormNMFPContact
notification_email_addresses - FormNMFPNotificationEmailAddresses
is_electronic_copy_of_paper_format - Boolean
document_period_end_date - NaiveDate
cik - Int
ccc - String
series_id - String
total_classes_in_series - Int
is_this_filing_final - Boolean
is_fund_liquidating - Boolean
is_fund_merging_with_or_being_acquired_by_another_fund - Boolean
successor_funds - FormNMFPSuccessorFunds
has_fund_acquired_or_merging_with_another_fund_since_filing - Boolean
acquired_or_merged_funds - FormNMFPAcquiredOrMergedFunds
series_level_information - FormNMFPSeriesLevelInformation
class_level_information_list - FormNMFPClassLevelInformationList
portfolio_securities - FormNMFPPortfolioSecurities
Example
{
  "submission_type": "xyz789",
  "live_test_flag": "xyz789",
  "contact": FormNMFPContact,
  "notification_email_addresses": FormNMFPNotificationEmailAddresses,
  "is_electronic_copy_of_paper_format": true,
  "document_period_end_date": NaiveDate,
  "cik": 123,
  "ccc": "xyz789",
  "series_id": "xyz789",
  "total_classes_in_series": 987,
  "is_this_filing_final": false,
  "is_fund_liquidating": false,
  "is_fund_merging_with_or_being_acquired_by_another_fund": false,
  "successor_funds": FormNMFPSuccessorFunds,
  "has_fund_acquired_or_merging_with_another_fund_since_filing": true,
  "acquired_or_merged_funds": FormNMFPAcquiredOrMergedFunds,
  "series_level_information": FormNMFPSeriesLevelInformation,
  "class_level_information_list": FormNMFPClassLevelInformationList,
  "portfolio_securities": FormNMFPPortfolioSecurities
}
Types

ConsolidatedFormNPORTNPDocument

Fields
Field Name Description
header_data - FormNPORTNPHeaderData
form_data - FormNPORTNPFormData
documents - FormNPORTNPDocuments
Example
{
  "header_data": FormNPORTNPHeaderData,
  "form_data": FormNPORTNPFormData,
  "documents": FormNPORTNPDocuments
}
Types

ConsolidatedFormNPORTPDocument

Fields
Field Name Description
header_data - FormNPORTPHeaderData
form_data - FormNPORTPFormData
documents - FormNPORTPDocuments
Example
{
  "header_data": FormNPORTPHeaderData,
  "form_data": FormNPORTPFormData,
  "documents": FormNPORTPDocuments
}
Types

ConsolidatedIFRSAssets

Fields
Field Name Description
cash_and_cash_equivalents - Float
current_assets - Float
non_current_assets - Float
total_assets - Float
Example
{
  "cash_and_cash_equivalents": 987.65,
  "current_assets": 123.45,
  "non_current_assets": 123.45,
  "total_assets": 123.45
}
Types

ConsolidatedIFRSBalanceSheet

Fields
Field Name Description
assets - ConsolidatedIFRSAssets!
liabilities - ConsolidatedIFRSLiabilities!
shareholder_equity - Float
shareholder_equity_attributable_to_non_controlling_interests - Float
shareholder_equity_including_portion_attributable_to_non_controlling_interests - Float
total_liabilities_and_shareholder_equity - Float
Example
{
  "assets": ConsolidatedIFRSAssets,
  "liabilities": ConsolidatedIFRSLiabilities,
  "shareholder_equity": 987.65,
  "shareholder_equity_attributable_to_non_controlling_interests": 987.65,
  "shareholder_equity_including_portion_attributable_to_non_controlling_interests": 987.65,
  "total_liabilities_and_shareholder_equity": 987.65
}
Types

ConsolidatedIFRSCashFlowStatement

Fields
Field Name Description
net_income - Float
net_cash_provided_by_operating_activities - Float
net_cash_provided_by_investing_activities - Float
net_cash_provided_by_financing_activities - Float
restricted_cash_and_restricted_cash_equivalents - Float
cash_and_cash_equivalents - Float
interest_paid - Float
income_tax_paid - Float
Example
{
  "net_income": 987.65,
  "net_cash_provided_by_operating_activities": 123.45,
  "net_cash_provided_by_investing_activities": 987.65,
  "net_cash_provided_by_financing_activities": 123.45,
  "restricted_cash_and_restricted_cash_equivalents": 987.65,
  "cash_and_cash_equivalents": 987.65,
  "interest_paid": 987.65,
  "income_tax_paid": 123.45
}
Types

ConsolidatedIFRSIncomeStatement

Fields
Field Name Description
revenue - Float
cost_of_revenue - Float
gross_profit - Float
interest_income_net - Float
income_tax_provision - Float
net_income - Float
earnings_per_share_basic - Float
earnings_per_share_diluted - Float
number_of_shares_outstanding_basic - Float
number_of_shares_outstanding_diluted - Float
Example
{
  "revenue": 987.65,
  "cost_of_revenue": 987.65,
  "gross_profit": 987.65,
  "interest_income_net": 987.65,
  "income_tax_provision": 987.65,
  "net_income": 123.45,
  "earnings_per_share_basic": 987.65,
  "earnings_per_share_diluted": 123.45,
  "number_of_shares_outstanding_basic": 123.45,
  "number_of_shares_outstanding_diluted": 123.45
}
Types

ConsolidatedIFRSLiabilities

Fields
Field Name Description
current_liabilities - Float
non_current_liabilities - Float
total_liabilities - Float
Example
{
  "current_liabilities": 123.45,
  "non_current_liabilities": 987.65,
  "total_liabilities": 123.45
}
Types

ConsolidatedNumericFact

Fields
Field Name Description
context_id - String!
id - String
name - String!
value - Float!
unit - String
Example
{
  "context_id": "xyz789",
  "id": "abc123",
  "name": "xyz789",
  "value": 987.65,
  "unit": "xyz789"
}
Types

ConsolidatedRegisteredSecurity

Fields
Field Name Description
title - String
trading_symbol - String
exchange - String
Example
{
  "title": "abc123",
  "trading_symbol": "abc123",
  "exchange": "abc123"
}
Types

ConsolidatedSegment

Fields
Field Name Description
dimension - String!
value - String!
Example
{
  "dimension": "xyz789",
  "value": "abc123"
}
Types

ConsolidatedStringFact

Fields
Field Name Description
context_id - String!
id - String
name - String!
value - String!
Example
{
  "context_id": "abc123",
  "id": "xyz789",
  "name": "xyz789",
  "value": "abc123"
}
Types

ConsolidatedUSGAAPAssets

Fields
Field Name Description
cash_and_cash_equivalents_and_short_term_investments - Float
current_assets - Float
non_current_assets - Float
total_assets - Float
Example
{
  "cash_and_cash_equivalents_and_short_term_investments": 987.65,
  "current_assets": 987.65,
  "non_current_assets": 123.45,
  "total_assets": 123.45
}
Types

ConsolidatedUSGAAPBalanceSheet

Fields
Field Name Description
assets - ConsolidatedUSGAAPAssets!
liabilities - ConsolidatedUSGAAPLiabilities!
shareholder_equity - Float
shareholder_equity_attributable_to_non_controlling_interests - Float
shareholder_equity_including_portion_attributable_to_non_controlling_interests - Float
total_liabilities_and_shareholder_equity - Float
Example
{
  "assets": ConsolidatedUSGAAPAssets,
  "liabilities": ConsolidatedUSGAAPLiabilities,
  "shareholder_equity": 123.45,
  "shareholder_equity_attributable_to_non_controlling_interests": 123.45,
  "shareholder_equity_including_portion_attributable_to_non_controlling_interests": 123.45,
  "total_liabilities_and_shareholder_equity": 987.65
}
Types

ConsolidatedUSGAAPCashFlowStatement

Fields
Field Name Description
net_income - Float
net_cash_provided_by_operating_activities - Float
net_cash_provided_by_investing_activities - Float
net_cash_provided_by_financing_activities - Float
net_cash_provided_by_discontinued_operations - Float
cash_and_cash_equivalents_and_restricted_cash_and_restricted_cash_equivalents - Float
restricted_cash_and_restricted_cash_equivalents - Float
cash_and_cash_equivalents - Float
interest_paid - Float
income_tax_paid - Float
Example
{
  "net_income": 123.45,
  "net_cash_provided_by_operating_activities": 987.65,
  "net_cash_provided_by_investing_activities": 987.65,
  "net_cash_provided_by_financing_activities": 123.45,
  "net_cash_provided_by_discontinued_operations": 123.45,
  "cash_and_cash_equivalents_and_restricted_cash_and_restricted_cash_equivalents": 123.45,
  "restricted_cash_and_restricted_cash_equivalents": 987.65,
  "cash_and_cash_equivalents": 987.65,
  "interest_paid": 123.45,
  "income_tax_paid": 123.45
}
Types

ConsolidatedUSGAAPIncomeStatement

Fields
Field Name Description
revenue - Float
cost_of_revenue - Float
gross_profit - Float
interest_income_net - Float
income_tax_provision - Float
net_income - Float
earnings_per_share_basic - Float
earnings_per_share_diluted - Float
number_of_shares_outstanding_basic - Float
number_of_shares_outstanding_diluted - Float
Example
{
  "revenue": 987.65,
  "cost_of_revenue": 123.45,
  "gross_profit": 123.45,
  "interest_income_net": 987.65,
  "income_tax_provision": 987.65,
  "net_income": 123.45,
  "earnings_per_share_basic": 123.45,
  "earnings_per_share_diluted": 123.45,
  "number_of_shares_outstanding_basic": 123.45,
  "number_of_shares_outstanding_diluted": 987.65
}
Types

ConsolidatedUSGAAPLiabilities

Fields
Field Name Description
current_liabilities - Float
non_current_liabilities - Float
total_liabilities - Float
Example
{
  "current_liabilities": 987.65,
  "non_current_liabilities": 123.45,
  "total_liabilities": 123.45
}
Types

DateTime

Description

Implement the DateTime scalar

The input/output is a string in RFC3339 format.

Example
"2007-12-03T10:15:30Z"
Types

Entity

Fields
Field Name Description
total - Total!
took - Int!
data - [ConsolidatedEntity!]!
Example
{
  "total": Total,
  "took": 123,
  "data": [ConsolidatedEntity]
}
Types

File

Fields
Field Name Description
sequence_number - Int
description - String
name - String
link - String
document_type - String
size - Int
Example
{
  "sequence_number": 987,
  "description": "abc123",
  "name": "abc123",
  "link": "xyz789",
  "document_type": "xyz789",
  "size": 987
}
Types

Files

Fields
Field Name Description
document_format_files - [File!]!
data_files - [File!]!
Example
{
  "document_format_files": [File],
  "data_files": [File]
}
Types

Filing

Fields
Field Name Description
entity_cik - Int!
accession_number - Int!
form_type - String
primary_document_name - String
primary_document_description - String
filing_date - NaiveDate
report_date - NaiveDate
acceptance_datetime - DateTime
file_number - String
film_number - String
is_from_feed - Boolean!
filing_index_url - String
files - Files
Example
{
  "entity_cik": 123,
  "accession_number": 123,
  "form_type": "xyz789",
  "primary_document_name": "xyz789",
  "primary_document_description": "abc123",
  "filing_date": NaiveDate,
  "report_date": NaiveDate,
  "acceptance_datetime": "2007-12-03T10:15:30Z",
  "file_number": "abc123",
  "film_number": "xyz789",
  "is_from_feed": true,
  "filing_index_url": "abc123",
  "files": Files
}
Types

Float

Description

The Float scalar type represents signed double-precision fractional values as specified by IEEE 754.

Example
987.65
Types

Form10KDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm10KDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm10KDocumentValue]
}
Types

Form10QDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm10QDocumentValue!]!
Example
{
  "total": Total,
  "took": 123,
  "data": [TransmittableForm10QDocumentValue]
}
Types

Form13FHRAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
zip_code - String
Example
{
  "street_1": "xyz789",
  "street_2": "xyz789",
  "city": "xyz789",
  "state_or_country": "abc123",
  "zip_code": "abc123"
}
Types

Form13FHRAmendmentInfo

Fields
Field Name Description
amendment_type - String
confidentiality_denied_or_expired - Boolean
date_denied_or_expired - NaiveDate
date_reported - NaiveDate
reason_for_non_confidentiality - String
Example
{
  "amendment_type": "abc123",
  "confidentiality_denied_or_expired": false,
  "date_denied_or_expired": NaiveDate,
  "date_reported": NaiveDate,
  "reason_for_non_confidentiality": "xyz789"
}
Types

Form13FHRConsolidatedForm13FHRDocument

Fields
Field Name Description
metadata - Form13FHRMetadata
information_table - Form13FHRInformationTable
Example
{
  "metadata": Form13FHRMetadata,
  "information_table": Form13FHRInformationTable
}
Types

Form13FHRContact

Fields
Field Name Description
name - String
phone - String
email - String
Example
{
  "name": "abc123",
  "phone": "abc123",
  "email": "abc123"
}
Types

Form13FHRCoverPage

Fields
Field Name Description
report_calender_or_quarter - NaiveDate
is_amendment - Boolean
amendment_number - Int
amendment_info - Form13FHRAmendmentInfo
filing_manager - Form13FHRFilingManager
report_type - String
form_13f_file_number - Int
crd_number - String
sec_file_number - String
other_managers_reporting_for_this_manager - Form13FHROtherManagersReportingForThisManager
provide_info_for_instruction_5 - String
additional_information - String
Example
{
  "report_calender_or_quarter": NaiveDate,
  "is_amendment": false,
  "amendment_number": 123,
  "amendment_info": Form13FHRAmendmentInfo,
  "filing_manager": Form13FHRFilingManager,
  "report_type": "xyz789",
  "form_13f_file_number": 123,
  "crd_number": "xyz789",
  "sec_file_number": "xyz789",
  "other_managers_reporting_for_this_manager": Form13FHROtherManagersReportingForThisManager,
  "provide_info_for_instruction_5": "xyz789",
  "additional_information": "abc123"
}
Types

Form13FHRDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm13FHRDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm13FHRDocumentValue]
}
Types

Form13FHRFiler

Fields
Field Name Description
file_number - Int
issuer_credentials - Form13FHRIssuerCredentials
Example
{
  "file_number": 123,
  "issuer_credentials": Form13FHRIssuerCredentials
}
Types

Form13FHRFilerInfo

Fields
Field Name Description
live_test_flag - String
flags - Form13FHRFlags
filer - Form13FHRFiler
contact - Form13FHRContact
notifications - Form13FHRNotifications
period_of_report - NaiveDate
Example
{
  "live_test_flag": "xyz789",
  "flags": Form13FHRFlags,
  "filer": Form13FHRFiler,
  "contact": Form13FHRContact,
  "notifications": Form13FHRNotifications,
  "period_of_report": NaiveDate
}
Types

Form13FHRFilingManager

Fields
Field Name Description
name - String
address - Form13FHRAddress
Example
{
  "name": "xyz789",
  "address": Form13FHRAddress
}
Types

Form13FHRFlags

Fields
Field Name Description
return_copy_flag - Boolean
override_internet_flag - Boolean
confirming_copy_flag - Boolean
Example
{
  "return_copy_flag": true,
  "override_internet_flag": true,
  "confirming_copy_flag": true
}
Types

Form13FHRFormData

Fields
Field Name Description
cover_page - Form13FHRCoverPage
signature - Form13FHRSignature
summary_page - Form13FHRSummaryPage
Example
{
  "cover_page": Form13FHRCoverPage,
  "signature": Form13FHRSignature,
  "summary_page": Form13FHRSummaryPage
}
Types

Form13FHRHeaderData

Fields
Field Name Description
submission_type - String
filer_info - Form13FHRFilerInfo
Example
{
  "submission_type": "xyz789",
  "filer_info": Form13FHRFilerInfo
}
Types

Form13FHRHolding

Fields
Field Name Description
issuer_name - String
title_of_class - String
cusip - String
figi - String
value - Int
shares_or_principal_amount - Form13FHRSharesOrPrincipalAmount
put_or_call - String
investment_discretion - String
other_managers - [Int!]!
voting_authority - Form13FHRVotingAuthority
Example
{
  "issuer_name": "abc123",
  "title_of_class": "abc123",
  "cusip": "xyz789",
  "figi": "xyz789",
  "value": 987,
  "shares_or_principal_amount": Form13FHRSharesOrPrincipalAmount,
  "put_or_call": "abc123",
  "investment_discretion": "abc123",
  "other_managers": [987],
  "voting_authority": Form13FHRVotingAuthority
}
Types

Form13FHRInformationTable

Fields
Field Name Description
holdings - [Form13FHRHolding!]!
Example
{"holdings": [Form13FHRHolding]}
Types

Form13FHRIssuerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 987, "ccc": "xyz789"}
Types

Form13FHRManager

Fields
Field Name Description
cik - Int
form_13f_file_number - Int
crd_number - String
sec_file_number - String
name - String
Example
{
  "cik": 123,
  "form_13f_file_number": 123,
  "crd_number": "abc123",
  "sec_file_number": "abc123",
  "name": "xyz789"
}
Types

Form13FHRMetadata

Fields
Field Name Description
header_data - Form13FHRHeaderData
form_data - Form13FHRFormData
documents - Form13FHRMetadataDocuments
Example
{
  "header_data": Form13FHRHeaderData,
  "form_data": Form13FHRFormData,
  "documents": Form13FHRMetadataDocuments
}
Types

Form13FHRMetadataDocument

Fields
Field Name Description
conformed_name - String
conformed_document_type - String
description - String
contents - String
Example
{
  "conformed_name": "xyz789",
  "conformed_document_type": "xyz789",
  "description": "abc123",
  "contents": "abc123"
}
Types

Form13FHRMetadataDocuments

Fields
Field Name Description
documents - [Form13FHRMetadataDocument!]!
Example
{"documents": [Form13FHRMetadataDocument]}
Types

Form13FHRNotifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["abc123"]}
Types

Form13FHROtherIncludedManager

Fields
Field Name Description
sequence_number - Int
manager - Form13FHRManager
Example
{"sequence_number": 123, "manager": Form13FHRManager}
Types

Form13FHROtherIncludedManagers

Fields
Field Name Description
managers - [Form13FHROtherIncludedManager!]!
Example
{"managers": [Form13FHROtherIncludedManager]}
Types

Form13FHROtherManagersReportingForThisManager

Fields
Field Name Description
managers - [Form13FHRManager!]!
Example
{"managers": [Form13FHRManager]}
Types

Form13FHRSharesOrPrincipalAmount

Fields
Field Name Description
amount - Int
unit_type - String
Example
{"amount": 987, "unit_type": "abc123"}
Types

Form13FHRSignature

Fields
Field Name Description
name - String
title - String
phone - String
signature - String
city - String
state_or_country - String
Example
{
  "name": "xyz789",
  "title": "xyz789",
  "phone": "abc123",
  "signature": "xyz789",
  "city": "xyz789",
  "state_or_country": "abc123"
}
Types

Form13FHRSummaryPage

Fields
Field Name Description
other_included_managers_count - Int
table_entry_total - Int
table_entry_value - Int
is_confidential_omitted - Boolean
other_included_managers - Form13FHROtherIncludedManagers
Example
{
  "other_included_managers_count": 987,
  "table_entry_total": 987,
  "table_entry_value": 987,
  "is_confidential_omitted": false,
  "other_included_managers": Form13FHROtherIncludedManagers
}
Types

Form13FHRVotingAuthority

Fields
Field Name Description
sole - Int
shared - Int
none - Int
Example
{"sole": 123, "shared": 123, "none": 123}
Types

Form13FNTAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
zip_code - String
Example
{
  "street_1": "xyz789",
  "street_2": "abc123",
  "city": "abc123",
  "state_or_country": "abc123",
  "zip_code": "xyz789"
}
Types

Form13FNTAmendmentInfo

Fields
Field Name Description
amendment_type - String
Example
{"amendment_type": "abc123"}
Types

Form13FNTConsolidatedForm13FNTDocument

Fields
Field Name Description
metadata - Form13FNTMetadataDocuments
Example
{"metadata": Form13FNTMetadataDocuments}
Types

Form13FNTContact

Fields
Field Name Description
name - String
phone - String
email - String
Example
{
  "name": "xyz789",
  "phone": "abc123",
  "email": "abc123"
}
Types

Form13FNTCoverPage

Fields
Field Name Description
report_calender_or_quarter - NaiveDate
is_amendment - Boolean
amendment_number - Int
amendment_info - Form13FNTAmendmentInfo
filing_manager - Form13FNTFilingManager
report_type - String
form_13f_file_number - Int
crd_number - String
sec_file_number - String
other_managers_reporting_for_this_manager - Form13FNTOtherManagersReportingForThisManager
provide_info_for_instruction_5 - String
additional_information - String
Example
{
  "report_calender_or_quarter": NaiveDate,
  "is_amendment": true,
  "amendment_number": 987,
  "amendment_info": Form13FNTAmendmentInfo,
  "filing_manager": Form13FNTFilingManager,
  "report_type": "abc123",
  "form_13f_file_number": 123,
  "crd_number": "xyz789",
  "sec_file_number": "abc123",
  "other_managers_reporting_for_this_manager": Form13FNTOtherManagersReportingForThisManager,
  "provide_info_for_instruction_5": "abc123",
  "additional_information": "abc123"
}
Types

Form13FNTDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm13FNTDocumentValue!]!
Example
{
  "total": Total,
  "took": 123,
  "data": [TransmittableForm13FNTDocumentValue]
}
Types

Form13FNTFiler

Fields
Field Name Description
file_number - Int
issuer_credentials - Form13FNTIssuerCredentials
Example
{
  "file_number": 987,
  "issuer_credentials": Form13FNTIssuerCredentials
}
Types

Form13FNTFilerInfo

Fields
Field Name Description
live_test_flag - String
flags - Form13FNTFlags
filer - Form13FNTFiler
contact - Form13FNTContact
notifications - Form13FNTNotifications
period_of_report - NaiveDate
Example
{
  "live_test_flag": "xyz789",
  "flags": Form13FNTFlags,
  "filer": Form13FNTFiler,
  "contact": Form13FNTContact,
  "notifications": Form13FNTNotifications,
  "period_of_report": NaiveDate
}
Types

Form13FNTFilingManager

Fields
Field Name Description
name - String
address - Form13FNTAddress
Example
{
  "name": "abc123",
  "address": Form13FNTAddress
}
Types

Form13FNTFlags

Fields
Field Name Description
return_copy_flag - Boolean
override_internet_flag - Boolean
confirming_copy_flag - Boolean
Example
{
  "return_copy_flag": true,
  "override_internet_flag": true,
  "confirming_copy_flag": false
}
Types

Form13FNTFormData

Fields
Field Name Description
cover_page - Form13FNTCoverPage
signature - Form13FNTSignature
Example
{
  "cover_page": Form13FNTCoverPage,
  "signature": Form13FNTSignature
}
Types

Form13FNTHeaderData

Fields
Field Name Description
submission_type - String
filer_info - Form13FNTFilerInfo
Example
{
  "submission_type": "abc123",
  "filer_info": Form13FNTFilerInfo
}
Types

Form13FNTIssuerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 987, "ccc": "xyz789"}
Types

Form13FNTManager

Fields
Field Name Description
cik - Int
form_13f_file_number - Int
crd_number - String
sec_file_number - String
name - String
Example
{
  "cik": 987,
  "form_13f_file_number": 987,
  "crd_number": "xyz789",
  "sec_file_number": "abc123",
  "name": "abc123"
}
Types

Form13FNTMetadataDocuments

Fields
Field Name Description
header_data - Form13FNTHeaderData
form_data - Form13FNTFormData
Example
{
  "header_data": Form13FNTHeaderData,
  "form_data": Form13FNTFormData
}
Types

Form13FNTNotifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["xyz789"]}
Types

Form13FNTOtherManagersReportingForThisManager

Fields
Field Name Description
managers - [Form13FNTManager!]!
Example
{"managers": [Form13FNTManager]}
Types

Form13FNTSignature

Fields
Field Name Description
name - String
title - String
phone - String
signature - String
city - String
state_or_country - String
Example
{
  "name": "xyz789",
  "title": "abc123",
  "phone": "xyz789",
  "signature": "xyz789",
  "city": "abc123",
  "state_or_country": "abc123"
}
Types

Form144BrokerOrMarketMakerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
zip_code - String
Example
{
  "street_1": "abc123",
  "street_2": "abc123",
  "city": "xyz789",
  "state_or_country": "abc123",
  "zip_code": "abc123"
}
Types

Form144BrokerOrMarketMakerDetails

Fields
Field Name Description
name - String
address - Form144BrokerOrMarketMakerAddress
Example
{
  "name": "xyz789",
  "address": Form144BrokerOrMarketMakerAddress
}
Types

Form144ConsolidatedForm144Document

Fields
Field Name Description
schema_version - String
header_data - Form144HeaderData
form_data - Form144FormData
Example
{
  "schema_version": "abc123",
  "header_data": Form144HeaderData,
  "form_data": Form144FormData
}
Types

Form144Contact

Fields
Field Name Description
name - String
phone - String
email - String
Example
{
  "name": "abc123",
  "phone": "xyz789",
  "email": "abc123"
}
Types

Form144Document

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm144DocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm144DocumentValue]
}
Types

Form144Filer

Fields
Field Name Description
filer_credentials - Form144FilerCredentials
Example
{"filer_credentials": Form144FilerCredentials}
Types

Form144FilerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 987, "ccc": "xyz789"}
Types

Form144FilerInfo

Fields
Field Name Description
filer - Form144Filer
live_test_flag - String
contact - Form144Contact
flags - Form144Flags
notifications - Form144Notifications
Example
{
  "filer": Form144Filer,
  "live_test_flag": "xyz789",
  "contact": Form144Contact,
  "flags": Form144Flags,
  "notifications": Form144Notifications
}
Types

Form144Flags

Fields
Field Name Description
override_internet_flag - Boolean
Example
{"override_internet_flag": true}
Types

Form144FormData

Fields
Field Name Description
issuer_info - Form144IssuerInfo
securities_information - [Form144SecurityInformation!]!
securities_to_be_sold - [Form144SecurityToBeSold!]!
nothing_to_report_flag_on_securities_sold_in_past_3_months - Boolean
securities_sold_in_past_3_months - [Form144SecuritySoldInPast3Months!]!
remarks - String
notice_signature - Form144NoticeSignature
documents - Form144FormDataDocuments
Example
{
  "issuer_info": Form144IssuerInfo,
  "securities_information": [Form144SecurityInformation],
  "securities_to_be_sold": [Form144SecurityToBeSold],
  "nothing_to_report_flag_on_securities_sold_in_past_3_months": true,
  "securities_sold_in_past_3_months": [
    Form144SecuritySoldInPast3Months
  ],
  "remarks": "abc123",
  "notice_signature": Form144NoticeSignature,
  "documents": Form144FormDataDocuments
}
Types

Form144FormDataDocument

Fields
Field Name Description
conformed_name - String
conformed_document_type - String
description - String
contents - String
Example
{
  "conformed_name": "xyz789",
  "conformed_document_type": "abc123",
  "description": "xyz789",
  "contents": "xyz789"
}
Types

Form144FormDataDocuments

Fields
Field Name Description
documents - [Form144FormDataDocument!]!
Example
{"documents": [Form144FormDataDocument]}
Types

Form144HeaderData

Fields
Field Name Description
submission_type - String
previous_accession_number - String
filer_info - Form144FilerInfo
Example
{
  "submission_type": "abc123",
  "previous_accession_number": "abc123",
  "filer_info": Form144FilerInfo
}
Types

Form144IssuerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
zip_code - String
Example
{
  "street_1": "xyz789",
  "street_2": "abc123",
  "city": "abc123",
  "state_or_country": "xyz789",
  "zip_code": "xyz789"
}
Types

Form144IssuerInfo

Fields
Field Name Description
cik - String
name - String
sec_file_number - String
issuer_address - Form144IssuerAddress
issuer_contact_phone - String
name_of_person_for_whose_account_the_securities_are_to_be_sold - String
relationships_to_issuer - Form144RelationshipsToIssuer
Example
{
  "cik": "abc123",
  "name": "abc123",
  "sec_file_number": "xyz789",
  "issuer_address": Form144IssuerAddress,
  "issuer_contact_phone": "abc123",
  "name_of_person_for_whose_account_the_securities_are_to_be_sold": "xyz789",
  "relationships_to_issuer": Form144RelationshipsToIssuer
}
Types

Form144NoticeSignature

Fields
Field Name Description
notice_date - NaiveDate
plan_adoption_dates - Form144PlanAdoptionDates
signature - String
Example
{
  "notice_date": NaiveDate,
  "plan_adoption_dates": Form144PlanAdoptionDates,
  "signature": "abc123"
}
Types

Form144Notifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["abc123"]}
Types

Form144PlanAdoptionDates

Fields
Field Name Description
plan_adoption_dates - [NaiveDate!]!
Example
{"plan_adoption_dates": [NaiveDate]}
Types

Form144RelationshipsToIssuer

Fields
Field Name Description
relationships_to_issuer - [String!]!
Example
{"relationships_to_issuer": ["xyz789"]}
Types

Form144SecurityInformation

Fields
Field Name Description
securities_class_title - String
broker_or_market_maker_details - Form144BrokerOrMarketMakerDetails
number_of_units_sold - Int
aggregate_market_value - Float
number_of_units_outstanding - Int
approximate_sale_date - NaiveDate
securities_exchange_name - String
Example
{
  "securities_class_title": "abc123",
  "broker_or_market_maker_details": Form144BrokerOrMarketMakerDetails,
  "number_of_units_sold": 123,
  "aggregate_market_value": 987.65,
  "number_of_units_outstanding": 123,
  "approximate_sale_date": NaiveDate,
  "securities_exchange_name": "xyz789"
}
Types

Form144SecuritySoldInPast3Months

Fields
Field Name Description
seller_details - Form144SellerDetails
securities_class_title - String
sale_date - NaiveDate
amount_of_securities_sold - Int
gross_proceeds - Float
Example
{
  "seller_details": Form144SellerDetails,
  "securities_class_title": "abc123",
  "sale_date": NaiveDate,
  "amount_of_securities_sold": 123,
  "gross_proceeds": 123.45
}
Types

Form144SecurityToBeSold

Fields
Field Name Description
securities_class_title - String
acquired_date - NaiveDate
nature_of_acquisition_transaction - String
name_of_person_from_whom_acquired - String
is_gift_transaction - Boolean
donor_acquired_date - NaiveDate
amount_of_securities_acquired - Int
payment_date - NaiveDate
nature_of_payment - String
Example
{
  "securities_class_title": "abc123",
  "acquired_date": NaiveDate,
  "nature_of_acquisition_transaction": "abc123",
  "name_of_person_from_whom_acquired": "xyz789",
  "is_gift_transaction": false,
  "donor_acquired_date": NaiveDate,
  "amount_of_securities_acquired": 987,
  "payment_date": NaiveDate,
  "nature_of_payment": "abc123"
}
Types

Form144SellerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
zip_code - String
Example
{
  "street_1": "abc123",
  "street_2": "abc123",
  "city": "abc123",
  "state_or_country": "xyz789",
  "zip_code": "abc123"
}
Types

Form144SellerDetails

Fields
Field Name Description
name - String
address - Form144SellerAddress
Example
{
  "name": "abc123",
  "address": Form144SellerAddress
}
Types

Form20FDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm20FDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm20FDocumentValue]
}
Types

Form3DerivativeHolding

Fields
Field Name Description
security_title - Form3StringValue
conversion_or_exercise_price - Form3Float64Value
exercise_date - Form3NaiveDateValue
expiration_date - Form3NaiveDateValue
underlying_security - Form3UnderlyingSecurity
ownership_nature - Form3DerivativeHoldingOwnershipNature
Example
{
  "security_title": Form3StringValue,
  "conversion_or_exercise_price": Form3Float64Value,
  "exercise_date": Form3NaiveDateValue,
  "expiration_date": Form3NaiveDateValue,
  "underlying_security": Form3UnderlyingSecurity,
  "ownership_nature": Form3DerivativeHoldingOwnershipNature
}
Types

Form3DerivativeHoldingOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form3StringValue
nature_of_ownership - Form3StringValue
Example
{
  "direct_or_indirect_ownership": Form3StringValue,
  "nature_of_ownership": Form3StringValue
}
Types

Form3DerivativeHoldingUnderlyingSecurity

Fields
Field Name Description
underlying_security_title - Form4StringValue
underlying_security_shares - Form4Float64Value
underlying_security_value - Form4Float64Value
Example
{
  "underlying_security_title": Form4StringValue,
  "underlying_security_shares": Form4Float64Value,
  "underlying_security_value": Form4Float64Value
}
Types

Form3DerivativeTable

Fields
Field Name Description
derivative_holdings - [Form3DerivativeHolding!]!
Example
{"derivative_holdings": [Form3DerivativeHolding]}
Types

Form3Document

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm3DocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm3DocumentValue]
}
Types

Form3Float64Value

Fields
Field Name Description
value - Float
footnote_ids - [Form3FootnoteId!]!
Example
{"value": 987.65, "footnote_ids": [Form3FootnoteId]}
Types

Form3Footnote

Fields
Field Name Description
footnote_id - String
value - String
Example
{
  "footnote_id": "abc123",
  "value": "abc123"
}
Types

Form3FootnoteId

Fields
Field Name Description
id - String
Example
{"id": "xyz789"}
Types

Form3Footnotes

Fields
Field Name Description
footnotes - [Form3Footnote!]!
Example
{"footnotes": [Form3Footnote]}
Types

Form3Issuer

Fields
Field Name Description
cik - Int
name - String
trading_symbols - [String!]!
Example
{
  "cik": 123,
  "name": "abc123",
  "trading_symbols": ["abc123"]
}
Types

Form3NaiveDateValue

Fields
Field Name Description
value - NaiveDate
footnote_ids - [Form3FootnoteId!]!
Example
{
  "value": NaiveDate,
  "footnote_ids": [Form3FootnoteId]
}
Types

Form3NonDerivativeHolding

Fields
Field Name Description
security_title - Form3StringValue
post_transaction_amounts - Form3NonDerivativeHoldingPostTransactionAmounts
ownership_nature - Form3NonDerivativeHoldingOwnershipNature
Example
{
  "security_title": Form3StringValue,
  "post_transaction_amounts": Form3NonDerivativeHoldingPostTransactionAmounts,
  "ownership_nature": Form3NonDerivativeHoldingOwnershipNature
}
Types

Form3NonDerivativeHoldingOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form3StringValue
nature_of_ownership - Form3StringValue
Example
{
  "direct_or_indirect_ownership": Form3StringValue,
  "nature_of_ownership": Form3StringValue
}
Types

Form3NonDerivativeHoldingPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form3Float64Value
value_owned_following_transaction - Form3Float64Value
Example
{
  "shares_owned_following_transaction": Form3Float64Value,
  "value_owned_following_transaction": Form3Float64Value
}
Types

Form3NonDerivativeTable

Fields
Field Name Description
non_derivative_holdings - [Form3NonDerivativeHolding!]!
Example
{"non_derivative_holdings": [Form3NonDerivativeHolding]}
Types

Form3OwnershipNature

Fields
Field Name Description
signature_name - String
signature_date - NaiveDate
Example
{
  "signature_name": "xyz789",
  "signature_date": NaiveDate
}
Types

Form3ReportingOwner

Fields
Field Name Description
id - Form3ReportingOwnerId
address - Form3ReportingOwnerAddress
relationship - Form3ReportingOwnerRelationship
Example
{
  "id": Form3ReportingOwnerId,
  "address": Form3ReportingOwnerAddress,
  "relationship": Form3ReportingOwnerRelationship
}
Types

Form3ReportingOwnerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state - String
zip_code - String
state_description - String
Example
{
  "street_1": "abc123",
  "street_2": "abc123",
  "city": "xyz789",
  "state": "abc123",
  "zip_code": "xyz789",
  "state_description": "abc123"
}
Types

Form3ReportingOwnerId

Fields
Field Name Description
cik - Int
name - String
Example
{"cik": 123, "name": "xyz789"}
Types

Form3ReportingOwnerRelationship

Fields
Field Name Description
is_director - Boolean
is_officer - Boolean
is_ten_percent_owner - Boolean
is_other - Boolean
officer_title - String
other_text - String
Example
{
  "is_director": true,
  "is_officer": true,
  "is_ten_percent_owner": false,
  "is_other": true,
  "officer_title": "xyz789",
  "other_text": "abc123"
}
Types

Form3StringValue

Fields
Field Name Description
value - String
footnote_ids - [Form3FootnoteId!]!
Example
{
  "value": "abc123",
  "footnote_ids": [Form3FootnoteId]
}
Types

Form3UnderlyingSecurity

Fields
Field Name Description
underlying_security_title - Form3StringValue
underlying_security_shares - Form3Float64Value
underlying_security_value - Form3Float64Value
Example
{
  "underlying_security_title": Form3StringValue,
  "underlying_security_shares": Form3Float64Value,
  "underlying_security_value": Form3Float64Value
}
Types

Form40FDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm40FDocumentValue!]!
Example
{
  "total": Total,
  "took": 123,
  "data": [TransmittableForm40FDocumentValue]
}
Types

Form4DerivativeHolding

Fields
Field Name Description
security_title - Form4StringValue
conversion_or_exercise_price - Form4Float64Value
exercise_date - Form4NaiveDateValue
expiration_date - Form4NaiveDateValue
underlying_security - Form3DerivativeHoldingUnderlyingSecurity
post_transaction_amounts - Form4DerivativeHoldingPostTransactionAmounts
ownership_nature - Form4DerivativeHoldingOwnershipNature
Example
{
  "security_title": Form4StringValue,
  "conversion_or_exercise_price": Form4Float64Value,
  "exercise_date": Form4NaiveDateValue,
  "expiration_date": Form4NaiveDateValue,
  "underlying_security": Form3DerivativeHoldingUnderlyingSecurity,
  "post_transaction_amounts": Form4DerivativeHoldingPostTransactionAmounts,
  "ownership_nature": Form4DerivativeHoldingOwnershipNature
}
Types

Form4DerivativeHoldingOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form4StringValue
nature_of_ownership - Form4StringValue
Example
{
  "direct_or_indirect_ownership": Form4StringValue,
  "nature_of_ownership": Form4StringValue
}
Types

Form4DerivativeHoldingPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form4Float64Value
value_owned_following_transaction - Form4Float64Value
Example
{
  "shares_owned_following_transaction": Form4Float64Value,
  "value_owned_following_transaction": Form4Float64Value
}
Types

Form4DerivativeTable

Fields
Field Name Description
derivative_transactions - [Form4DerivativeTransaction!]!
derivative_holdings - [Form4DerivativeHolding!]!
Example
{
  "derivative_transactions": [Form4DerivativeTransaction],
  "derivative_holdings": [Form4DerivativeHolding]
}
Types

Form4DerivativeTransaction

Fields
Field Name Description
security_title - Form4StringValue
conversion_or_exercise_price - Form4Float64Value
deemed_execution_date - Form4NaiveDateValue
transaction_date - Form4NaiveDateValue
transaction_coding - Form4DerivativeTransactionTransactionCoding
transaction_timeliness - Form4StringValue
exercise_date - Form4NaiveDateValue
expiration_date - Form4NaiveDateValue
underlying_security - Form4DerivativeTransactionUnderlyingSecurity
transaction_amounts - Form4DerivativeTransactionTransactionAmounts
post_transaction_amounts - Form4DerivativeTransactionPostTransactionAmounts
ownership_nature - Form4DerivativeTransactionOwnershipNature
Example
{
  "security_title": Form4StringValue,
  "conversion_or_exercise_price": Form4Float64Value,
  "deemed_execution_date": Form4NaiveDateValue,
  "transaction_date": Form4NaiveDateValue,
  "transaction_coding": Form4DerivativeTransactionTransactionCoding,
  "transaction_timeliness": Form4StringValue,
  "exercise_date": Form4NaiveDateValue,
  "expiration_date": Form4NaiveDateValue,
  "underlying_security": Form4DerivativeTransactionUnderlyingSecurity,
  "transaction_amounts": Form4DerivativeTransactionTransactionAmounts,
  "post_transaction_amounts": Form4DerivativeTransactionPostTransactionAmounts,
  "ownership_nature": Form4DerivativeTransactionOwnershipNature
}
Types

Form4DerivativeTransactionOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form4StringValue
nature_of_ownership - Form4StringValue
Example
{
  "direct_or_indirect_ownership": Form4StringValue,
  "nature_of_ownership": Form4StringValue
}
Types

Form4DerivativeTransactionPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form4Float64Value
value_owned_following_transaction - Form4Float64Value
Example
{
  "shares_owned_following_transaction": Form4Float64Value,
  "value_owned_following_transaction": Form4Float64Value
}
Types

Form4DerivativeTransactionTransactionAmounts

Fields
Field Name Description
number_of_shares_transacted - Form4Float64Value
total_value_transacted - Form4Float64Value
price_per_share - Form4Float64Value
acquired_or_disposed - Form4StringValue
Example
{
  "number_of_shares_transacted": Form4Float64Value,
  "total_value_transacted": Form4Float64Value,
  "price_per_share": Form4Float64Value,
  "acquired_or_disposed": Form4StringValue
}
Types

Form4DerivativeTransactionTransactionCoding

Fields
Field Name Description
transaction_form_type - String
transaction_code - String
equity_swap_involved - Boolean
footnote_ids - [Form4FootnoteId!]!
Example
{
  "transaction_form_type": "abc123",
  "transaction_code": "abc123",
  "equity_swap_involved": true,
  "footnote_ids": [Form4FootnoteId]
}
Types

Form4DerivativeTransactionUnderlyingSecurity

Fields
Field Name Description
underlying_security_title - Form4StringValue
underlying_security_shares - Form4Float64Value
underlying_security_value - Form4Float64Value
Example
{
  "underlying_security_title": Form4StringValue,
  "underlying_security_shares": Form4Float64Value,
  "underlying_security_value": Form4Float64Value
}
Types

Form4Document

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm4DocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm4DocumentValue]
}
Types

Form4Float64Value

Fields
Field Name Description
value - Float
footnote_ids - [Form4FootnoteId!]!
Example
{"value": 123.45, "footnote_ids": [Form4FootnoteId]}
Types

Form4Footnote

Fields
Field Name Description
footnote_id - String
value - String
Example
{
  "footnote_id": "xyz789",
  "value": "xyz789"
}
Types

Form4FootnoteId

Fields
Field Name Description
id - String
Example
{"id": "abc123"}
Types

Form4Footnotes

Fields
Field Name Description
footnotes - [Form4Footnote!]!
Example
{"footnotes": [Form4Footnote]}
Types

Form4Issuer

Fields
Field Name Description
cik - Int
name - String
trading_symbols - [String!]!
Example
{
  "cik": 123,
  "name": "xyz789",
  "trading_symbols": ["abc123"]
}
Types

Form4NaiveDateValue

Fields
Field Name Description
value - NaiveDate
footnote_ids - [Form4FootnoteId!]!
Example
{
  "value": NaiveDate,
  "footnote_ids": [Form4FootnoteId]
}
Types

Form4NonDerivativeHolding

Fields
Field Name Description
security_title - Form4StringValue
post_transaction_amounts - Form4NonDerivativeHoldingPostTransactionAmounts
ownership_nature - Form4NonDerivativeHoldingOwnershipNature
Example
{
  "security_title": Form4StringValue,
  "post_transaction_amounts": Form4NonDerivativeHoldingPostTransactionAmounts,
  "ownership_nature": Form4NonDerivativeHoldingOwnershipNature
}
Types

Form4NonDerivativeHoldingOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form4StringValue
nature_of_ownership - Form4StringValue
Example
{
  "direct_or_indirect_ownership": Form4StringValue,
  "nature_of_ownership": Form4StringValue
}
Types

Form4NonDerivativeHoldingPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form4Float64Value
value_owned_following_transaction - Form4Float64Value
Example
{
  "shares_owned_following_transaction": Form4Float64Value,
  "value_owned_following_transaction": Form4Float64Value
}
Types

Form4NonDerivativeTable

Fields
Field Name Description
non_derivative_transactions - [Form4NonDerivativeTransaction!]!
non_derivative_holdings - [Form4NonDerivativeHolding!]!
Example
{
  "non_derivative_transactions": [
    Form4NonDerivativeTransaction
  ],
  "non_derivative_holdings": [Form4NonDerivativeHolding]
}
Types

Form4NonDerivativeTransaction

Fields
Field Name Description
security_title - Form4StringValue
transaction_date - Form4NaiveDateValue
deemed_execution_date - Form4NaiveDateValue
transaction_coding - Form4NonDerivativeTransactionTransactionCoding
transaction_timeliness - Form4StringValue
transaction_amounts - Form4NonDerivativeTransactionTransactionAmounts
post_transaction_amounts - Form4NonDerivativeTransactionPostTransactionAmounts
ownership_nature - Form4NonDerivativeTransactionOwnershipNature
Example
{
  "security_title": Form4StringValue,
  "transaction_date": Form4NaiveDateValue,
  "deemed_execution_date": Form4NaiveDateValue,
  "transaction_coding": Form4NonDerivativeTransactionTransactionCoding,
  "transaction_timeliness": Form4StringValue,
  "transaction_amounts": Form4NonDerivativeTransactionTransactionAmounts,
  "post_transaction_amounts": Form4NonDerivativeTransactionPostTransactionAmounts,
  "ownership_nature": Form4NonDerivativeTransactionOwnershipNature
}
Types

Form4NonDerivativeTransactionOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form4StringValue
nature_of_ownership - Form4StringValue
Example
{
  "direct_or_indirect_ownership": Form4StringValue,
  "nature_of_ownership": Form4StringValue
}
Types

Form4NonDerivativeTransactionPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form4Float64Value
value_owned_following_transaction - Form4Float64Value
Example
{
  "shares_owned_following_transaction": Form4Float64Value,
  "value_owned_following_transaction": Form4Float64Value
}
Types

Form4NonDerivativeTransactionTransactionAmounts

Fields
Field Name Description
number_of_shares_transacted - Form4Float64Value
price_per_share - Form4Float64Value
acquired_or_disposed - Form4StringValue
Example
{
  "number_of_shares_transacted": Form4Float64Value,
  "price_per_share": Form4Float64Value,
  "acquired_or_disposed": Form4StringValue
}
Types

Form4NonDerivativeTransactionTransactionCoding

Fields
Field Name Description
transaction_form_type - String
transaction_code - String
equity_swap_involved - Boolean
footnote_ids - [Form4FootnoteId!]!
Example
{
  "transaction_form_type": "xyz789",
  "transaction_code": "xyz789",
  "equity_swap_involved": false,
  "footnote_ids": [Form4FootnoteId]
}
Types

Form4OwnerSignature

Fields
Field Name Description
signature_name - String
signature_date - NaiveDate
Example
{
  "signature_name": "abc123",
  "signature_date": NaiveDate
}
Types

Form4ReportingOwner

Fields
Field Name Description
id - Form4ReportingOwnerId
address - Form4ReportingOwnerAddress
relationship - Form4ReportingOwnerRelationship
Example
{
  "id": Form4ReportingOwnerId,
  "address": Form4ReportingOwnerAddress,
  "relationship": Form4ReportingOwnerRelationship
}
Types

Form4ReportingOwnerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state - String
zip_code - String
state_description - String
Example
{
  "street_1": "xyz789",
  "street_2": "abc123",
  "city": "xyz789",
  "state": "xyz789",
  "zip_code": "abc123",
  "state_description": "xyz789"
}
Types

Form4ReportingOwnerId

Fields
Field Name Description
cik - Int
name - String
Example
{"cik": 987, "name": "abc123"}
Types

Form4ReportingOwnerRelationship

Fields
Field Name Description
is_director - Boolean
is_officer - Boolean
is_ten_percent_owner - Boolean
is_other - Boolean
officer_title - String
other_text - String
Example
{
  "is_director": false,
  "is_officer": false,
  "is_ten_percent_owner": true,
  "is_other": false,
  "officer_title": "abc123",
  "other_text": "xyz789"
}
Types

Form4StringValue

Fields
Field Name Description
value - String
footnote_ids - [Form4FootnoteId!]!
Example
{
  "value": "xyz789",
  "footnote_ids": [Form4FootnoteId]
}
Types

Form5DerivativeHolding

Fields
Field Name Description
security_title - Form5StringValue
conversion_or_exercise_price - Form5Float64Value
transaction_coding - Form5DerivativeHoldingTransactionCoding
exercise_date - Form5NaiveDateValue
expiration_date - Form5NaiveDateValue
underlying_security - Form5DerivativeHoldingUnderlyingSecurity
post_transaction_amounts - Form5DerivativeHoldingPostTransactionAmounts
ownership_nature - Form5DerivativeHoldingOwnershipNature
Example
{
  "security_title": Form5StringValue,
  "conversion_or_exercise_price": Form5Float64Value,
  "transaction_coding": Form5DerivativeHoldingTransactionCoding,
  "exercise_date": Form5NaiveDateValue,
  "expiration_date": Form5NaiveDateValue,
  "underlying_security": Form5DerivativeHoldingUnderlyingSecurity,
  "post_transaction_amounts": Form5DerivativeHoldingPostTransactionAmounts,
  "ownership_nature": Form5DerivativeHoldingOwnershipNature
}
Types

Form5DerivativeHoldingOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form5StringValue
nature_of_ownership - Form5StringValue
Example
{
  "direct_or_indirect_ownership": Form5StringValue,
  "nature_of_ownership": Form5StringValue
}
Types

Form5DerivativeHoldingPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form5Float64Value
value_owned_following_transaction - Form5Float64Value
Example
{
  "shares_owned_following_transaction": Form5Float64Value,
  "value_owned_following_transaction": Form5Float64Value
}
Types

Form5DerivativeHoldingTransactionCoding

Fields
Field Name Description
transaction_form_type - String
footnote_ids - [Form5FootnoteId!]!
Example
{
  "transaction_form_type": "abc123",
  "footnote_ids": [Form5FootnoteId]
}
Types

Form5DerivativeHoldingUnderlyingSecurity

Fields
Field Name Description
underlying_security_title - Form5StringValue
underlying_security_shares - Form5Float64Value
underlying_security_value - Form5Float64Value
Example
{
  "underlying_security_title": Form5StringValue,
  "underlying_security_shares": Form5Float64Value,
  "underlying_security_value": Form5Float64Value
}
Types

Form5DerivativeTable

Fields
Field Name Description
derivative_transactions - [Form5DerivativeTransaction!]!
derivative_holdings - [Form5DerivativeHolding!]!
Example
{
  "derivative_transactions": [Form5DerivativeTransaction],
  "derivative_holdings": [Form5DerivativeHolding]
}
Types

Form5DerivativeTransaction

Fields
Field Name Description
security_title - Form5StringValue
conversion_or_exercise_price - Form5Float64Value
deemed_execution_date - Form5NaiveDateValue
transaction_date - Form5NaiveDateValue
transaction_coding - Form5DerivativeTransactionTransactionCoding
transaction_timeliness - Form5StringValue
exercise_date - Form5NaiveDateValue
expiration_date - Form5NaiveDateValue
underlying_security - Form5DerivativeTransactionUnderlyingSecurity
transaction_amounts - Form5DerivativeTransactionTransactionAmounts
post_transaction_amounts - Form5DerivativeTransactionPostTransactionAmounts
ownership_nature - Form5DerivativeTransactionOwnershipNature
Example
{
  "security_title": Form5StringValue,
  "conversion_or_exercise_price": Form5Float64Value,
  "deemed_execution_date": Form5NaiveDateValue,
  "transaction_date": Form5NaiveDateValue,
  "transaction_coding": Form5DerivativeTransactionTransactionCoding,
  "transaction_timeliness": Form5StringValue,
  "exercise_date": Form5NaiveDateValue,
  "expiration_date": Form5NaiveDateValue,
  "underlying_security": Form5DerivativeTransactionUnderlyingSecurity,
  "transaction_amounts": Form5DerivativeTransactionTransactionAmounts,
  "post_transaction_amounts": Form5DerivativeTransactionPostTransactionAmounts,
  "ownership_nature": Form5DerivativeTransactionOwnershipNature
}
Types

Form5DerivativeTransactionOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form5StringValue
nature_of_ownership - Form5StringValue
Example
{
  "direct_or_indirect_ownership": Form5StringValue,
  "nature_of_ownership": Form5StringValue
}
Types

Form5DerivativeTransactionPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form5Float64Value
value_owned_following_transaction - Form5Float64Value
Example
{
  "shares_owned_following_transaction": Form5Float64Value,
  "value_owned_following_transaction": Form5Float64Value
}
Types

Form5DerivativeTransactionTransactionAmounts

Fields
Field Name Description
number_of_shares_transacted - Form5Float64Value
total_value_transacted - Form5Float64Value
price_per_share - Form5Float64Value
acquired_or_disposed - Form5StringValue
Example
{
  "number_of_shares_transacted": Form5Float64Value,
  "total_value_transacted": Form5Float64Value,
  "price_per_share": Form5Float64Value,
  "acquired_or_disposed": Form5StringValue
}
Types

Form5DerivativeTransactionTransactionCoding

Fields
Field Name Description
transaction_form_type - String
transaction_code - String
equity_swap_involved - Boolean
footnote_ids - [Form5FootnoteId!]!
Example
{
  "transaction_form_type": "abc123",
  "transaction_code": "xyz789",
  "equity_swap_involved": false,
  "footnote_ids": [Form5FootnoteId]
}
Types

Form5DerivativeTransactionUnderlyingSecurity

Fields
Field Name Description
underlying_security_title - Form5StringValue
underlying_security_shares - Form5Float64Value
underlying_security_value - Form5Float64Value
Example
{
  "underlying_security_title": Form5StringValue,
  "underlying_security_shares": Form5Float64Value,
  "underlying_security_value": Form5Float64Value
}
Types

Form5Document

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableForm5DocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableForm5DocumentValue]
}
Types

Form5Float64Value

Fields
Field Name Description
value - Float
footnote_ids - [Form5FootnoteId!]!
Example
{"value": 123.45, "footnote_ids": [Form5FootnoteId]}
Types

Form5Footnote

Fields
Field Name Description
footnote_id - String
value - String
Example
{
  "footnote_id": "abc123",
  "value": "abc123"
}
Types

Form5FootnoteId

Fields
Field Name Description
id - String
Example
{"id": "xyz789"}
Types

Form5Footnotes

Fields
Field Name Description
footnotes - [Form5Footnote!]!
Example
{"footnotes": [Form5Footnote]}
Types

Form5Issuer

Fields
Field Name Description
cik - Int
name - String
trading_symbols - [String!]!
Example
{
  "cik": 123,
  "name": "xyz789",
  "trading_symbols": ["abc123"]
}
Types

Form5NaiveDateValue

Fields
Field Name Description
value - NaiveDate
footnote_ids - [Form5FootnoteId!]!
Example
{
  "value": NaiveDate,
  "footnote_ids": [Form5FootnoteId]
}
Types

Form5NonDerivativeHolding

Fields
Field Name Description
security_title - Form5StringValue
transaction_coding - Form5NonDerivativeHoldingTransactionHolding
post_transaction_amounts - Form5NonDerivativeHoldingPostTransactionAmounts
ownership_nature - Form5NonDerivativeHoldingOwnershipNature
Example
{
  "security_title": Form5StringValue,
  "transaction_coding": Form5NonDerivativeHoldingTransactionHolding,
  "post_transaction_amounts": Form5NonDerivativeHoldingPostTransactionAmounts,
  "ownership_nature": Form5NonDerivativeHoldingOwnershipNature
}
Types

Form5NonDerivativeHoldingOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form5StringValue
nature_of_ownership - Form5StringValue
Example
{
  "direct_or_indirect_ownership": Form5StringValue,
  "nature_of_ownership": Form5StringValue
}
Types

Form5NonDerivativeHoldingPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form5Float64Value
value_owned_following_transaction - Form5Float64Value
Example
{
  "shares_owned_following_transaction": Form5Float64Value,
  "value_owned_following_transaction": Form5Float64Value
}
Types

Form5NonDerivativeHoldingTransactionHolding

Fields
Field Name Description
transaction_form_type - String
footnote_ids - [Form5FootnoteId!]!
Example
{
  "transaction_form_type": "abc123",
  "footnote_ids": [Form5FootnoteId]
}
Types

Form5NonDerivativeTable

Fields
Field Name Description
non_derivative_transactions - [Form5NonDerivativeTransaction!]!
non_derivative_holdings - [Form5NonDerivativeHolding!]!
Example
{
  "non_derivative_transactions": [
    Form5NonDerivativeTransaction
  ],
  "non_derivative_holdings": [Form5NonDerivativeHolding]
}
Types

Form5NonDerivativeTransaction

Fields
Field Name Description
security_title - Form5StringValue
transaction_date - Form5NaiveDateValue
deemed_execution_date - Form5NaiveDateValue
transaction_coding - Form5NonDerivativeTransactionTransactonCoding
transaction_timeliness - Form5StringValue
transaction_amounts - Form5NonDerivativeTransactionTransactionAmounts
post_transaction_amounts - Form5NonDerivativeTransactionPostTransactionAmounts
ownership_nature - Form5NonDerivativeTransactionOwnershipNature
Example
{
  "security_title": Form5StringValue,
  "transaction_date": Form5NaiveDateValue,
  "deemed_execution_date": Form5NaiveDateValue,
  "transaction_coding": Form5NonDerivativeTransactionTransactonCoding,
  "transaction_timeliness": Form5StringValue,
  "transaction_amounts": Form5NonDerivativeTransactionTransactionAmounts,
  "post_transaction_amounts": Form5NonDerivativeTransactionPostTransactionAmounts,
  "ownership_nature": Form5NonDerivativeTransactionOwnershipNature
}
Types

Form5NonDerivativeTransactionOwnershipNature

Fields
Field Name Description
direct_or_indirect_ownership - Form5StringValue
nature_of_ownership - Form5StringValue
Example
{
  "direct_or_indirect_ownership": Form5StringValue,
  "nature_of_ownership": Form5StringValue
}
Types

Form5NonDerivativeTransactionPostTransactionAmounts

Fields
Field Name Description
shares_owned_following_transaction - Form5Float64Value
value_owned_following_transaction - Form5Float64Value
Example
{
  "shares_owned_following_transaction": Form5Float64Value,
  "value_owned_following_transaction": Form5Float64Value
}
Types

Form5NonDerivativeTransactionTransactionAmounts

Fields
Field Name Description
number_of_shares_transacted - Form5Float64Value
price_per_share - Form5Float64Value
acquired_or_disposed - Form5StringValue
Example
{
  "number_of_shares_transacted": Form5Float64Value,
  "price_per_share": Form5Float64Value,
  "acquired_or_disposed": Form5StringValue
}
Types

Form5NonDerivativeTransactionTransactonCoding

Fields
Field Name Description
transaction_form_type - String
transaction_code - String
equity_swap_involved - Boolean
footnote_ids - [Form5FootnoteId!]!
Example
{
  "transaction_form_type": "abc123",
  "transaction_code": "abc123",
  "equity_swap_involved": false,
  "footnote_ids": [Form5FootnoteId]
}
Types

Form5OwnerSignature

Fields
Field Name Description
signature_name - String
signature_date - NaiveDate
Example
{
  "signature_name": "abc123",
  "signature_date": NaiveDate
}
Types

Form5ReportingOwner

Fields
Field Name Description
id - Form5ReportingOwnerId
address - Form5ReportingOwnerAddress
relationship - Form5ReportingOwnerRelationship
Example
{
  "id": Form5ReportingOwnerId,
  "address": Form5ReportingOwnerAddress,
  "relationship": Form5ReportingOwnerRelationship
}
Types

Form5ReportingOwnerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state - String
zip_code - String
state_description - String
Example
{
  "street_1": "xyz789",
  "street_2": "xyz789",
  "city": "abc123",
  "state": "xyz789",
  "zip_code": "abc123",
  "state_description": "xyz789"
}
Types

Form5ReportingOwnerId

Fields
Field Name Description
cik - Int
name - String
Example
{"cik": 987, "name": "xyz789"}
Types

Form5ReportingOwnerRelationship

Fields
Field Name Description
is_director - Boolean
is_officer - Boolean
is_ten_percent_owner - Boolean
is_other - Boolean
officer_title - String
other_text - String
Example
{
  "is_director": false,
  "is_officer": false,
  "is_ten_percent_owner": true,
  "is_other": true,
  "officer_title": "abc123",
  "other_text": "abc123"
}
Types

Form5StringValue

Fields
Field Name Description
value - String
footnote_ids - [Form5FootnoteId!]!
Example
{
  "value": "xyz789",
  "footnote_ids": [Form5FootnoteId]
}
Types

FormDBusinessCombinationTransaction

Fields
Field Name Description
is_business_combination_transaction - Boolean
clarification_of_response - String
Example
{
  "is_business_combination_transaction": false,
  "clarification_of_response": "abc123"
}
Types

FormDContactData

Fields
Field Name Description
contact_name - String
contact_phone_number - String
contact_email_address - String
Example
{
  "contact_name": "abc123",
  "contact_phone_number": "xyz789",
  "contact_email_address": "xyz789"
}
Types

FormDDateOfFirstSale

Fields
Field Name Description
date_of_first_sale_in_this_offering - NaiveDate
first_sale_yet_to_occur_in_this_offering - Boolean
Example
{
  "date_of_first_sale_in_this_offering": NaiveDate,
  "first_sale_yet_to_occur_in_this_offering": true
}
Types

FormDDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormDDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableFormDDocumentValue]
}
Types

FormDFederalExemptionsExclusions

Fields
Field Name Description
federal_exemptions_and_exclusions_claimed - [String!]!
Example
{
  "federal_exemptions_and_exclusions_claimed": [
    "xyz789"
  ]
}
Types

FormDFindersFees

Fields
Field Name Description
dollar_amount - Float
is_estimate - Boolean
Example
{"dollar_amount": 123.45, "is_estimate": true}
Types

FormDGrossProceedsUsedToPaySignificantPersons

Fields
Field Name Description
dollar_amount - Float
is_estimate - Boolean
Example
{"dollar_amount": 123.45, "is_estimate": false}
Types

FormDIndustryGroup

Fields
Field Name Description
industry_group_type - String
investment_fund_info - FormDInvestmentFundInfo
Example
{
  "industry_group_type": "abc123",
  "investment_fund_info": FormDInvestmentFundInfo
}
Types

FormDInvestmentFundInfo

Fields
Field Name Description
investment_fund_type - String
is_40_act - Boolean
Example
{
  "investment_fund_type": "xyz789",
  "is_40_act": true
}
Types

FormDInvestors

Fields
Field Name Description
has_non_accredited_investors - Boolean
number_of_non_accredited_investors - Int
total_number_already_invested - Int
Example
{
  "has_non_accredited_investors": false,
  "number_of_non_accredited_investors": 123,
  "total_number_already_invested": 987
}
Types

FormDIssuerList

Fields
Field Name Description
issuers - [FormDIssuerListIssuer!]!
over_100_issuers_flag - Boolean
Example
{
  "issuers": [FormDIssuerListIssuer],
  "over_100_issuers_flag": true
}
Types

FormDIssuerListEdgarPreviousNameList

Fields
Field Name Description
previous_names - [String!]!
Example
{"previous_names": ["abc123"]}
Types

FormDIssuerListIssuer

Fields
Field Name Description
cik - Int
ccc - String
entity_name - String
issuer_address - FormDIssuerListIssuerAddress
issuer_phone_number - String
jurisdiction_of_incorporation - String
issuer_previous_name_list - FormDIssuerListIssuerPreviousNameList
edgar_previous_name_list - FormDIssuerListEdgarPreviousNameList
entity_type - String
entity_type_other_description - String
year_of_incorporation - FormDIssuerListYearOfIncorporation
Example
{
  "cik": 987,
  "ccc": "xyz789",
  "entity_name": "abc123",
  "issuer_address": FormDIssuerListIssuerAddress,
  "issuer_phone_number": "abc123",
  "jurisdiction_of_incorporation": "xyz789",
  "issuer_previous_name_list": FormDIssuerListIssuerPreviousNameList,
  "edgar_previous_name_list": FormDIssuerListEdgarPreviousNameList,
  "entity_type": "abc123",
  "entity_type_other_description": "xyz789",
  "year_of_incorporation": FormDIssuerListYearOfIncorporation
}
Types

FormDIssuerListIssuerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
state_or_country_description - String
zip_code - String
Example
{
  "street_1": "abc123",
  "street_2": "abc123",
  "city": "abc123",
  "state_or_country": "xyz789",
  "state_or_country_description": "xyz789",
  "zip_code": "abc123"
}
Types

FormDIssuerListIssuerPreviousNameList

Fields
Field Name Description
previous_names - [String!]!
Example
{"previous_names": ["xyz789"]}
Types

FormDIssuerListYearOfIncorporation

Fields
Field Name Description
is_within_last_five_years - Boolean
yet_to_be_formed - Boolean
is_over_five_years - Boolean
within_last_five_years_specify_year - String
Example
{
  "is_within_last_five_years": false,
  "yet_to_be_formed": true,
  "is_over_five_years": false,
  "within_last_five_years_specify_year": "abc123"
}
Types

FormDIssuerSize

Fields
Field Name Description
revenue_range - String
aggregate_net_asset_value_range - String
Example
{
  "revenue_range": "xyz789",
  "aggregate_net_asset_value_range": "xyz789"
}
Types

FormDNewOrAmendment

Fields
Field Name Description
is_amendment - Boolean
previous_accession_number - String
Example
{
  "is_amendment": false,
  "previous_accession_number": "xyz789"
}
Types

FormDOfferingData

Fields
Field Name Description
industry_group - FormDIndustryGroup
issuer_size - FormDIssuerSize
federal_exemptions_exclusions - FormDFederalExemptionsExclusions
type_of_filing - FormDTypeOfFiling
types_of_securities_offered - FormDTypesOfSecuritiesOffered
business_combination_transaction - FormDBusinessCombinationTransaction
minimum_investment_accepted_from_any_outside_investor - String
sales_compensation_list - FormDSalesCompensationList
offering_sales_amount - FormDOfferingSalesAmount
investors - FormDInvestors
sales_commissions_finders_fees - FormDSalesCommissionsFindersFees
use_of_proceeds - FormDUseOfProceeds
signature_block - FormDSignatureBlock
Example
{
  "industry_group": FormDIndustryGroup,
  "issuer_size": FormDIssuerSize,
  "federal_exemptions_exclusions": FormDFederalExemptionsExclusions,
  "type_of_filing": FormDTypeOfFiling,
  "types_of_securities_offered": FormDTypesOfSecuritiesOffered,
  "business_combination_transaction": FormDBusinessCombinationTransaction,
  "minimum_investment_accepted_from_any_outside_investor": "abc123",
  "sales_compensation_list": FormDSalesCompensationList,
  "offering_sales_amount": FormDOfferingSalesAmount,
  "investors": FormDInvestors,
  "sales_commissions_finders_fees": FormDSalesCommissionsFindersFees,
  "use_of_proceeds": FormDUseOfProceeds,
  "signature_block": FormDSignatureBlock
}
Types

FormDOfferingSalesAmount

Fields
Field Name Description
total_offering_amount - Float
total_amount_sold - Float
total_remaining - Float
clarification_of_response - String
Example
{
  "total_offering_amount": 123.45,
  "total_amount_sold": 123.45,
  "total_remaining": 123.45,
  "clarification_of_response": "abc123"
}
Types

FormDPrimaryIssuer

Fields
Field Name Description
cik - Int
ccc - String
entity_name - String
issuer_address - FormDPrimaryIssuerIssuerAddress
issuer_phone_number - String
jurisdiction_of_incorporation - String
issuer_previous_name_list - FormDPrimaryIssuerIssuerPreviousNameList
edgar_previous_name_list - FormDPrimaryIssuerEdgarPreviousNameList
entity_type - String
entity_type_other_description - String
year_of_incorporation - FormDPrimaryIssuerYearOfIncorporation
Example
{
  "cik": 123,
  "ccc": "xyz789",
  "entity_name": "abc123",
  "issuer_address": FormDPrimaryIssuerIssuerAddress,
  "issuer_phone_number": "abc123",
  "jurisdiction_of_incorporation": "xyz789",
  "issuer_previous_name_list": FormDPrimaryIssuerIssuerPreviousNameList,
  "edgar_previous_name_list": FormDPrimaryIssuerEdgarPreviousNameList,
  "entity_type": "abc123",
  "entity_type_other_description": "xyz789",
  "year_of_incorporation": FormDPrimaryIssuerYearOfIncorporation
}
Types

FormDPrimaryIssuerEdgarPreviousNameList

Fields
Field Name Description
previous_names - [String!]!
Example
{"previous_names": ["xyz789"]}
Types

FormDPrimaryIssuerIssuerAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
state_or_country_description - String
zip_code - String
Example
{
  "street_1": "xyz789",
  "street_2": "abc123",
  "city": "abc123",
  "state_or_country": "xyz789",
  "state_or_country_description": "abc123",
  "zip_code": "xyz789"
}
Types

FormDPrimaryIssuerIssuerPreviousNameList

Fields
Field Name Description
previous_names - [String!]!
Example
{"previous_names": ["xyz789"]}
Types

FormDPrimaryIssuerYearOfIncorporation

Fields
Field Name Description
is_within_last_five_years - Boolean
yet_to_be_formed - Boolean
is_over_five_years - Boolean
within_last_five_years_specify_year - String
Example
{
  "is_within_last_five_years": false,
  "yet_to_be_formed": true,
  "is_over_five_years": true,
  "within_last_five_years_specify_year": "xyz789"
}
Types

FormDRecipient

Fields
Field Name Description
recipient_name - String
recipient_crd_number - String
associated_broker_or_dealer_name - String
associated_broker_or_dealer_crd_number - String
recipient_address - FormDRecipientAddress
states_of_solicitation_list - FormDStatesOfSolicitationList
foreign_solicitation - Boolean
Example
{
  "recipient_name": "xyz789",
  "recipient_crd_number": "abc123",
  "associated_broker_or_dealer_name": "abc123",
  "associated_broker_or_dealer_crd_number": "abc123",
  "recipient_address": FormDRecipientAddress,
  "states_of_solicitation_list": FormDStatesOfSolicitationList,
  "foreign_solicitation": false
}
Types

FormDRecipientAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
state_or_country_description - String
zip_code - String
Example
{
  "street_1": "xyz789",
  "street_2": "abc123",
  "city": "abc123",
  "state_or_country": "abc123",
  "state_or_country_description": "xyz789",
  "zip_code": "abc123"
}
Types

FormDRelatedPersonAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state_or_country - String
state_or_country_description - String
zip_code - String
Example
{
  "street_1": "abc123",
  "street_2": "xyz789",
  "city": "xyz789",
  "state_or_country": "xyz789",
  "state_or_country_description": "xyz789",
  "zip_code": "abc123"
}
Types

FormDRelatedPersonInfo

Fields
Field Name Description
related_person_name - FormDRelatedPersonName
related_person_address - FormDRelatedPersonAddress
related_person_relationship_list - FormDRelatedPersonRelationshipList
Example
{
  "related_person_name": FormDRelatedPersonName,
  "related_person_address": FormDRelatedPersonAddress,
  "related_person_relationship_list": FormDRelatedPersonRelationshipList
}
Types

FormDRelatedPersonName

Fields
Field Name Description
first_name - String
middle_name - String
last_name - String
Example
{
  "first_name": "abc123",
  "middle_name": "xyz789",
  "last_name": "abc123"
}
Types

FormDRelatedPersonRelationshipList

Fields
Field Name Description
relationships - [String!]!
relationships_clarification - String
Example
{
  "relationships": ["xyz789"],
  "relationships_clarification": "abc123"
}
Types

FormDRelatedPersonsList

Fields
Field Name Description
related_person_infos - [FormDRelatedPersonInfo!]!
over_100_persons_flag - Boolean
Example
{
  "related_person_infos": [FormDRelatedPersonInfo],
  "over_100_persons_flag": false
}
Types

FormDSalesCommissions

Fields
Field Name Description
dollar_amount - Float
is_estimate - Boolean
Example
{"dollar_amount": 123.45, "is_estimate": true}
Types

FormDSalesCommissionsFindersFees

Fields
Field Name Description
sales_commissions - FormDSalesCommissions
finders_fees - FormDFindersFees
clarification_of_response - String
Example
{
  "sales_commissions": FormDSalesCommissions,
  "finders_fees": FormDFindersFees,
  "clarification_of_response": "abc123"
}
Types

FormDSalesCompensationList

Fields
Field Name Description
recipient - [FormDRecipient!]!
over_100_recipients_flag - Boolean
Example
{
  "recipient": [FormDRecipient],
  "over_100_recipients_flag": false
}
Types

FormDSignature

Fields
Field Name Description
issuer_name - String
signature_name - String
name_of_signer - String
signature_title - String
signature_date - NaiveDate
Example
{
  "issuer_name": "xyz789",
  "signature_name": "xyz789",
  "name_of_signer": "xyz789",
  "signature_title": "abc123",
  "signature_date": NaiveDate
}
Types

FormDSignatureBlock

Fields
Field Name Description
is_authorized_representative - Boolean
signature - [FormDSignature!]!
Example
{
  "is_authorized_representative": true,
  "signature": [FormDSignature]
}
Types

FormDStatesOfSolicitationList

Fields
Field Name Description
state - String
description - String
Example
{
  "state": "abc123",
  "description": "xyz789"
}
Types

FormDTypeOfFiling

Fields
Field Name Description
new_or_amendment - FormDNewOrAmendment
date_of_first_sale - FormDDateOfFirstSale
Example
{
  "new_or_amendment": FormDNewOrAmendment,
  "date_of_first_sale": FormDDateOfFirstSale
}
Types

FormDTypesOfSecuritiesOffered

Fields
Field Name Description
is_equity_type - Boolean
is_debt_type - Boolean
is_option_to_acquire_type - Boolean
is_security_to_be_acquired_type - Boolean
is_pooled_investment_fund_type - Boolean
is_tenant_in_common_type - Boolean
is_mineral_property_type - Boolean
is_other_type - Boolean
description_of_other_type - String
Example
{
  "is_equity_type": true,
  "is_debt_type": false,
  "is_option_to_acquire_type": true,
  "is_security_to_be_acquired_type": true,
  "is_pooled_investment_fund_type": false,
  "is_tenant_in_common_type": true,
  "is_mineral_property_type": true,
  "is_other_type": true,
  "description_of_other_type": "abc123"
}
Types

FormDUseOfProceeds

Fields
Field Name Description
gross_proceeds_used_to_pay_significant_persons - FormDGrossProceedsUsedToPaySignificantPersons
clarification_of_response - String
Example
{
  "gross_proceeds_used_to_pay_significant_persons": FormDGrossProceedsUsedToPaySignificantPersons,
  "clarification_of_response": "abc123"
}
Types

FormNMFP1AcquiredOrMergedFund

Fields
Field Name Description
cik - Int
file_number - String
series_id - String
Example
{
  "cik": 987,
  "file_number": "xyz789",
  "series_id": "abc123"
}
Types

FormNMFP1Administrator

Fields
Field Name Description
name - String
Example
{"name": "abc123"}
Types

FormNMFP1Adviser

Fields
Field Name Description
name - String
file_number - String
Example
{
  "name": "abc123",
  "file_number": "xyz789"
}
Types

FormNMFP1AuthorizedContactRegardingForm

Fields
Field Name Description
name - String
phone - String
email_address - String
Example
{
  "name": "xyz789",
  "phone": "xyz789",
  "email_address": "xyz789"
}
Types

FormNMFP1ClassLevelInfo

Fields
Field Name Description
class_id - String
minimum_initial_investment - Float
net_assets_of_class - Float
number_of_shares_outstanding - Float
net_asset_value_per_share - FormNMFP1ClassLevelInfoNetAssetValuePerShare
net_shareholder_flow_friday_week_1 - FormNMFP1NetShareholderFlow
net_shareholder_flow_friday_week_2 - FormNMFP1NetShareholderFlow
net_shareholder_flow_friday_week_3 - FormNMFP1NetShareholderFlow
net_shareholder_flow_friday_week_4 - FormNMFP1NetShareholderFlow
net_shareholder_flow_friday_week_5 - FormNMFP1NetShareholderFlow
total_net_shareholder_flow_for_the_month - FormNMFP1NetShareholderFlow
seven_day_net_yield - Float
person_waived_all_or_part_of_funds_operating_expenses_or_management_fees_flag - Boolean
name_of_person_that_waived_the_funds_fees - String
Example
{
  "class_id": "xyz789",
  "minimum_initial_investment": 987.65,
  "net_assets_of_class": 123.45,
  "number_of_shares_outstanding": 123.45,
  "net_asset_value_per_share": FormNMFP1ClassLevelInfoNetAssetValuePerShare,
  "net_shareholder_flow_friday_week_1": FormNMFP1NetShareholderFlow,
  "net_shareholder_flow_friday_week_2": FormNMFP1NetShareholderFlow,
  "net_shareholder_flow_friday_week_3": FormNMFP1NetShareholderFlow,
  "net_shareholder_flow_friday_week_4": FormNMFP1NetShareholderFlow,
  "net_shareholder_flow_friday_week_5": FormNMFP1NetShareholderFlow,
  "total_net_shareholder_flow_for_the_month": FormNMFP1NetShareholderFlow,
  "seven_day_net_yield": 987.65,
  "person_waived_all_or_part_of_funds_operating_expenses_or_management_fees_flag": true,
  "name_of_person_that_waived_the_funds_fees": "abc123"
}
Types

FormNMFP1ClassLevelInfoNetAssetValuePerShare

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 123.45,
  "friday_week_2": 987.65,
  "friday_week_3": 123.45,
  "friday_week_4": 987.65,
  "friday_week_5": 987.65
}
Types

FormNMFP1CollateralIssuer

Fields
Field Name Description
name_of_collateral_issuer - String
lei_id - String
maturity_date - FormNMFP1MaturityDate
coupon_or_yield - String
principal_amount - Float
value_of_collateral - Float
collateral_investment_category_type - String
other_instrument_brief_description - String
Example
{
  "name_of_collateral_issuer": "abc123",
  "lei_id": "xyz789",
  "maturity_date": FormNMFP1MaturityDate,
  "coupon_or_yield": "xyz789",
  "principal_amount": 987.65,
  "value_of_collateral": 987.65,
  "collateral_investment_category_type": "xyz789",
  "other_instrument_brief_description": "abc123"
}
Types

FormNMFP1Contact

Fields
Field Name Description
name - String
phone - String
Example
{
  "name": "abc123",
  "phone": "abc123"
}
Types

FormNMFP1DateRange

Fields
Field Name Description
from - String
to - String
Example
{
  "from": "xyz789",
  "to": "xyz789"
}
Types

FormNMFP1DemandFeature

Fields
Field Name Description
identity_of_demand_feature_issuer - String
designated_nrsro_demand_feature - [FormNMFP1DesignatedNRSRO!]!
amount_provided_by_demand_feature_issuer - Float
remaining_period_of_demand_feature - String
demand_feature_conditional_flag - Boolean
Example
{
  "identity_of_demand_feature_issuer": "abc123",
  "designated_nrsro_demand_feature": [
    FormNMFP1DesignatedNRSRO
  ],
  "amount_provided_by_demand_feature_issuer": 123.45,
  "remaining_period_of_demand_feature": "xyz789",
  "demand_feature_conditional_flag": true
}
Types

FormNMFP1DesignatedNRSRO

Fields
Field Name Description
name_of_designated_nrsro - String
credit_rating_given_by_designated_nrsro - String
Example
{
  "name_of_designated_nrsro": "abc123",
  "credit_rating_given_by_designated_nrsro": "xyz789"
}
Types

FormNMFP1Document

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormNMFP1DocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableFormNMFP1DocumentValue]
}
Types

FormNMFP1EnhancementProvider

Fields
Field Name Description
identity_of_enhancement_provider - String
type_of_enhancement - String
designated_nrsro_enhancement - [FormNMFP1DesignatedNRSRO!]!
amount_provided_by_enhancement - Float
Example
{
  "identity_of_enhancement_provider": "abc123",
  "type_of_enhancement": "abc123",
  "designated_nrsro_enhancement": [
    FormNMFP1DesignatedNRSRO
  ],
  "amount_provided_by_enhancement": 987.65
}
Types

FormNMFP1FeederFund

Fields
Field Name Description
cik - Int
name - String
file_number - String
series_id - String
Example
{
  "cik": 123,
  "name": "abc123",
  "file_number": "abc123",
  "series_id": "xyz789"
}
Types

FormNMFP1Filer

Fields
Field Name Description
filer_credentials - FormNMFP1FilerCredentials
Example
{"filer_credentials": FormNMFP1FilerCredentials}
Types

FormNMFP1FilerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 123, "ccc": "xyz789"}
Types

FormNMFP1FilerInfo

Fields
Field Name Description
filer - FormNMFP1Filer
live_test_flag - String
contact - FormNMFP1Contact
notifications - [FormNMFP1Notifications!]!
confirming_copy_flag - Boolean
Example
{
  "filer": FormNMFP1Filer,
  "live_test_flag": "xyz789",
  "contact": FormNMFP1Contact,
  "notifications": [FormNMFP1Notifications],
  "confirming_copy_flag": true
}
Types

FormNMFP1FormData

Fields
Field Name Description
general_info - FormNMFP1GeneralInfo
series_level_info - FormNMFP1SeriesLevelInfo
class_level_infos - [FormNMFP1ClassLevelInfo!]!
portfolio_securities - [FormNMFP1PortfolioSecurity!]!
signature - FormNMFP1Signature
Example
{
  "general_info": FormNMFP1GeneralInfo,
  "series_level_info": FormNMFP1SeriesLevelInfo,
  "class_level_infos": [FormNMFP1ClassLevelInfo],
  "portfolio_securities": [FormNMFP1PortfolioSecurity],
  "signature": FormNMFP1Signature
}
Types

FormNMFP1GeneralInfo

Fields
Field Name Description
report_date - NaiveDate
cik - Int
registrant_lei_id - String
series_id - String
total_share_classes_in_series - Int
final_filing_flag - Boolean
fund_liquidating_flag - Boolean
fund_merged_with_or_acquired_by_other_fund - Boolean
successor_funds - [FormNMFP1SuccessorFund!]!
fund_acquired_or_merged_with_another_since_last_filing - Boolean
acquired_or_merged_funds - [FormNMFP1AcquiredOrMergedFund!]!
authorized_contacts_regarding_form - [FormNMFP1AuthorizedContactRegardingForm!]!
Example
{
  "report_date": NaiveDate,
  "cik": 987,
  "registrant_lei_id": "xyz789",
  "series_id": "abc123",
  "total_share_classes_in_series": 123,
  "final_filing_flag": true,
  "fund_liquidating_flag": false,
  "fund_merged_with_or_acquired_by_other_fund": true,
  "successor_funds": [FormNMFP1SuccessorFund],
  "fund_acquired_or_merged_with_another_since_last_filing": false,
  "acquired_or_merged_funds": [
    FormNMFP1AcquiredOrMergedFund
  ],
  "authorized_contacts_regarding_form": [
    FormNMFP1AuthorizedContactRegardingForm
  ]
}
Types

FormNMFP1Guarantor

Fields
Field Name Description
identity_of_guarantor - String
designated_nrsro_guarantor - [FormNMFP1DesignatedNRSRO!]!
amount_provided_by_guarantor - Float
Example
{
  "identity_of_guarantor": "abc123",
  "designated_nrsro_guarantor": [
    FormNMFP1DesignatedNRSRO
  ],
  "amount_provided_by_guarantor": 987.65
}
Types

FormNMFP1HeaderData

Fields
Field Name Description
submission_type - String
filer_info - FormNMFP1FilerInfo
Example
{
  "submission_type": "abc123",
  "filer_info": FormNMFP1FilerInfo
}
Types

FormNMFP1IndependentPublicAccountant

Fields
Field Name Description
name - String
city - String
state_or_country - String
Example
{
  "name": "abc123",
  "city": "xyz789",
  "state_or_country": "abc123"
}
Types

FormNMFP1MasterFeederFund

Fields
Field Name Description
cik - Int
name - String
file_number - Int
series_id - String
Example
{
  "cik": 123,
  "name": "xyz789",
  "file_number": 123,
  "series_id": "xyz789"
}
Types

FormNMFP1MaturityDate

Fields
Field Name Description
date - String
date_range - FormNMFP1DateRange
Example
{
  "date": "xyz789",
  "date_range": FormNMFP1DateRange
}
Types

FormNMFP1NetShareholderFlow

Fields
Field Name Description
weekly_gross_subscriptions - Float
weekly_gross_redemptions - Float
Example
{"weekly_gross_subscriptions": 123.45, "weekly_gross_redemptions": 123.45}
Types

FormNMFP1Notifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["abc123"]}
Types

FormNMFP1PercentageDailyLiquidAssets

Fields
Field Name Description
friday_day_1 - Float
friday_day_2 - Float
friday_day_3 - Float
friday_day_4 - Float
friday_day_5 - Float
Example
{
  "friday_day_1": 123.45,
  "friday_day_2": 123.45,
  "friday_day_3": 987.65,
  "friday_day_4": 987.65,
  "friday_day_5": 123.45
}
Types

FormNMFP1PercentageWeeklyLiquidAssets

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 987.65,
  "friday_week_2": 123.45,
  "friday_week_3": 123.45,
  "friday_week_4": 123.45,
  "friday_week_5": 123.45
}
Types

FormNMFP1PortfolioSecurity

Fields
Field Name Description
name_of_issuer - String
title_of_issuer - String
cusip - String
lei_id - String
isin_id - String
cik - Int
other_unique_id - String
investment_category - String
brief_description - String
fund_treating_acquisition_of_repurchase_agreement_as_acquisition_of_underlying_securities_flag - Boolean
repurchase_agreement - FormNMFP1RepurchaseAgreement
security_rated_type - Boolean
designated_nrsros - [FormNMFP1DesignatedNRSRO!]!
investment_maturity_date_used_to_calculate_wam - NaiveDate
investment_maturity_date_used_to_calculate_wal - NaiveDate
final_legal_investment_maturity_date - NaiveDate
security_has_demand_feature_flag - Boolean
demand_features - [FormNMFP1DemandFeature!]!
security_has_guarantee_flag - Boolean
guarantors - [FormNMFP1Guarantor!]!
security_has_enhancements_flag - Boolean
enhancement_providers - [FormNMFP1EnhancementProvider!]!
yield_of_security_as_of_reporting_date - Float
total_value_of_fund_position - Float
total_value_including_value_of_any_sponsor_support - Float
total_value_excluding_value_of_any_sponsor_support - Float
percentage_of_money_market_funds_net_assets - Float
categorized_as_level_3_in_fair_value_hierarchy_of_us_gaap_flag - Boolean
is_security_daily_liquid_asset_flag - Boolean
is_security_weekly_liquid_asset_flag - Boolean
is_illiquid_security_flag - Boolean
explanatory_notes - String
Example
{
  "name_of_issuer": "abc123",
  "title_of_issuer": "abc123",
  "cusip": "abc123",
  "lei_id": "xyz789",
  "isin_id": "abc123",
  "cik": 123,
  "other_unique_id": "xyz789",
  "investment_category": "abc123",
  "brief_description": "xyz789",
  "fund_treating_acquisition_of_repurchase_agreement_as_acquisition_of_underlying_securities_flag": false,
  "repurchase_agreement": FormNMFP1RepurchaseAgreement,
  "security_rated_type": false,
  "designated_nrsros": [FormNMFP1DesignatedNRSRO],
  "investment_maturity_date_used_to_calculate_wam": NaiveDate,
  "investment_maturity_date_used_to_calculate_wal": NaiveDate,
  "final_legal_investment_maturity_date": NaiveDate,
  "security_has_demand_feature_flag": false,
  "demand_features": [FormNMFP1DemandFeature],
  "security_has_guarantee_flag": false,
  "guarantors": [FormNMFP1Guarantor],
  "security_has_enhancements_flag": false,
  "enhancement_providers": [FormNMFP1EnhancementProvider],
  "yield_of_security_as_of_reporting_date": 987.65,
  "total_value_of_fund_position": 123.45,
  "total_value_including_value_of_any_sponsor_support": 987.65,
  "total_value_excluding_value_of_any_sponsor_support": 987.65,
  "percentage_of_money_market_funds_net_assets": 987.65,
  "categorized_as_level_3_in_fair_value_hierarchy_of_us_gaap_flag": true,
  "is_security_daily_liquid_asset_flag": true,
  "is_security_weekly_liquid_asset_flag": false,
  "is_illiquid_security_flag": false,
  "explanatory_notes": "abc123"
}
Types

FormNMFP1RepurchaseAgreement

Fields
Field Name Description
repurchase_agreement_is_open_flag - Boolean
collateral_issuers - [FormNMFP1CollateralIssuer!]!
Example
{
  "repurchase_agreement_is_open_flag": false,
  "collateral_issuers": [FormNMFP1CollateralIssuer]
}
Types

FormNMFP1SeriesLevelInfo

Fields
Field Name Description
securities_act_file_number - String
advisers - [FormNMFP1Adviser!]!
sub_advisers - [FormNMFP1Adviser!]!
independent_public_accountant - FormNMFP1IndependentPublicAccountant
administrators - [FormNMFP1Administrator!]!
transfer_agents - [FormNMFP1TransferAgent!]!
feeder_fund_flag - Boolean
master_feeder_fund - FormNMFP1MasterFeederFund
master_fund_flag - Boolean
feeder_funds - [FormNMFP1FeederFund!]!
series_used_to_fund_insurance_company_separate_accounts - Boolean
money_market_fund_categories - [String!]!
exempt_retail_fund_flag - Boolean
dollar_weighted_average_portfolio_maturity - Int
dollar_weighted_average_life_maturity - Int
total_value_of_daily_liquid_assets - FormNMFP1TotalValueDailyLiquidAssets
total_value_of_weekly_liquid_assets - FormNMFP1TotalValueWeeklyLiquidAssets
percentage_of_total_assets_invested_in_daily_liquid_assets - FormNMFP1PercentageDailyLiquidAssets
percentage_of_total_assets_invested_in_weekly_liquid_assets_including_daily_liquid_assets - FormNMFP1PercentageWeeklyLiquidAssets
cash - Float
total_value_of_portfolio_securities - Float
total_value_of_portfolio_securities_valued_at_amortized_cost - Float
total_value_of_other_assets - Float
total_value_of_liabilities - Float
net_assets_of_series - Float
number_of_shares_outstanding - Float
stable_price_per_share - Float
seven_day_gross_yield - Float
net_asset_value_per_share - FormNMFP1SeriesLevelInfoNetAssetValuePerShare
Example
{
  "securities_act_file_number": "xyz789",
  "advisers": [FormNMFP1Adviser],
  "sub_advisers": [FormNMFP1Adviser],
  "independent_public_accountant": FormNMFP1IndependentPublicAccountant,
  "administrators": [FormNMFP1Administrator],
  "transfer_agents": [FormNMFP1TransferAgent],
  "feeder_fund_flag": false,
  "master_feeder_fund": FormNMFP1MasterFeederFund,
  "master_fund_flag": false,
  "feeder_funds": [FormNMFP1FeederFund],
  "series_used_to_fund_insurance_company_separate_accounts": true,
  "money_market_fund_categories": [
    "abc123"
  ],
  "exempt_retail_fund_flag": false,
  "dollar_weighted_average_portfolio_maturity": 123,
  "dollar_weighted_average_life_maturity": 123,
  "total_value_of_daily_liquid_assets": FormNMFP1TotalValueDailyLiquidAssets,
  "total_value_of_weekly_liquid_assets": FormNMFP1TotalValueWeeklyLiquidAssets,
  "percentage_of_total_assets_invested_in_daily_liquid_assets": FormNMFP1PercentageDailyLiquidAssets,
  "percentage_of_total_assets_invested_in_weekly_liquid_assets_including_daily_liquid_assets": FormNMFP1PercentageWeeklyLiquidAssets,
  "cash": 987.65,
  "total_value_of_portfolio_securities": 123.45,
  "total_value_of_portfolio_securities_valued_at_amortized_cost": 123.45,
  "total_value_of_other_assets": 123.45,
  "total_value_of_liabilities": 123.45,
  "net_assets_of_series": 987.65,
  "number_of_shares_outstanding": 123.45,
  "stable_price_per_share": 987.65,
  "seven_day_gross_yield": 987.65,
  "net_asset_value_per_share": FormNMFP1SeriesLevelInfoNetAssetValuePerShare
}
Types

FormNMFP1SeriesLevelInfoNetAssetValuePerShare

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 987.65,
  "friday_week_2": 123.45,
  "friday_week_3": 123.45,
  "friday_week_4": 123.45,
  "friday_week_5": 987.65
}
Types

FormNMFP1Signature

Fields
Field Name Description
registrant - String
signature_date - NaiveDate
signature - String
name_of_signing_officer - String
title_of_signing_officer - String
Example
{
  "registrant": "abc123",
  "signature_date": NaiveDate,
  "signature": "abc123",
  "name_of_signing_officer": "xyz789",
  "title_of_signing_officer": "xyz789"
}
Types

FormNMFP1SuccessorFund

Fields
Field Name Description
cik - Int
file_number - String
series_id - String
Example
{
  "cik": 123,
  "file_number": "abc123",
  "series_id": "abc123"
}
Types

FormNMFP1TotalValueDailyLiquidAssets

Fields
Field Name Description
friday_day_1 - Float
friday_day_2 - Float
friday_day_3 - Float
friday_day_4 - Float
friday_day_5 - Float
Example
{
  "friday_day_1": 987.65,
  "friday_day_2": 123.45,
  "friday_day_3": 123.45,
  "friday_day_4": 987.65,
  "friday_day_5": 123.45
}
Types

FormNMFP1TotalValueWeeklyLiquidAssets

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 987.65,
  "friday_week_2": 987.65,
  "friday_week_3": 987.65,
  "friday_week_4": 987.65,
  "friday_week_5": 123.45
}
Types

FormNMFP1TransferAgent

Fields
Field Name Description
name - String
cik - Int
file_number - String
Example
{
  "name": "abc123",
  "cik": 123,
  "file_number": "abc123"
}
Types

FormNMFP2AcquiredOrMergedFund

Fields
Field Name Description
cik - Int
file_number - String
series_id - String
Example
{
  "cik": 987,
  "file_number": "xyz789",
  "series_id": "xyz789"
}
Types

FormNMFP2Administrator

Fields
Field Name Description
name - String
Example
{"name": "abc123"}
Types

FormNMFP2Adviser

Fields
Field Name Description
name - String
file_number - String
Example
{
  "name": "abc123",
  "file_number": "abc123"
}
Types

FormNMFP2AuthorizedContactRegardingForm

Fields
Field Name Description
name - String
phone - String
email_address - String
Example
{
  "name": "abc123",
  "phone": "abc123",
  "email_address": "xyz789"
}
Types

FormNMFP2ClassLevelInfo

Fields
Field Name Description
class_id - String
minimum_initial_investment - Float
net_assets_of_class - Float
number_of_shares_outstanding - Float
net_asset_value_per_share - FormNMFP2ClassLevelInfoNetAssetValuePerShare
net_shareholder_flow_friday_week_1 - FormNMFP2NetShareholderFlow
net_shareholder_flow_friday_week_2 - FormNMFP2NetShareholderFlow
net_shareholder_flow_friday_week_3 - FormNMFP2NetShareholderFlow
net_shareholder_flow_friday_week_4 - FormNMFP2NetShareholderFlow
net_shareholder_flow_friday_week_5 - FormNMFP2NetShareholderFlow
total_net_shareholder_flow_for_the_month - FormNMFP2NetShareholderFlow
seven_day_net_yield - Float
person_waived_all_or_part_of_funds_operating_expenses_or_management_fees_flag - Boolean
name_of_person_that_waived_the_funds_fees - String
Example
{
  "class_id": "abc123",
  "minimum_initial_investment": 987.65,
  "net_assets_of_class": 987.65,
  "number_of_shares_outstanding": 987.65,
  "net_asset_value_per_share": FormNMFP2ClassLevelInfoNetAssetValuePerShare,
  "net_shareholder_flow_friday_week_1": FormNMFP2NetShareholderFlow,
  "net_shareholder_flow_friday_week_2": FormNMFP2NetShareholderFlow,
  "net_shareholder_flow_friday_week_3": FormNMFP2NetShareholderFlow,
  "net_shareholder_flow_friday_week_4": FormNMFP2NetShareholderFlow,
  "net_shareholder_flow_friday_week_5": FormNMFP2NetShareholderFlow,
  "total_net_shareholder_flow_for_the_month": FormNMFP2NetShareholderFlow,
  "seven_day_net_yield": 123.45,
  "person_waived_all_or_part_of_funds_operating_expenses_or_management_fees_flag": true,
  "name_of_person_that_waived_the_funds_fees": "xyz789"
}
Types

FormNMFP2ClassLevelInfoNetAssetValuePerShare

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 123.45,
  "friday_week_2": 123.45,
  "friday_week_3": 987.65,
  "friday_week_4": 987.65,
  "friday_week_5": 987.65
}
Types

FormNMFP2CollateralIssuer

Fields
Field Name Description
name_of_collateral_issuer - String
lei_id - String
maturity_date - FormNMFP2MaturityDate
coupon_or_yield - String
principal_amount - Float
value_of_collateral - Float
collateral_investment_category_type - String
other_instrument_brief_description - String
Example
{
  "name_of_collateral_issuer": "abc123",
  "lei_id": "abc123",
  "maturity_date": FormNMFP2MaturityDate,
  "coupon_or_yield": "xyz789",
  "principal_amount": 123.45,
  "value_of_collateral": 987.65,
  "collateral_investment_category_type": "xyz789",
  "other_instrument_brief_description": "abc123"
}
Types

FormNMFP2Contact

Fields
Field Name Description
name - String
phone - String
Example
{
  "name": "xyz789",
  "phone": "xyz789"
}
Types

FormNMFP2DateRange

Fields
Field Name Description
from - String
to - String
Example
{
  "from": "xyz789",
  "to": "xyz789"
}
Types

FormNMFP2DemandFeature

Fields
Field Name Description
identity_of_demand_feature_issuer - String
amount_provided_by_demand_feature_issuer - Float
remaining_period_of_demand_feature - String
demand_feature_conditional_flag - Boolean
demand_feature_ratings_or_nrsros - [FormNMFP2NRSRO!]!
Example
{
  "identity_of_demand_feature_issuer": "xyz789",
  "amount_provided_by_demand_feature_issuer": 123.45,
  "remaining_period_of_demand_feature": "xyz789",
  "demand_feature_conditional_flag": false,
  "demand_feature_ratings_or_nrsros": [FormNMFP2NRSRO]
}
Types

FormNMFP2Document

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormNMFP2DocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableFormNMFP2DocumentValue]
}
Types

FormNMFP2EnhancementProvider

Fields
Field Name Description
identity_of_enhancement_provider - String
type_of_enhancement - String
amount_provided_by_enhancement - Float
enhancement_ratings_or_nrsros - [FormNMFP2NRSRO!]!
Example
{
  "identity_of_enhancement_provider": "xyz789",
  "type_of_enhancement": "xyz789",
  "amount_provided_by_enhancement": 987.65,
  "enhancement_ratings_or_nrsros": [FormNMFP2NRSRO]
}
Types

FormNMFP2FeederFund

Fields
Field Name Description
cik - Int
name - String
file_number - String
series_id - String
Example
{
  "cik": 123,
  "name": "abc123",
  "file_number": "abc123",
  "series_id": "xyz789"
}
Types

FormNMFP2Filer

Fields
Field Name Description
filer_credentials - FormNMFP2FilerCredentials
Example
{"filer_credentials": FormNMFP2FilerCredentials}
Types

FormNMFP2FilerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 123, "ccc": "xyz789"}
Types

FormNMFP2FilerInfo

Fields
Field Name Description
filer - FormNMFP2Filer
live_test_flag - String
contact - FormNMFP2Contact
notifications - [FormNMFP2Notifications!]!
confirming_copy_flag - Boolean
Example
{
  "filer": FormNMFP2Filer,
  "live_test_flag": "xyz789",
  "contact": FormNMFP2Contact,
  "notifications": [FormNMFP2Notifications],
  "confirming_copy_flag": false
}
Types

FormNMFP2FormData

Fields
Field Name Description
general_info - FormNMFP2GeneralInfo
series_level_info - FormNMFP2SeriesLevelInfo
class_level_infos - [FormNMFP2ClassLevelInfo!]!
portfolio_securities - [FormNMFP2PortfolioSecurity!]!
signature - FormNMFP2Signature
Example
{
  "general_info": FormNMFP2GeneralInfo,
  "series_level_info": FormNMFP2SeriesLevelInfo,
  "class_level_infos": [FormNMFP2ClassLevelInfo],
  "portfolio_securities": [FormNMFP2PortfolioSecurity],
  "signature": FormNMFP2Signature
}
Types

FormNMFP2GeneralInfo

Fields
Field Name Description
report_date - NaiveDate
cik - Int
registrant_lei_id - String
series_id - String
total_share_classes_in_series - Int
final_filing_flag - Boolean
fund_liquidating_flag - Boolean
fund_merged_with_or_acquired_by_other_fund - Boolean
successor_funds - [FormNMFP2SuccessorFund!]!
fund_acquired_or_merged_with_another_since_last_filing - Boolean
acquired_or_merged_funds - [FormNMFP2AcquiredOrMergedFund!]!
authorized_contacts_regarding_form - [FormNMFP2AuthorizedContactRegardingForm!]!
Example
{
  "report_date": NaiveDate,
  "cik": 123,
  "registrant_lei_id": "abc123",
  "series_id": "abc123",
  "total_share_classes_in_series": 123,
  "final_filing_flag": true,
  "fund_liquidating_flag": false,
  "fund_merged_with_or_acquired_by_other_fund": true,
  "successor_funds": [FormNMFP2SuccessorFund],
  "fund_acquired_or_merged_with_another_since_last_filing": false,
  "acquired_or_merged_funds": [
    FormNMFP2AcquiredOrMergedFund
  ],
  "authorized_contacts_regarding_form": [
    FormNMFP2AuthorizedContactRegardingForm
  ]
}
Types

FormNMFP2Guarantor

Fields
Field Name Description
identity_of_guarantor - String
amount_provided_by_guarantor - Float
guarantor_ratings_or_nrsros - [FormNMFP2NRSRO!]!
Example
{
  "identity_of_guarantor": "abc123",
  "amount_provided_by_guarantor": 123.45,
  "guarantor_ratings_or_nrsros": [FormNMFP2NRSRO]
}
Types

FormNMFP2HeaderData

Fields
Field Name Description
submission_type - String
filer_info - FormNMFP2FilerInfo
Example
{
  "submission_type": "abc123",
  "filer_info": FormNMFP2FilerInfo
}
Types

FormNMFP2IndependentPublicAccountant

Fields
Field Name Description
name - String
city - String
state_or_country - String
Example
{
  "name": "abc123",
  "city": "abc123",
  "state_or_country": "abc123"
}
Types

FormNMFP2MasterFeederFund

Fields
Field Name Description
cik - Int
name - String
file_number - Int
series_id - String
Example
{
  "cik": 987,
  "name": "abc123",
  "file_number": 123,
  "series_id": "abc123"
}
Types

FormNMFP2MaturityDate

Fields
Field Name Description
date - String
date_range - FormNMFP2DateRange
Example
{
  "date": "xyz789",
  "date_range": FormNMFP2DateRange
}
Types

FormNMFP2NRSRO

Fields
Field Name Description
name_of_nrsro - String
rating - String
Example
{
  "name_of_nrsro": "xyz789",
  "rating": "abc123"
}
Types

FormNMFP2NetShareholderFlow

Fields
Field Name Description
weekly_gross_subscriptions - Float
weekly_gross_redemptions - Float
Example
{"weekly_gross_subscriptions": 123.45, "weekly_gross_redemptions": 987.65}
Types

FormNMFP2Notifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["xyz789"]}
Types

FormNMFP2PercentageDailyLiquidAssets

Fields
Field Name Description
friday_day_1 - Float
friday_day_2 - Float
friday_day_3 - Float
friday_day_4 - Float
friday_day_5 - Float
Example
{
  "friday_day_1": 123.45,
  "friday_day_2": 987.65,
  "friday_day_3": 123.45,
  "friday_day_4": 987.65,
  "friday_day_5": 123.45
}
Types

FormNMFP2PercentageWeeklyLiquidAssets

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 123.45,
  "friday_week_2": 123.45,
  "friday_week_3": 123.45,
  "friday_week_4": 123.45,
  "friday_week_5": 987.65
}
Types

FormNMFP2PortfolioSecurity

Fields
Field Name Description
name_of_issuer - String
title_of_issuer - String
cusip - String
lei_id - String
isin_id - String
cik - Int
other_unique_id - String
investment_category - String
brief_description - String
fund_treating_acquisition_of_repurchase_agreement_as_acquisition_of_underlying_securities_flag - Boolean
repurchase_agreement - FormNMFP2RepurchaseAgreement
security_is_an_eligible_security_flag - Boolean
nrsros - [FormNMFP2NRSRO!]!
investment_maturity_date_used_to_calculate_wam - NaiveDate
investment_maturity_date_used_to_calculate_wal - NaiveDate
final_legal_investment_maturity_date - NaiveDate
security_has_demand_feature_flag - Boolean
demand_features - [FormNMFP2DemandFeature!]!
security_has_guarantee_flag - Boolean
guarantors - [FormNMFP2Guarantor!]!
security_has_enhancements_flag - Boolean
enhancement_providers - [FormNMFP2EnhancementProvider!]!
yield_of_security_as_of_reporting_date - Float
total_value_including_value_of_any_sponsor_support - Float
total_value_excluding_value_of_any_sponsor_support - Float
percentage_of_money_market_funds_net_assets - Float
categorized_as_level_3_in_fair_value_hierarchy_of_us_gaap_flag - Boolean
is_security_daily_liquid_asset_flag - Boolean
is_security_weekly_liquid_asset_flag - Boolean
is_illiquid_security_flag - Boolean
explanatory_notes - String
Example
{
  "name_of_issuer": "xyz789",
  "title_of_issuer": "abc123",
  "cusip": "xyz789",
  "lei_id": "abc123",
  "isin_id": "abc123",
  "cik": 987,
  "other_unique_id": "abc123",
  "investment_category": "xyz789",
  "brief_description": "abc123",
  "fund_treating_acquisition_of_repurchase_agreement_as_acquisition_of_underlying_securities_flag": true,
  "repurchase_agreement": FormNMFP2RepurchaseAgreement,
  "security_is_an_eligible_security_flag": true,
  "nrsros": [FormNMFP2NRSRO],
  "investment_maturity_date_used_to_calculate_wam": NaiveDate,
  "investment_maturity_date_used_to_calculate_wal": NaiveDate,
  "final_legal_investment_maturity_date": NaiveDate,
  "security_has_demand_feature_flag": false,
  "demand_features": [FormNMFP2DemandFeature],
  "security_has_guarantee_flag": false,
  "guarantors": [FormNMFP2Guarantor],
  "security_has_enhancements_flag": false,
  "enhancement_providers": [FormNMFP2EnhancementProvider],
  "yield_of_security_as_of_reporting_date": 987.65,
  "total_value_including_value_of_any_sponsor_support": 123.45,
  "total_value_excluding_value_of_any_sponsor_support": 123.45,
  "percentage_of_money_market_funds_net_assets": 123.45,
  "categorized_as_level_3_in_fair_value_hierarchy_of_us_gaap_flag": true,
  "is_security_daily_liquid_asset_flag": false,
  "is_security_weekly_liquid_asset_flag": true,
  "is_illiquid_security_flag": true,
  "explanatory_notes": "abc123"
}
Types

FormNMFP2RepurchaseAgreement

Fields
Field Name Description
repurchase_agreement_is_open_flag - Boolean
collateral_issuers - [FormNMFP2CollateralIssuer!]!
Example
{
  "repurchase_agreement_is_open_flag": true,
  "collateral_issuers": [FormNMFP2CollateralIssuer]
}
Types

FormNMFP2SeriesLevelInfo

Fields
Field Name Description
securities_act_file_number - String
advisers - [FormNMFP2Adviser!]!
sub_advisers - [FormNMFP2Adviser!]!
independent_public_accountant - FormNMFP2IndependentPublicAccountant
administrators - [FormNMFP2Administrator!]!
transfer_agents - [FormNMFP2TransferAgent!]!
feeder_fund_flag - Boolean
master_feeder_fund - FormNMFP2MasterFeederFund
master_fund_flag - Boolean
feeder_funds - [FormNMFP2FeederFund!]!
series_used_to_fund_insurance_company_separate_accounts - Boolean
money_market_fund_categories - [String!]!
exempt_retail_fund_flag - Boolean
dollar_weighted_average_portfolio_maturity - Int
dollar_weighted_average_life_maturity - Int
total_value_of_daily_liquid_assets - FormNMFP2TotalValueDailyLiquidAssets
total_value_of_weekly_liquid_assets - FormNMFP2TotalValueWeeklyLiquidAssets
percentage_of_total_assets_invested_in_daily_liquid_assets - FormNMFP2PercentageDailyLiquidAssets
percentage_of_total_assets_invested_in_weekly_liquid_assets_including_daily_liquid_assets - FormNMFP2PercentageWeeklyLiquidAssets
cash - Float
total_value_of_portfolio_securities - Float
total_value_of_portfolio_securities_valued_at_amortized_cost - Float
total_value_of_other_assets - Float
total_value_of_liabilities - Float
net_assets_of_series - Float
number_of_shares_outstanding - Float
stable_price_per_share - Float
seven_day_gross_yield - Float
net_asset_value_per_share - FormNMFP2SeriesLevelInfoNetAssetValuePerShare
Example
{
  "securities_act_file_number": "abc123",
  "advisers": [FormNMFP2Adviser],
  "sub_advisers": [FormNMFP2Adviser],
  "independent_public_accountant": FormNMFP2IndependentPublicAccountant,
  "administrators": [FormNMFP2Administrator],
  "transfer_agents": [FormNMFP2TransferAgent],
  "feeder_fund_flag": true,
  "master_feeder_fund": FormNMFP2MasterFeederFund,
  "master_fund_flag": true,
  "feeder_funds": [FormNMFP2FeederFund],
  "series_used_to_fund_insurance_company_separate_accounts": true,
  "money_market_fund_categories": [
    "abc123"
  ],
  "exempt_retail_fund_flag": false,
  "dollar_weighted_average_portfolio_maturity": 987,
  "dollar_weighted_average_life_maturity": 123,
  "total_value_of_daily_liquid_assets": FormNMFP2TotalValueDailyLiquidAssets,
  "total_value_of_weekly_liquid_assets": FormNMFP2TotalValueWeeklyLiquidAssets,
  "percentage_of_total_assets_invested_in_daily_liquid_assets": FormNMFP2PercentageDailyLiquidAssets,
  "percentage_of_total_assets_invested_in_weekly_liquid_assets_including_daily_liquid_assets": FormNMFP2PercentageWeeklyLiquidAssets,
  "cash": 987.65,
  "total_value_of_portfolio_securities": 123.45,
  "total_value_of_portfolio_securities_valued_at_amortized_cost": 123.45,
  "total_value_of_other_assets": 123.45,
  "total_value_of_liabilities": 123.45,
  "net_assets_of_series": 123.45,
  "number_of_shares_outstanding": 123.45,
  "stable_price_per_share": 123.45,
  "seven_day_gross_yield": 987.65,
  "net_asset_value_per_share": FormNMFP2SeriesLevelInfoNetAssetValuePerShare
}
Types

FormNMFP2SeriesLevelInfoNetAssetValuePerShare

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 987.65,
  "friday_week_2": 123.45,
  "friday_week_3": 987.65,
  "friday_week_4": 987.65,
  "friday_week_5": 987.65
}
Types

FormNMFP2Signature

Fields
Field Name Description
registrant - String
signature_date - NaiveDate
signature - String
name_of_signing_officer - String
title_of_signing_officer - String
Example
{
  "registrant": "abc123",
  "signature_date": NaiveDate,
  "signature": "abc123",
  "name_of_signing_officer": "xyz789",
  "title_of_signing_officer": "xyz789"
}
Types

FormNMFP2SuccessorFund

Fields
Field Name Description
cik - Int
file_number - String
series_id - String
Example
{
  "cik": 123,
  "file_number": "abc123",
  "series_id": "abc123"
}
Types

FormNMFP2TotalValueDailyLiquidAssets

Fields
Field Name Description
friday_day_1 - Float
friday_day_2 - Float
friday_day_3 - Float
friday_day_4 - Float
friday_day_5 - Float
Example
{
  "friday_day_1": 123.45,
  "friday_day_2": 123.45,
  "friday_day_3": 987.65,
  "friday_day_4": 987.65,
  "friday_day_5": 123.45
}
Types

FormNMFP2TotalValueWeeklyLiquidAssets

Fields
Field Name Description
friday_week_1 - Float
friday_week_2 - Float
friday_week_3 - Float
friday_week_4 - Float
friday_week_5 - Float
Example
{
  "friday_week_1": 987.65,
  "friday_week_2": 123.45,
  "friday_week_3": 123.45,
  "friday_week_4": 987.65,
  "friday_week_5": 123.45
}
Types

FormNMFP2TransferAgent

Fields
Field Name Description
name - String
cik - Int
file_number - String
Example
{
  "name": "abc123",
  "cik": 123,
  "file_number": "abc123"
}
Types

FormNMFPAcquiredOrMergedFund

Fields
Field Name Description
cik - Int
contained_file_information_file_number - String
series_id - String
Example
{
  "cik": 123,
  "contained_file_information_file_number": "xyz789",
  "series_id": "xyz789"
}
Types

FormNMFPAcquiredOrMergedFunds

Fields
Field Name Description
acquired_or_merged_funds - [FormNMFPAcquiredOrMergedFund!]!
Example
{
  "acquired_or_merged_funds": [
    FormNMFPAcquiredOrMergedFund
  ]
}
Types

FormNMFPAdministrators

Fields
Field Name Description
administrators - [String!]!
Example
{"administrators": ["abc123"]}
Types

FormNMFPClassLevelInformation

Fields
Field Name Description
class_id - String
minimum_initial_investment - Float
net_assets_of_class - Float
net_asset_value_per_share - Float
net_shareholder_flow_activity_for_month_ended - Float
gross_subscriptions_for_month_ended - Float
gross_redemptions_for_month_ended - Float
seven_day_net_yield - Float
class_shadow_price - FormNMFPClassShadowPrice
Example
{
  "class_id": "abc123",
  "minimum_initial_investment": 987.65,
  "net_assets_of_class": 987.65,
  "net_asset_value_per_share": 123.45,
  "net_shareholder_flow_activity_for_month_ended": 987.65,
  "gross_subscriptions_for_month_ended": 123.45,
  "gross_redemptions_for_month_ended": 123.45,
  "seven_day_net_yield": 123.45,
  "class_shadow_price": FormNMFPClassShadowPrice
}
Types

FormNMFPClassLevelInformationList

Fields
Field Name Description
class_level_information_list - [FormNMFPClassLevelInformation!]!
Example
{
  "class_level_information_list": [
    FormNMFPClassLevelInformation
  ]
}
Types

FormNMFPClassShadowPrice

Fields
Field Name Description
net_asset_value_per_share_including_capital_support_agreement - FormNMFPNetAssetValuePerShareIncludingCapitalSupportAgreement
net_asset_value_per_share_excluding_capital_support_agreement - FormNMFPNetAssetValuePerShareExcludingCapitalSupportAgreement
Example
{
  "net_asset_value_per_share_including_capital_support_agreement": FormNMFPNetAssetValuePerShareIncludingCapitalSupportAgreement,
  "net_asset_value_per_share_excluding_capital_support_agreement": FormNMFPNetAssetValuePerShareExcludingCapitalSupportAgreement
}
Types

FormNMFPContact

Fields
Field Name Description
name - String
phone - String
Example
{
  "name": "xyz789",
  "phone": "xyz789"
}
Types

FormNMFPDateRange

Fields
Field Name Description
from - NaiveDate
to - NaiveDate
Example
{"from": NaiveDate, "to": NaiveDate}
Types

FormNMFPDemandFeature

Fields
Field Name Description
issuer - String
nrsro_rating_list - FormNMFPNRSRORatingList
Example
{
  "issuer": "abc123",
  "nrsro_rating_list": FormNMFPNRSRORatingList
}
Types

FormNMFPDemandFeatures

Fields
Field Name Description
demand_features - [FormNMFPDemandFeature!]!
Example
{"demand_features": [FormNMFPDemandFeature]}
Types

FormNMFPDesignatedNRSRO

Fields
Field Name Description
name_of_designated_nrsro - String
credit_rating_given_by_designated_nrsro - String
Example
{
  "name_of_designated_nrsro": "abc123",
  "credit_rating_given_by_designated_nrsro": "abc123"
}
Types

FormNMFPDesignatedNRSROS

Fields
Field Name Description
designated_nrsros - [FormNMFPDesignatedNRSRO!]!
Example
{"designated_nrsros": [FormNMFPDesignatedNRSRO]}
Types

FormNMFPDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormNMFPDocumentValue!]!
Example
{
  "total": Total,
  "took": 123,
  "data": [TransmittableFormNMFPDocumentValue]
}
Types

FormNMFPEnhancement

Fields
Field Name Description
type_of_enhancement - String
enhancement_providers - FormNMFPEnhancementProviders
Example
{
  "type_of_enhancement": "abc123",
  "enhancement_providers": FormNMFPEnhancementProviders
}
Types

FormNMFPEnhancementProvider

Fields
Field Name Description
identity_of_enhancement_provider - String
nrsro_rating_list - FormNMFPNRSRORatingList
Example
{
  "identity_of_enhancement_provider": "abc123",
  "nrsro_rating_list": FormNMFPNRSRORatingList
}
Types

FormNMFPEnhancementProviders

Fields
Field Name Description
enhancement_providers - [FormNMFPEnhancementProvider!]!
Example
{"enhancement_providers": [FormNMFPEnhancementProvider]}
Types

FormNMFPEnhancements

Fields
Field Name Description
enhancements - [FormNMFPEnhancement!]!
Example
{"enhancements": [FormNMFPEnhancement]}
Types

FormNMFPFeederFund

Fields
Field Name Description
cik - Int
registrant_name - String
contained_file_information_file_number - String
series_id - String
Example
{
  "cik": 987,
  "registrant_name": "xyz789",
  "contained_file_information_file_number": "abc123",
  "series_id": "abc123"
}
Types

FormNMFPFeederFunds

Fields
Field Name Description
feeder_funds - [FormNMFPFeederFund!]!
Example
{"feeder_funds": [FormNMFPFeederFund]}
Types

FormNMFPGuarantor

Fields
Field Name Description
identity_of_guarantor - String
nrsro_rating_list - FormNMFPNRSRORatingList
Example
{
  "identity_of_guarantor": "abc123",
  "nrsro_rating_list": FormNMFPNRSRORatingList
}
Types

FormNMFPGuarantors

Fields
Field Name Description
guarantors - [FormNMFPGuarantor!]!
Example
{"guarantors": [FormNMFPGuarantor]}
Types

FormNMFPIndependentPublicAccountant

Fields
Field Name Description
name - String
city - String
state - String
Example
{
  "name": "abc123",
  "city": "abc123",
  "state": "abc123"
}
Types

FormNMFPInvestmentAdviser

Fields
Field Name Description
name - String
file_number - String
Example
{
  "name": "abc123",
  "file_number": "xyz789"
}
Types

FormNMFPInvestmentAdvisers

Fields
Field Name Description
investment_advisers - [FormNMFPInvestmentAdviser!]!
Example
{"investment_advisers": [FormNMFPInvestmentAdviser]}
Types

FormNMFPInvestmentMaturityDate

Fields
Field Name Description
date - NaiveDate
date_range - FormNMFPDateRange
Example
{
  "date": NaiveDate,
  "date_range": FormNMFPDateRange
}
Types

FormNMFPMasterFund

Fields
Field Name Description
cik - Int
registrant_name - String
contained_file_information_file_number - String
series_id - String
Example
{
  "cik": 987,
  "registrant_name": "xyz789",
  "contained_file_information_file_number": "abc123",
  "series_id": "abc123"
}
Types

FormNMFPNRSRORating

Fields
Field Name Description
name_of_designated_nrsro - String
credit_rating_given_by_designated_nrsro - String
Example
{
  "name_of_designated_nrsro": "abc123",
  "credit_rating_given_by_designated_nrsro": "abc123"
}
Types

FormNMFPNRSRORatingList

Fields
Field Name Description
nrsros_rating - [FormNMFPNRSRORating!]!
Example
{"nrsros_rating": [FormNMFPNRSRORating]}
Types

FormNMFPNetAssetValuePerShareExcludingCapitalSupportAgreement

Fields
Field Name Description
value - Float
date_as_of_which_value_was_calculated - NaiveDate
Example
{
  "value": 123.45,
  "date_as_of_which_value_was_calculated": NaiveDate
}
Types

FormNMFPNetAssetValuePerShareIncludingCapitalSupportAgreement

Fields
Field Name Description
value - Float
date_as_of_which_value_was_calculated - NaiveDate
Example
{
  "value": 123.45,
  "date_as_of_which_value_was_calculated": NaiveDate
}
Types

FormNMFPNotificationEmailAddresses

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["xyz789"]}
Types

FormNMFPPortfolioSecurities

Fields
Field Name Description
portfolio_securities - [FormNMFPPortfolioSecurity!]!
Example
{"portfolio_securities": [FormNMFPPortfolioSecurity]}
Types

FormNMFPPortfolioSecurity

Fields
Field Name Description
issuer - String
title - String
cusip - String
identifier - String
cik - Int
investment_category - String
investment_category_description - String
is_fund_treating_as_acquisition_of_underlying_securities - Boolean
repurchase_agreements - FormNMFPRepurchaseAgreements
rating - String
designated_nrsros - FormNMFPDesignatedNRSROS
maturity_date - NaiveDate
final_legal_maturity_date - NaiveDate
security_has_demand_feature - Boolean
demand_features - FormNMFPDemandFeatures
security_has_guarantee - Boolean
guarantors - FormNMFPGuarantors
security_has_enhancements_that_fund_is_relying_on - Boolean
enhancements - FormNMFPEnhancements
total_principal_amount - Float
total_current_amortized_cost - Float
percentage_of_net_assets - Float
additional_information - String
is_illiquid_security - Boolean
value_of_security_including_capital_support_agreement - Float
Example
{
  "issuer": "xyz789",
  "title": "xyz789",
  "cusip": "xyz789",
  "identifier": "xyz789",
  "cik": 987,
  "investment_category": "xyz789",
  "investment_category_description": "abc123",
  "is_fund_treating_as_acquisition_of_underlying_securities": false,
  "repurchase_agreements": FormNMFPRepurchaseAgreements,
  "rating": "abc123",
  "designated_nrsros": FormNMFPDesignatedNRSROS,
  "maturity_date": NaiveDate,
  "final_legal_maturity_date": NaiveDate,
  "security_has_demand_feature": true,
  "demand_features": FormNMFPDemandFeatures,
  "security_has_guarantee": false,
  "guarantors": FormNMFPGuarantors,
  "security_has_enhancements_that_fund_is_relying_on": false,
  "enhancements": FormNMFPEnhancements,
  "total_principal_amount": 123.45,
  "total_current_amortized_cost": 987.65,
  "percentage_of_net_assets": 987.65,
  "additional_information": "xyz789",
  "is_illiquid_security": false,
  "value_of_security_including_capital_support_agreement": 987.65
}
Types

FormNMFPRepurchaseAgreement

Fields
Field Name Description
issuer - String
maturity_date - FormNMFPInvestmentMaturityDate
coupon_or_yield - Float
investment_category - String
investment_category_description - String
principal_amount - Float
value_of_collateral - Float
Example
{
  "issuer": "abc123",
  "maturity_date": FormNMFPInvestmentMaturityDate,
  "coupon_or_yield": 987.65,
  "investment_category": "xyz789",
  "investment_category_description": "abc123",
  "principal_amount": 123.45,
  "value_of_collateral": 987.65
}
Types

FormNMFPRepurchaseAgreements

Fields
Field Name Description
repurchase_agreements - [FormNMFPRepurchaseAgreement!]!
Example
{"repurchase_agreements": [FormNMFPRepurchaseAgreement]}
Types

FormNMFPSeriesLevelInformation

Fields
Field Name Description
contained_file_information_file_number - String
investment_advisers - FormNMFPInvestmentAdvisers
sub_advisers - FormNMFPSubAdvisers
independent_public_accountant - FormNMFPIndependentPublicAccountant
administrators - FormNMFPAdministrators
transfer_agents - FormNMFPTransferAgents
is_this_feeder_fund - Boolean
master_fund - FormNMFPMasterFund
is_this_master_fund - Boolean
feeder_funds - FormNMFPFeederFunds
series_used_to_fund_insurance_company_separate_accounts - Boolean
money_market_fund_category - String
dollar_weighted_average_portfolio_maturity - Int
dollar_weighted_average_life_maturity - Int
available_for_sale_securities_amortized_cost - Float
other_assets - Float
liabilities - Float
net_assets - Float
seven_day_gross_yield - Float
series_shadow_price - FormNMFPSeriesShadowPrice
Example
{
  "contained_file_information_file_number": "abc123",
  "investment_advisers": FormNMFPInvestmentAdvisers,
  "sub_advisers": FormNMFPSubAdvisers,
  "independent_public_accountant": FormNMFPIndependentPublicAccountant,
  "administrators": FormNMFPAdministrators,
  "transfer_agents": FormNMFPTransferAgents,
  "is_this_feeder_fund": true,
  "master_fund": FormNMFPMasterFund,
  "is_this_master_fund": true,
  "feeder_funds": FormNMFPFeederFunds,
  "series_used_to_fund_insurance_company_separate_accounts": false,
  "money_market_fund_category": "xyz789",
  "dollar_weighted_average_portfolio_maturity": 987,
  "dollar_weighted_average_life_maturity": 987,
  "available_for_sale_securities_amortized_cost": 987.65,
  "other_assets": 987.65,
  "liabilities": 987.65,
  "net_assets": 123.45,
  "seven_day_gross_yield": 123.45,
  "series_shadow_price": FormNMFPSeriesShadowPrice
}
Types

FormNMFPSeriesShadowPrice

Fields
Field Name Description
net_value_per_share_including_capital_support_agreement - Float
date_calculated_for_net_value_per_share_including_capital_support_agreement - NaiveDate
net_value_per_share_excluding_capital_support_agreement - Float
date_calculated_for_net_value_per_share_excluding_capital_support_agreement - NaiveDate
Example
{
  "net_value_per_share_including_capital_support_agreement": 123.45,
  "date_calculated_for_net_value_per_share_including_capital_support_agreement": NaiveDate,
  "net_value_per_share_excluding_capital_support_agreement": 123.45,
  "date_calculated_for_net_value_per_share_excluding_capital_support_agreement": NaiveDate
}
Types

FormNMFPSubAdviser

Fields
Field Name Description
name - String
file_number - String
Example
{
  "name": "xyz789",
  "file_number": "xyz789"
}
Types

FormNMFPSubAdvisers

Fields
Field Name Description
sub_advisers - [FormNMFPSubAdviser!]!
Example
{"sub_advisers": [FormNMFPSubAdviser]}
Types

FormNMFPSuccessorFund

Fields
Field Name Description
cik - Int
contained_file_information_file_number - String
series_id - String
Example
{
  "cik": 987,
  "contained_file_information_file_number": "abc123",
  "series_id": "xyz789"
}
Types

FormNMFPSuccessorFunds

Fields
Field Name Description
successor_funds - [FormNMFPSuccessorFund!]!
Example
{"successor_funds": [FormNMFPSuccessorFund]}
Types

FormNMFPTransferAgent

Fields
Field Name Description
name - String
cik - Int
file_number - String
Example
{
  "name": "xyz789",
  "cik": 123,
  "file_number": "xyz789"
}
Types

FormNMFPTransferAgents

Fields
Field Name Description
transfer_agents - [FormNMFPTransferAgent!]!
Example
{"transfer_agents": [FormNMFPTransferAgent]}
Types

FormNPORTNPAggregateClassificationInfo

Fields
Field Name Description
fund_category - String
aggregate_investments - FormNPORTNPAggregateInvestments
classification - String
derivative_transactions - FormNPORTNPDerivativeTransactions
Example
{
  "fund_category": "abc123",
  "aggregate_investments": FormNPORTNPAggregateInvestments,
  "classification": "xyz789",
  "derivative_transactions": FormNPORTNPDerivativeTransactions
}
Types

FormNPORTNPAggregateCondition

Fields
Field Name Description
is_non_cash_collateral - Boolean
aggregate_infos - FormNPORTNPAggregateInfos
Example
{
  "is_non_cash_collateral": true,
  "aggregate_infos": FormNPORTNPAggregateInfos
}
Types

FormNPORTNPAggregateInfo

Fields
Field Name Description
amount - Float
collateral - Float
investment_category_type - String
investment_category_type_conditional - FormNPORTNPInvestmentCategoryConditional
Example
{
  "amount": 123.45,
  "collateral": 987.65,
  "investment_category_type": "abc123",
  "investment_category_type_conditional": FormNPORTNPInvestmentCategoryConditional
}
Types

FormNPORTNPAggregateInfos

Fields
Field Name Description
aggregate_infos - [FormNPORTNPAggregateInfo!]!
Example
{"aggregate_infos": [FormNPORTNPAggregateInfo]}
Types

FormNPORTNPAggregateInvestment

Fields
Field Name Description
fund_category - String
aggregate_percentage_of_highly_liquid_funds_pledged_as_margin_or_collateral_for_derivative_transactions - Float
Example
{
  "fund_category": "abc123",
  "aggregate_percentage_of_highly_liquid_funds_pledged_as_margin_or_collateral_for_derivative_transactions": 987.65
}
Types

FormNPORTNPAggregateInvestments

Fields
Field Name Description
aggregate_investments - [FormNPORTNPAggregateInvestment!]!
Example
{
  "aggregate_investments": [
    FormNPORTNPAggregateInvestment
  ]
}
Types

FormNPORTNPAssetCategoryConditional

Fields
Field Name Description
asset_category - String
description - String
Example
{
  "asset_category": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPBorrower

Fields
Field Name Description
name - String
lei - String
aggregate_value - Float
Example
{
  "name": "xyz789",
  "lei": "abc123",
  "aggregate_value": 123.45
}
Types

FormNPORTNPBorrowers

Fields
Field Name Description
borrowers - [FormNPORTNPBorrower!]!
Example
{"borrowers": [FormNPORTNPBorrower]}
Types

FormNPORTNPCashCollateralConditional

Fields
Field Name Description
is_cash_collateral - Boolean
cash_collateral_value - Float
Example
{"is_cash_collateral": true, "cash_collateral_value": 987.65}
Types

FormNPORTNPClearedByCentralCounterparty

Fields
Field Name Description
is_cleared - Boolean
central_counterparty - String
Example
{
  "is_cleared": false,
  "central_counterparty": "xyz789"
}
Types

FormNPORTNPComponent

Fields
Field Name Description
other_index_name - String
identifiers - ComponentIdentifiers
other_index_number_of_shares_or_notional_amount_or_contract_value - Float
other_index_notional_currency_code - String
other_index_value - Float
other_index_value_currency_code - String
Example
{
  "other_index_name": "xyz789",
  "identifiers": ComponentIdentifiers,
  "other_index_number_of_shares_or_notional_amount_or_contract_value": 123.45,
  "other_index_notional_currency_code": "xyz789",
  "other_index_value": 987.65,
  "other_index_value_currency_code": "xyz789"
}
Types

FormNPORTNPComponentCusipIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTNPComponentIdentifier

Types
Union Types

FormNPORTNPComponentCusipIdentifier

FormNPORTNPComponentIsinIdentifier

FormNPORTNPComponentTickerIdentifier

FormNPORTNPComponentOtherIdentifier
Example
FormNPORTNPComponentCusipIdentifier
Types

FormNPORTNPComponentIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTNPComponentOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPComponentTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPComponents

Fields
Field Name Description
components - [FormNPORTNPComponent!]!
Example
{"components": [FormNPORTNPComponent]}
Types

FormNPORTNPContact

Fields
Field Name Description
name - String
phone - String
email - String
Example
{
  "name": "xyz789",
  "phone": "abc123",
  "email": "abc123"
}
Types

FormNPORTNPCounterparty

Fields
Field Name Description
name - String
lei - String
Example
{
  "name": "abc123",
  "lei": "abc123"
}
Types

FormNPORTNPCounterpartyInfo

Fields
Field Name Description
name - String
lei - String
Example
{
  "name": "abc123",
  "lei": "xyz789"
}
Types

FormNPORTNPCounterpartyInfos

Fields
Field Name Description
counterparty_infos - [FormNPORTNPCounterpartyInfo!]!
Example
{"counterparty_infos": [FormNPORTNPCounterpartyInfo]}
Types

FormNPORTNPCurrencyConditional

Fields
Field Name Description
currency - String
exchange_rate - Float
Example
{
  "currency": "abc123",
  "exchange_rate": 123.45
}
Types

FormNPORTNPCurrencyInfo

Fields
Field Name Description
convertable_ratio - Float
currency_code - String
Example
{
  "convertable_ratio": 123.45,
  "currency_code": "abc123"
}
Types

FormNPORTNPCurrencyInfos

Fields
Field Name Description
currency_infos - [FormNPORTNPCurrencyInfo!]!
Example
{"currency_infos": [FormNPORTNPCurrencyInfo]}
Types

FormNPORTNPCurrentMetric

Fields
Field Name Description
currency - String
interest_rate_risk_from_one_basis_point_change - FormNPORTNPMaturities
interest_rate_risk_from_one_hundred_basis_point_change - FormNPORTNPMaturities
Example
{
  "currency": "xyz789",
  "interest_rate_risk_from_one_basis_point_change": FormNPORTNPMaturities,
  "interest_rate_risk_from_one_hundred_basis_point_change": FormNPORTNPMaturities
}
Types

FormNPORTNPCurrentMetrics

Fields
Field Name Description
current_metrics - [FormNPORTNPCurrentMetric!]!
Example
{"current_metrics": [FormNPORTNPCurrentMetric]}
Types

FormNPORTNPDebtSecurity

Fields
Field Name Description
maturity_date - NaiveDate
coupon_category_type - String
annualized_rate - Float
in_default - Boolean
interest_payments_in_arrears_or_deferred - Boolean
any_portion_of_interest_paid_in_kind - Boolean
is_mandatory_convertable - Boolean
is_contingent_convertable - Boolean
debt_security_reference_instruments - FormNPORTNPDebtSecurityReferenceInstruments
currency_infos - FormNPORTNPCurrencyInfos
delta - Float
Example
{
  "maturity_date": NaiveDate,
  "coupon_category_type": "xyz789",
  "annualized_rate": 987.65,
  "in_default": true,
  "interest_payments_in_arrears_or_deferred": false,
  "any_portion_of_interest_paid_in_kind": false,
  "is_mandatory_convertable": true,
  "is_contingent_convertable": true,
  "debt_security_reference_instruments": FormNPORTNPDebtSecurityReferenceInstruments,
  "currency_infos": FormNPORTNPCurrencyInfos,
  "delta": 123.45
}
Types

FormNPORTNPDebtSecurityReferenceInstrument

Fields
Field Name Description
name - String
title - String
country_code - String
identifiers - [FormNPORTNPDebtSecurityReferenceInstrumentIdentifier!]!
Example
{
  "name": "abc123",
  "title": "abc123",
  "country_code": "xyz789",
  "identifiers": [
    FormNPORTNPDebtSecurityReferenceInstrumentIdentifier
  ]
}
Types

FormNPORTNPDebtSecurityReferenceInstrumentCusipIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTNPDebtSecurityReferenceInstrumentIdentifier

Fields
Field Name Description
cusips - [FormNPORTNPDebtSecurityReferenceInstrumentCusipIdentifier!]!
isins - [FormNPORTNPDebtSecurityReferenceInstrumentIsinIdentifier!]!
tickers - [FormNPORTNPDebtSecurityReferenceInstrumentTickerIdentifier!]!
others - [FormNPORTNPDebtSecurityReferenceInstrumentOtherIdentifier!]!
Example
{
  "cusips": [
    FormNPORTNPDebtSecurityReferenceInstrumentCusipIdentifier
  ],
  "isins": [
    FormNPORTNPDebtSecurityReferenceInstrumentIsinIdentifier
  ],
  "tickers": [
    FormNPORTNPDebtSecurityReferenceInstrumentTickerIdentifier
  ],
  "others": [
    FormNPORTNPDebtSecurityReferenceInstrumentOtherIdentifier
  ]
}
Types

FormNPORTNPDebtSecurityReferenceInstrumentIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPDebtSecurityReferenceInstrumentOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPDebtSecurityReferenceInstrumentTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTNPDebtSecurityReferenceInstruments

Fields
Field Name Description
debt_security_reference_instruments - [FormNPORTNPDebtSecurityReferenceInstrument!]!
Example
{
  "debt_security_reference_instruments": [
    FormNPORTNPDebtSecurityReferenceInstrument
  ]
}
Types

FormNPORTNPDerivativeAdditionalInfo

Fields
Field Name Description
name - String
lei - String
title - String
cusip - String
identifiers - FormNPORTNPDerivativeAdditionalInfoIdentifiers
balance - Float
units - String
other_units_description - String
currency_code - String
currency_conditional - FormNPORTNPDerivativeAdditionalInfoCurrencyConditional
value_in_usd - Float
percentage_of_net_assets - Float
asset_category - String
asset_category_conditional - FormNPORTNPDerivativeAdditionalInfoAssetCategoryConditional
issuer_category - String
issuer_category_conditional - FormNPORTNPDerivativeAdditionalInfoIssuerCategoryConditional
investment_country - String
other_investment_country - String
Example
{
  "name": "xyz789",
  "lei": "abc123",
  "title": "abc123",
  "cusip": "abc123",
  "identifiers": FormNPORTNPDerivativeAdditionalInfoIdentifiers,
  "balance": 123.45,
  "units": "abc123",
  "other_units_description": "abc123",
  "currency_code": "abc123",
  "currency_conditional": FormNPORTNPDerivativeAdditionalInfoCurrencyConditional,
  "value_in_usd": 987.65,
  "percentage_of_net_assets": 123.45,
  "asset_category": "abc123",
  "asset_category_conditional": FormNPORTNPDerivativeAdditionalInfoAssetCategoryConditional,
  "issuer_category": "xyz789",
  "issuer_category_conditional": FormNPORTNPDerivativeAdditionalInfoIssuerCategoryConditional,
  "investment_country": "xyz789",
  "other_investment_country": "xyz789"
}
Types

FormNPORTNPDerivativeAdditionalInfoAssetCategoryConditional

Fields
Field Name Description
asset_category - String
description - String
Example
{
  "asset_category": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPDerivativeAdditionalInfoCurrencyConditional

Fields
Field Name Description
currency_code - String
exchange_rate - Float
Example
{
  "currency_code": "xyz789",
  "exchange_rate": 987.65
}
Types

FormNPORTNPDerivativeAdditionalInfoIdentifier

Types
Union Types

FormNPORTNPDerivativeAdditionalInfoIsinIdentifier

FormNPORTNPDerivativeAdditionalInfoTickerIdentifier

FormNPORTNPDerivativeAdditionalInfoOtherIdentifier
Example
FormNPORTNPDerivativeAdditionalInfoIsinIdentifier
Types

FormNPORTNPDerivativeAdditionalInfoIdentifiers

Fields
Field Name Description
identifier - FormNPORTNPDerivativeAdditionalInfoIdentifier!
Example
{
  "identifier": FormNPORTNPDerivativeAdditionalInfoIsinIdentifier
}
Types

FormNPORTNPDerivativeAdditionalInfoIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPDerivativeAdditionalInfoIssuerCategoryConditional

Fields
Field Name Description
issuer_category - String
description - String
Example
{
  "issuer_category": "abc123",
  "description": "xyz789"
}
Types

FormNPORTNPDerivativeAdditionalInfoOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "abc123",
  "description": "xyz789"
}
Types

FormNPORTNPDerivativeAdditionalInfoTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPDerivativeExposureInfo

Fields
Field Name Description
derivative_exposure_percentage_of_net_asset_value - Float
currency_derivative_exposure_percentage_of_net_asset_value - Float
interest_rate_derivative_exposure_percentage_of_net_asset_value - Float
number_of_business_days_derivative_exposure_exceeded_ten_percent_of_net_asset_value - Int
Example
{
  "derivative_exposure_percentage_of_net_asset_value": 123.45,
  "currency_derivative_exposure_percentage_of_net_asset_value": 987.65,
  "interest_rate_derivative_exposure_percentage_of_net_asset_value": 987.65,
  "number_of_business_days_derivative_exposure_exceeded_ten_percent_of_net_asset_value": 987
}
Types

FormNPORTNPDerivativeHolding

Types
Union Types

FormNPORTNPForwardDerivativeHolding

FormNPORTNPFutureDerivativeHolding

FormNPORTNPSwapDerivativeHolding

FormNPORTNPOptionSwaptionWarrantDerivativeHolding

FormNPORTNPOtherDerivativeHolding
Example
FormNPORTNPForwardDerivativeHolding
Types

FormNPORTNPDerivativeInfo

Fields
Field Name Description
derivative_holding - FormNPORTNPDerivativeHolding!
Example
{
  "derivative_holding": FormNPORTNPForwardDerivativeHolding
}
Types

FormNPORTNPDerivativeReferenceInstrument

Types
Union Types

FormNPORTNPForwardBaseDerivativeReferenceInstrument

FormNPORTNPFutureBaseDerivativeReferenceInstrument

FormNPORTNPSwapBaseDerivativeReferenceInstrument

FormNPORTNPOptionSwaptionWarrantBaseDerivativeReferenceInstrument

FormNPORTNPOtherBaseDerivativeReferenceInstrument
Example
FormNPORTNPForwardBaseDerivativeReferenceInstrument
Types

FormNPORTNPDerivativeTransaction

Fields
Field Name Description
classification - String
fund_percentage - Float
Example
{
  "classification": "abc123",
  "fund_percentage": 987.65
}
Types

FormNPORTNPDerivativeTransactions

Fields
Field Name Description
derivative_transactions - [FormNPORTNPDerivativeTransaction!]!
Example
{
  "derivative_transactions": [
    FormNPORTNPDerivativeTransaction
  ]
}
Types

FormNPORTNPDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormNPORTNPDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableFormNPORTNPDocumentValue]
}
Types

FormNPORTNPDocumentData

Fields
Field Name Description
conformed_name - String
conformed_document_type - String
description - String
contents - String
Example
{
  "conformed_name": "abc123",
  "conformed_document_type": "xyz789",
  "description": "xyz789",
  "contents": "xyz789"
}
Types

FormNPORTNPDocuments

Fields
Field Name Description
documents - [FormNPORTNPDocumentData!]!
Example
{"documents": [FormNPORTNPDocumentData]}
Types

FormNPORTNPExplanatoryNote

Fields
Field Name Description
note_item - String
note - String
Example
{
  "note_item": "abc123",
  "note": "abc123"
}
Types

FormNPORTNPExplanatoryNotes

Fields
Field Name Description
explanatory_notes - [FormNPORTNPExplanatoryNote!]!
Example
{"explanatory_notes": [FormNPORTNPExplanatoryNote]}
Types

FormNPORTNPFiler

Fields
Field Name Description
file_number - Int
issuer_credentials - FormNPORTNPIssuerCredentials
Example
{
  "file_number": 123,
  "issuer_credentials": FormNPORTNPIssuerCredentials
}
Types

FormNPORTNPFilerInfo

Fields
Field Name Description
live_test_flag - String
filer - FormNPORTNPFiler
contact - FormNPORTNPContact
notifications - FormNPORTNPNotifications
series_class_info - FormNPORTNPSeriesClassInfo
flags - FormNPORTNPFlags
investment_company_type - String
Example
{
  "live_test_flag": "abc123",
  "filer": FormNPORTNPFiler,
  "contact": FormNPORTNPContact,
  "notifications": FormNPORTNPNotifications,
  "series_class_info": FormNPORTNPSeriesClassInfo,
  "flags": FormNPORTNPFlags,
  "investment_company_type": "xyz789"
}
Types

FormNPORTNPFixedPaymentDescription

Fields
Field Name Description
type - String
fixed_rate - Float
currency_code - String
amount - Float
Example
{
  "type": "xyz789",
  "fixed_rate": 987.65,
  "currency_code": "abc123",
  "amount": 987.65
}
Types

FormNPORTNPFixedReceiptDescription

Fields
Field Name Description
type - String
fixed_rate - Float
currency_code - String
amount - Float
Example
{
  "type": "xyz789",
  "fixed_rate": 987.65,
  "currency_code": "abc123",
  "amount": 987.65
}
Types

FormNPORTNPFlags

Fields
Field Name Description
return_copy_flag - Boolean
override_internet_flag - Boolean
confirming_copy_flag - Boolean
Example
{
  "return_copy_flag": false,
  "override_internet_flag": false,
  "confirming_copy_flag": true
}
Types

FormNPORTNPFloatingPaymentDescription

Fields
Field Name Description
type - String
floating_rate_index - String
floating_rate_spread - Float
currency_code - String
payment_amount - Float
rate_reset_tenors - FormNPORTNPRateResetTenors
Example
{
  "type": "xyz789",
  "floating_rate_index": "abc123",
  "floating_rate_spread": 987.65,
  "currency_code": "abc123",
  "payment_amount": 123.45,
  "rate_reset_tenors": FormNPORTNPRateResetTenors
}
Types

FormNPORTNPFloatingReceiptDescription

Fields
Field Name Description
type - String
floating_rate_index - String
floating_rate_spread - Float
currency_code - String
payment_amount - Float
rate_reset_tenors - FormNPORTNPRateResetTenors
Example
{
  "type": "abc123",
  "floating_rate_index": "xyz789",
  "floating_rate_spread": 123.45,
  "currency_code": "abc123",
  "payment_amount": 987.65,
  "rate_reset_tenors": FormNPORTNPRateResetTenors
}
Types

FormNPORTNPFormData

Fields
Field Name Description
gen_info - FormNPORTNPGenInfo
fund_info - FormNPORTNPFundInfo
investments_or_securities - FormNPORTNPInvestmentsOrSecurities
explanatory_notes - FormNPORTNPExplanatoryNotes
signature - FormNPORTNPSignature
Example
{
  "gen_info": FormNPORTNPGenInfo,
  "fund_info": FormNPORTNPFundInfo,
  "investments_or_securities": FormNPORTNPInvestmentsOrSecurities,
  "explanatory_notes": FormNPORTNPExplanatoryNotes,
  "signature": FormNPORTNPSignature
}
Types

FormNPORTNPForwardBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
derivative_additional_info - FormNPORTNPDerivativeAdditionalInfo
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_pay_off_profile - String
non_fx_holding_reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
non_fx_holding_expiration_date - NaiveDate
non_fx_holding_notional_amount - Float
non_fx_holding_notional_currency_code - String
Example
{
  "derivative_category": "xyz789",
  "counterparties": [FormNPORTNPCounterparty],
  "derivative_additional_info": FormNPORTNPDerivativeAdditionalInfo,
  "fx_holding_amount_of_currency_sold": 123.45,
  "fx_holding_amount_sold_currency_code": "abc123",
  "fx_holding_amount_of_currency_purchased": 123.45,
  "fx_holding_amount_purchased_currency_code": "xyz789",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_pay_off_profile": "xyz789",
  "non_fx_holding_reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "non_fx_holding_expiration_date": NaiveDate,
  "non_fx_holding_notional_amount": 987.65,
  "non_fx_holding_notional_currency_code": "abc123"
}
Types

FormNPORTNPForwardDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_pay_off_profile - String
non_fx_holding_reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
non_fx_holding_expiration_date - NaiveDate
non_fx_holding_notional_amount - Float
non_fx_holding_notional_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTNPCounterparty],
  "fx_holding_amount_of_currency_sold": 123.45,
  "fx_holding_amount_sold_currency_code": "xyz789",
  "fx_holding_amount_of_currency_purchased": 123.45,
  "fx_holding_amount_purchased_currency_code": "xyz789",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_pay_off_profile": "xyz789",
  "non_fx_holding_reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "non_fx_holding_expiration_date": NaiveDate,
  "non_fx_holding_notional_amount": 987.65,
  "non_fx_holding_notional_currency_code": "abc123",
  "unrealized_appreciation": 987.65
}
Types

FormNPORTNPFundCategories

Fields
Field Name Description
fund_categories - [FormNPORTNPFundCategory!]!
liquidity_circumstance_type - [String!]!
Example
{
  "fund_categories": [FormNPORTNPFundCategory],
  "liquidity_circumstance_type": ["xyz789"]
}
Types

FormNPORTNPFundCategory

Fields
Field Name Description
liquidity_info_type - String
percent - Float
Example
{
  "liquidity_info_type": "xyz789",
  "percent": 987.65
}
Types

FormNPORTNPFundInfo

Fields
Field Name Description
total_assets - Float
total_liabilities - Float
net_assets - Float
assets_attributable_to_miscellaneous_securities - Float
assets_invested - Float
amounts_payable_within_one_year_to_banks_for_borrowings - Float
amounts_payable_within_one_year_to_controlled_companies - Float
amounts_payable_within_one_year_to_other_affiliates - Float
amounts_payable_within_one_year_to_others - Float
amounts_payable_after_one_year_to_banks_for_borrowings - Float
amounts_payable_after_one_year_to_controlled_companies - Float
amounts_payable_after_one_year_to_other_affiliates - Float
amounts_payable_after_one_year_to_others - Float
amounts_payable_for_investments_purchased_on_delayed_delivery_or_when_issued_or_other_commitment_basis - Float
amounts_payable_for_investments_purchased_on_standby_commitment_basis - Float
liquidation_preference_of_outstanding_preferred_stock_issued_by_the_fund - Float
cash_and_cash_equivalents_not_reported_in_parts_c_and_d - Float
current_metrics - FormNPORTNPCurrentMetrics
credit_spread_risk_investment_grade - FormNPORTNPMaturities
credit_spread_risk_non_investment_grade - FormNPORTNPMaturities
borrowers - FormNPORTNPBorrowers
is_non_cash_collateral - Boolean
aggregate_condition - FormNPORTNPAggregateCondition
return_info - FormNPORTNPReturnInfo
one_month_flow - FormNPORTNPMonthlyFlow
two_month_flow - FormNPORTNPMonthlyFlow
three_month_flow - FormNPORTNPMonthlyFlow
highly_liquid_investment - FormNPORTNPHighlyLiquidInvestment
aggregate_classification_info - FormNPORTNPAggregateClassificationInfo
derivative_exposure_info - FormNPORTNPDerivativeExposureInfo
value_at_risk_info - FormNPORTNPValueAtRiskInfo
Example
{
  "total_assets": 123.45,
  "total_liabilities": 123.45,
  "net_assets": 123.45,
  "assets_attributable_to_miscellaneous_securities": 987.65,
  "assets_invested": 123.45,
  "amounts_payable_within_one_year_to_banks_for_borrowings": 987.65,
  "amounts_payable_within_one_year_to_controlled_companies": 123.45,
  "amounts_payable_within_one_year_to_other_affiliates": 123.45,
  "amounts_payable_within_one_year_to_others": 987.65,
  "amounts_payable_after_one_year_to_banks_for_borrowings": 123.45,
  "amounts_payable_after_one_year_to_controlled_companies": 123.45,
  "amounts_payable_after_one_year_to_other_affiliates": 123.45,
  "amounts_payable_after_one_year_to_others": 987.65,
  "amounts_payable_for_investments_purchased_on_delayed_delivery_or_when_issued_or_other_commitment_basis": 123.45,
  "amounts_payable_for_investments_purchased_on_standby_commitment_basis": 987.65,
  "liquidation_preference_of_outstanding_preferred_stock_issued_by_the_fund": 123.45,
  "cash_and_cash_equivalents_not_reported_in_parts_c_and_d": 987.65,
  "current_metrics": FormNPORTNPCurrentMetrics,
  "credit_spread_risk_investment_grade": FormNPORTNPMaturities,
  "credit_spread_risk_non_investment_grade": FormNPORTNPMaturities,
  "borrowers": FormNPORTNPBorrowers,
  "is_non_cash_collateral": false,
  "aggregate_condition": FormNPORTNPAggregateCondition,
  "return_info": FormNPORTNPReturnInfo,
  "one_month_flow": FormNPORTNPMonthlyFlow,
  "two_month_flow": FormNPORTNPMonthlyFlow,
  "three_month_flow": FormNPORTNPMonthlyFlow,
  "highly_liquid_investment": FormNPORTNPHighlyLiquidInvestment,
  "aggregate_classification_info": FormNPORTNPAggregateClassificationInfo,
  "derivative_exposure_info": FormNPORTNPDerivativeExposureInfo,
  "value_at_risk_info": FormNPORTNPValueAtRiskInfo
}
Types

FormNPORTNPFundsDesignatedInfo

Fields
Field Name Description
name_of_funds_designated_index - String
designated_index_identifier - String
median_value_at_risk_ratio_as_percentage_of_the_value_at_risk_of_the_funds_designated_reference_portfolio - Float
Example
{
  "name_of_funds_designated_index": "abc123",
  "designated_index_identifier": "xyz789",
  "median_value_at_risk_ratio_as_percentage_of_the_value_at_risk_of_the_funds_designated_reference_portfolio": 123.45
}
Types

FormNPORTNPFutureBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
derivative_additional_info - FormNPORTNPDerivativeAdditionalInfo
pay_off_profile - String
reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
expiration_date - NaiveDate
notional_amount - Float
notional_currency_code - String
Example
{
  "derivative_category": "xyz789",
  "counterparties": [FormNPORTNPCounterparty],
  "derivative_additional_info": FormNPORTNPDerivativeAdditionalInfo,
  "pay_off_profile": "xyz789",
  "reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "expiration_date": NaiveDate,
  "notional_amount": 987.65,
  "notional_currency_code": "abc123"
}
Types

FormNPORTNPFutureDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
pay_off_profile - String
reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
expiration_date - NaiveDate
notional_amount - Float
notional_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "xyz789",
  "counterparties": [FormNPORTNPCounterparty],
  "pay_off_profile": "abc123",
  "reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "expiration_date": NaiveDate,
  "notional_amount": 123.45,
  "notional_currency_code": "abc123",
  "unrealized_appreciation": 987.65
}
Types

FormNPORTNPGenInfo

Fields
Field Name Description
registrant_name - String
registrant_file_number - Int
registrant_cik - Int
registrant_lei - String
registrant_street_1 - String
registrant_street_2 - String
registrant_city - String
registrant_state_conditional - FormNPORTNPRegistrantStateConditional
registrant_country - String
registrant_zip_or_postal_code - String
registrant_phone - String
series_name - String
series_id - String
series_lei - String
report_period_end_date - NaiveDate
report_period_start_date - NaiveDate
is_final_filing - Boolean
Example
{
  "registrant_name": "abc123",
  "registrant_file_number": 123,
  "registrant_cik": 123,
  "registrant_lei": "abc123",
  "registrant_street_1": "xyz789",
  "registrant_street_2": "abc123",
  "registrant_city": "xyz789",
  "registrant_state_conditional": FormNPORTNPRegistrantStateConditional,
  "registrant_country": "xyz789",
  "registrant_zip_or_postal_code": "xyz789",
  "registrant_phone": "xyz789",
  "series_name": "abc123",
  "series_id": "abc123",
  "series_lei": "xyz789",
  "report_period_end_date": NaiveDate,
  "report_period_start_date": NaiveDate,
  "is_final_filing": false
}
Types

FormNPORTNPGenericContract

Fields
Field Name Description
one_month_return - FormNPORTNPMonthlyReturn
two_month_return - FormNPORTNPMonthlyReturn
three_month_return - FormNPORTNPMonthlyReturn
forward_category - FormNPORTNPMonthlyReturnByCategory
future_category - FormNPORTNPMonthlyReturnByCategory
option_category - FormNPORTNPMonthlyReturnByCategory
swaption_category - FormNPORTNPMonthlyReturnByCategory
swap_category - FormNPORTNPMonthlyReturnByCategory
warrant_category - FormNPORTNPMonthlyReturnByCategory
other_category - FormNPORTNPMonthlyReturnByCategory
Example
{
  "one_month_return": FormNPORTNPMonthlyReturn,
  "two_month_return": FormNPORTNPMonthlyReturn,
  "three_month_return": FormNPORTNPMonthlyReturn,
  "forward_category": FormNPORTNPMonthlyReturnByCategory,
  "future_category": FormNPORTNPMonthlyReturnByCategory,
  "option_category": FormNPORTNPMonthlyReturnByCategory,
  "swaption_category": FormNPORTNPMonthlyReturnByCategory,
  "swap_category": FormNPORTNPMonthlyReturnByCategory,
  "warrant_category": FormNPORTNPMonthlyReturnByCategory,
  "other_category": FormNPORTNPMonthlyReturnByCategory
}
Types

FormNPORTNPHeaderData

Fields
Field Name Description
submission_type - String
accession_number - Int
is_confidential - Boolean
filer_info - FormNPORTNPFilerInfo
Example
{
  "submission_type": "abc123",
  "accession_number": 987,
  "is_confidential": false,
  "filer_info": FormNPORTNPFilerInfo
}
Types

FormNPORTNPHighlyLiquidInvestment

Fields
Field Name Description
highly_liquid_investment_minimum - Float
days_highly_liquid_investment_fell_below_highly_liquid_investment_minimum - Int
is_highly_liquid_investment_minimum_changed_during_period - Boolean
highly_liquid_investment_conditional - FormNPORTNPHighlyLiquidInvestmentConditional
Example
{
  "highly_liquid_investment_minimum": 123.45,
  "days_highly_liquid_investment_fell_below_highly_liquid_investment_minimum": 987,
  "is_highly_liquid_investment_minimum_changed_during_period": false,
  "highly_liquid_investment_conditional": FormNPORTNPHighlyLiquidInvestmentConditional
}
Types

FormNPORTNPHighlyLiquidInvestmentConditional

Fields
Field Name Description
is_highly_liquid_investment_minimum_changed_during_period - Boolean
highly_liquid_investment_minimum_report_period_changes - FormNPORTNPHighlyLiquidInvestmentMinimumReportPeriodChanges
Example
{
  "is_highly_liquid_investment_minimum_changed_during_period": true,
  "highly_liquid_investment_minimum_report_period_changes": FormNPORTNPHighlyLiquidInvestmentMinimumReportPeriodChanges
}
Types

FormNPORTNPHighlyLiquidInvestmentMinimumReportPeriodChanges

Fields
Field Name Description
report_period_changes - [Float!]!
Example
{"report_period_changes": [987.65]}
Types

FormNPORTNPIndexBasketInfo

Fields
Field Name Description
index_name - String
index_identifier - String
narrative_description - String
components - FormNPORTNPComponents
Example
{
  "index_name": "abc123",
  "index_identifier": "abc123",
  "narrative_description": "abc123",
  "components": FormNPORTNPComponents
}
Types

FormNPORTNPInvestmentCategoryConditional

Fields
Field Name Description
investment_category_type - String
other_description - String
Example
{
  "investment_category_type": "xyz789",
  "other_description": "abc123"
}
Types

FormNPORTNPInvestmentOrSecurity

Fields
Field Name Description
not_disseminated - Boolean
name - String
lei - String
title - String
cusip - String
identifiers - [FormNPORTNPInvestmentOrSecurityIdentifier!]!
balance - Float
units - String
description_of_other_units - String
currency - String
currency_conditional - FormNPORTNPCurrencyConditional
value_in_usd - Float
percentage_of_net_assets - Float
payoff_profile - String
asset_category - String
asset_category_conditional - FormNPORTNPAssetCategoryConditional
issuer_category - String
issuer_category_conditional - FormNPORTNPIssuerCategoryConditional
investment_country - String
investment_other_country - String
is_restricted_security - Boolean
liquidity_info_type - String
fund_categories - FormNPORTNPFundCategories
fair_value_level - String
debt_security - FormNPORTNPDebtSecurity
repurchase_agreement - FormNPORTNPRepurchaseAgreement
derivative_info - FormNPORTNPDerivativeInfo
security_lending - FormNPORTNPSecurityLending
Example
{
  "not_disseminated": true,
  "name": "abc123",
  "lei": "abc123",
  "title": "xyz789",
  "cusip": "abc123",
  "identifiers": [
    FormNPORTNPInvestmentOrSecurityIdentifier
  ],
  "balance": 987.65,
  "units": "abc123",
  "description_of_other_units": "abc123",
  "currency": "abc123",
  "currency_conditional": FormNPORTNPCurrencyConditional,
  "value_in_usd": 123.45,
  "percentage_of_net_assets": 123.45,
  "payoff_profile": "xyz789",
  "asset_category": "xyz789",
  "asset_category_conditional": FormNPORTNPAssetCategoryConditional,
  "issuer_category": "xyz789",
  "issuer_category_conditional": FormNPORTNPIssuerCategoryConditional,
  "investment_country": "xyz789",
  "investment_other_country": "xyz789",
  "is_restricted_security": true,
  "liquidity_info_type": "xyz789",
  "fund_categories": FormNPORTNPFundCategories,
  "fair_value_level": "abc123",
  "debt_security": FormNPORTNPDebtSecurity,
  "repurchase_agreement": FormNPORTNPRepurchaseAgreement,
  "derivative_info": FormNPORTNPDerivativeInfo,
  "security_lending": FormNPORTNPSecurityLending
}
Types

FormNPORTNPInvestmentOrSecurityIdentifier

Fields
Field Name Description
isins - [FormNPORTNPInvestmentOrSecurityIsinIdentifier!]!
tickers - [FormNPORTNPInvestmentOrSecurityTickerIdentifier!]!
others - [FormNPORTNPInvestmentOrSecurityOtherIdentifier!]!
Example
{
  "isins": [
    FormNPORTNPInvestmentOrSecurityIsinIdentifier
  ],
  "tickers": [
    FormNPORTNPInvestmentOrSecurityTickerIdentifier
  ],
  "others": [
    FormNPORTNPInvestmentOrSecurityOtherIdentifier
  ]
}
Types

FormNPORTNPInvestmentOrSecurityIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPInvestmentOrSecurityOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "abc123",
  "description": "xyz789"
}
Types

FormNPORTNPInvestmentOrSecurityTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPInvestmentsOrSecurities

Fields
Field Name Description
investments_or_securities - [FormNPORTNPInvestmentOrSecurity!]!
Example
{
  "investments_or_securities": [
    FormNPORTNPInvestmentOrSecurity
  ]
}
Types

FormNPORTNPIssuerCategoryConditional

Fields
Field Name Description
issuer_category - String
description - String
Example
{
  "issuer_category": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPIssuerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 123, "ccc": "abc123"}
Types

FormNPORTNPLoanByFundConditional

Fields
Field Name Description
is_loan_by_fund - Boolean
loan_value - Float
Example
{"is_loan_by_fund": true, "loan_value": 987.65}
Types

FormNPORTNPMaturities

Fields
Field Name Description
three_month_maturity - Float
one_year_maturity - Float
five_year_maturity - Float
ten_year_maturity - Float
thirty_year_maturity - Float
Example
{
  "three_month_maturity": 987.65,
  "one_year_maturity": 987.65,
  "five_year_maturity": 123.45,
  "ten_year_maturity": 987.65,
  "thirty_year_maturity": 123.45
}
Types

FormNPORTNPMonthlyFlow

Fields
Field Name Description
net_asset_value_of_shares_sold - Float
net_asset_value_of_shares_redeemed_or_repurchased - Float
net_asset_value_of_shares_reinvested - Float
Example
{
  "net_asset_value_of_shares_sold": 123.45,
  "net_asset_value_of_shares_redeemed_or_repurchased": 123.45,
  "net_asset_value_of_shares_reinvested": 123.45
}
Types

FormNPORTNPMonthlyReturn

Fields
Field Name Description
net_realized_gain - Float
net_unrealized_appreciation - Float
Example
{"net_realized_gain": 123.45, "net_unrealized_appreciation": 123.45}
Types

FormNPORTNPMonthlyReturnByCategory

Fields
Field Name Description
one_month_return - FormNPORTNPMonthlyReturn
two_month_return - FormNPORTNPMonthlyReturn
three_month_return - FormNPORTNPMonthlyReturn
Example
{
  "one_month_return": FormNPORTNPMonthlyReturn,
  "two_month_return": FormNPORTNPMonthlyReturn,
  "three_month_return": FormNPORTNPMonthlyReturn
}
Types

FormNPORTNPMonthlyReturnByContractType

Fields
Field Name Description
commodity_contracts - FormNPORTNPGenericContract
credit_contracts - FormNPORTNPGenericContract
equity_contracts - FormNPORTNPGenericContract
foreign_exchange_contracts - FormNPORTNPGenericContract
interest_rate_contracts - FormNPORTNPGenericContract
other_contracts - FormNPORTNPGenericContract
Example
{
  "commodity_contracts": FormNPORTNPGenericContract,
  "credit_contracts": FormNPORTNPGenericContract,
  "equity_contracts": FormNPORTNPGenericContract,
  "foreign_exchange_contracts": FormNPORTNPGenericContract,
  "interest_rate_contracts": FormNPORTNPGenericContract,
  "other_contracts": FormNPORTNPGenericContract
}
Types

FormNPORTNPMonthlyTotalReturn

Fields
Field Name Description
class_id - String
one_month_return - Float
two_month_return - Float
three_month_return - Float
Example
{
  "class_id": "xyz789",
  "one_month_return": 987.65,
  "two_month_return": 987.65,
  "three_month_return": 987.65
}
Types

FormNPORTNPMonthlyTotalReturns

Fields
Field Name Description
monthly_total_returns - [FormNPORTNPMonthlyTotalReturn!]!
Example
{"monthly_total_returns": [FormNPORTNPMonthlyTotalReturn]}
Types

FormNPORTNPNestedDerivativeInfo

Fields
Field Name Description
derivative_reference_instrument - FormNPORTNPDerivativeReferenceInstrument!
Example
{
  "derivative_reference_instrument": FormNPORTNPForwardBaseDerivativeReferenceInstrument
}
Types

FormNPORTNPNonCashCollateralConditional

Fields
Field Name Description
is_non_cash_collateral - Boolean
non_cash_collateral_value - Float
Example
{"is_non_cash_collateral": false, "non_cash_collateral_value": 123.45}
Types

FormNPORTNPNotClearedByCentralCounterparty

Fields
Field Name Description
is_cleared - Boolean
counterparty_infos - FormNPORTNPCounterpartyInfos
Example
{
  "is_cleared": true,
  "counterparty_infos": FormNPORTNPCounterpartyInfos
}
Types

FormNPORTNPNotifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["abc123"]}
Types

FormNPORTNPNotionalAmount

Fields
Field Name Description
amount - Float
currency_code - String
Example
{
  "amount": 987.65,
  "currency_code": "abc123"
}
Types

FormNPORTNPNotionalAmounts

Fields
Field Name Description
notional_amounts - [FormNPORTNPNotionalAmount!]!
Example
{"notional_amounts": [FormNPORTNPNotionalAmount]}
Types

FormNPORTNPOptionSwaptionWarrantBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
derivative_additional_info - FormNPORTNPDerivativeAdditionalInfo
put_or_call - String
written_or_purchased - String
reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
principal_amount - Float
principal_currency_code - String
exercise_price - Float
exercise_price_currency_code - String
expiration_date - NaiveDate
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTNPCounterparty],
  "derivative_additional_info": FormNPORTNPDerivativeAdditionalInfo,
  "put_or_call": "abc123",
  "written_or_purchased": "xyz789",
  "reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "principal_amount": 987.65,
  "principal_currency_code": "xyz789",
  "exercise_price": 987.65,
  "exercise_price_currency_code": "xyz789",
  "expiration_date": NaiveDate
}
Types

FormNPORTNPOptionSwaptionWarrantDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
put_or_call - String
written_or_purchased - String
reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
number_of_shares - Float
principal_amount - Float
principal_currency_code - String
exercise_price - Float
exercise_price_currency_code - String
expiration_date - NaiveDate
delta - Float
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTNPCounterparty],
  "put_or_call": "abc123",
  "written_or_purchased": "xyz789",
  "reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "number_of_shares": 123.45,
  "principal_amount": 987.65,
  "principal_currency_code": "abc123",
  "exercise_price": 987.65,
  "exercise_price_currency_code": "xyz789",
  "expiration_date": NaiveDate,
  "delta": 987.65,
  "unrealized_appreciation": 123.45
}
Types

FormNPORTNPOtherBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
description - String
counterparties - [FormNPORTNPCounterparty!]!
derivative_additional_info - FormNPORTNPDerivativeAdditionalInfo
reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
termination_date - NaiveDate
notional_amounts - FormNPORTNPNotionalAmounts
Example
{
  "derivative_category": "abc123",
  "description": "abc123",
  "counterparties": [FormNPORTNPCounterparty],
  "derivative_additional_info": FormNPORTNPDerivativeAdditionalInfo,
  "reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "termination_date": NaiveDate,
  "notional_amounts": FormNPORTNPNotionalAmounts
}
Types

FormNPORTNPOtherDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
termination_date - NaiveDate
notional_amounts - FormNPORTNPNotionalAmounts
delta - Float
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTNPCounterparty],
  "reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "termination_date": NaiveDate,
  "notional_amounts": FormNPORTNPNotionalAmounts,
  "delta": 123.45,
  "unrealized_appreciation": 987.65
}
Types

FormNPORTNPOtherPaymentDescription

Fields
Field Name Description
type - String
description - String
Example
{
  "type": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPOtherReceiptDescription

Fields
Field Name Description
type - String
description - String
Example
{
  "type": "xyz789",
  "description": "abc123"
}
Types

FormNPORTNPOtherReferenceInstrument

Fields
Field Name Description
issuer_name - String
issue_title - String
identifiers - [FormNPORTNPOtherReferenceInstrumentIdentifier!]!
Example
{
  "issuer_name": "xyz789",
  "issue_title": "xyz789",
  "identifiers": [
    FormNPORTNPOtherReferenceInstrumentIdentifier
  ]
}
Types

FormNPORTNPOtherReferenceInstrumentCusipIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPOtherReferenceInstrumentIdentifier

Fields
Field Name Description
cusips - [FormNPORTNPOtherReferenceInstrumentCusipIdentifier!]!
isins - [FormNPORTNPOtherReferenceInstrumentIsinIdentifier!]!
tickers - [FormNPORTNPOtherReferenceInstrumentTickerIdentifier!]!
others - [FormNPORTNPOtherReferenceInstrumentOtherIdentifier!]!
Example
{
  "cusips": [
    FormNPORTNPOtherReferenceInstrumentCusipIdentifier
  ],
  "isins": [
    FormNPORTNPOtherReferenceInstrumentIsinIdentifier
  ],
  "tickers": [
    FormNPORTNPOtherReferenceInstrumentTickerIdentifier
  ],
  "others": [
    FormNPORTNPOtherReferenceInstrumentOtherIdentifier
  ]
}
Types

FormNPORTNPOtherReferenceInstrumentIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTNPOtherReferenceInstrumentOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "abc123",
  "description": "xyz789"
}
Types

FormNPORTNPOtherReferenceInstrumentTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTNPRateResetTenor

Fields
Field Name Description
reset_date_type - String
reset_date_units - Int
rate_tenor_type - String
rate_tenor_units - Int
Example
{
  "reset_date_type": "xyz789",
  "reset_date_units": 987,
  "rate_tenor_type": "xyz789",
  "rate_tenor_units": 123
}
Types

FormNPORTNPRateResetTenors

Fields
Field Name Description
rate_reset_tenors - [FormNPORTNPRateResetTenor!]!
Example
{"rate_reset_tenors": [FormNPORTNPRateResetTenor]}
Types

FormNPORTNPReferenceInstrumentDescription

Fields
Field Name Description
reference_instrument_type - FormNPORTNPReferenceInstrumentType!
Example
{
  "reference_instrument_type": FormNPORTNPNestedDerivativeInfo
}
Types

FormNPORTNPReferenceInstrumentType

Types
Union Types

FormNPORTNPNestedDerivativeInfo

FormNPORTNPIndexBasketInfo

FormNPORTNPOtherReferenceInstrument
Example
FormNPORTNPNestedDerivativeInfo
Types

FormNPORTNPRegistrantStateConditional

Fields
Field Name Description
registrant_country - String
registrant_state - String
Example
{
  "registrant_country": "xyz789",
  "registrant_state": "xyz789"
}
Types

FormNPORTNPRepurchaseAgreement

Fields
Field Name Description
transaction_type - String
cleared_by_central_counterparty - FormNPORTNPClearedByCentralCounterparty
not_cleared_by_central_counterparty - FormNPORTNPNotClearedByCentralCounterparty
is_tri_party - Boolean
repurchase_rate - Float
maturity_date - NaiveDate
repurchase_collaterals - FormNPORTNPRepurchaseCollaterals
Example
{
  "transaction_type": "abc123",
  "cleared_by_central_counterparty": FormNPORTNPClearedByCentralCounterparty,
  "not_cleared_by_central_counterparty": FormNPORTNPNotClearedByCentralCounterparty,
  "is_tri_party": true,
  "repurchase_rate": 987.65,
  "maturity_date": NaiveDate,
  "repurchase_collaterals": FormNPORTNPRepurchaseCollaterals
}
Types

FormNPORTNPRepurchaseCategoryTypeConditional

Fields
Field Name Description
repurchase_category_type - String
description - String
Example
{
  "repurchase_category_type": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTNPRepurchaseCollateral

Fields
Field Name Description
principal_amount - Float
principal_currency_code - String
collateral_value - Float
collateral_currency_code - String
repurchase_category_type - String
repurchase_category_type_conditional - FormNPORTNPRepurchaseCategoryTypeConditional
Example
{
  "principal_amount": 123.45,
  "principal_currency_code": "abc123",
  "collateral_value": 123.45,
  "collateral_currency_code": "abc123",
  "repurchase_category_type": "xyz789",
  "repurchase_category_type_conditional": FormNPORTNPRepurchaseCategoryTypeConditional
}
Types

FormNPORTNPRepurchaseCollaterals

Fields
Field Name Description
repurchase_collaterals - [FormNPORTNPRepurchaseCollateral!]!
Example
{
  "repurchase_collaterals": [
    FormNPORTNPRepurchaseCollateral
  ]
}
Types

FormNPORTNPReturnInfo

Fields
Field Name Description
monthly_total_returns - FormNPORTNPMonthlyTotalReturns
monthly_return_categories - FormNPORTNPMonthlyReturnByContractType
one_month_return_on_investments_other_than_derivatives - FormNPORTNPMonthlyReturn
two_month_return_on_investments_other_than_derivatives - FormNPORTNPMonthlyReturn
three_month_return_on_investments_other_than_derivatives - FormNPORTNPMonthlyReturn
Example
{
  "monthly_total_returns": FormNPORTNPMonthlyTotalReturns,
  "monthly_return_categories": FormNPORTNPMonthlyReturnByContractType,
  "one_month_return_on_investments_other_than_derivatives": FormNPORTNPMonthlyReturn,
  "two_month_return_on_investments_other_than_derivatives": FormNPORTNPMonthlyReturn,
  "three_month_return_on_investments_other_than_derivatives": FormNPORTNPMonthlyReturn
}
Types

FormNPORTNPSecurityLending

Fields
Field Name Description
is_cash_collateral - Boolean
cash_collateral_conditional - FormNPORTNPCashCollateralConditional
is_non_cash_collateral - Boolean
non_cash_collateral_conditional - FormNPORTNPNonCashCollateralConditional
is_loan_by_fund - Boolean
loan_by_fund_conditional - FormNPORTNPLoanByFundConditional
Example
{
  "is_cash_collateral": false,
  "cash_collateral_conditional": FormNPORTNPCashCollateralConditional,
  "is_non_cash_collateral": false,
  "non_cash_collateral_conditional": FormNPORTNPNonCashCollateralConditional,
  "is_loan_by_fund": true,
  "loan_by_fund_conditional": FormNPORTNPLoanByFundConditional
}
Types

FormNPORTNPSeriesClassInfo

Fields
Field Name Description
series_id - String
class_ids - [String!]!
Example
{
  "series_id": "abc123",
  "class_ids": ["xyz789"]
}
Types

FormNPORTNPSignature

Fields
Field Name Description
date_signed - NaiveDate
name_of_applicant - String
signature - String
signer_name - String
title - String
Example
{
  "date_signed": NaiveDate,
  "name_of_applicant": "xyz789",
  "signature": "xyz789",
  "signer_name": "abc123",
  "title": "abc123"
}
Types

FormNPORTNPSwapBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
derivative_additional_info - FormNPORTNPDerivativeAdditionalInfo
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
non_fx_holding_fixed_receipt_description - FormNPORTNPFixedReceiptDescription
non_fx_holding_floating_receipt_description - FormNPORTNPFloatingReceiptDescription
non_fx_holding_other_receipt_description - FormNPORTNPOtherReceiptDescription
non_fx_holding_fixed_payment_description - FormNPORTNPFixedPaymentDescription
non_fx_holding_floating_payment_description - FormNPORTNPFloatingPaymentDescription
non_fx_holding_other_payment_description - FormNPORTNPOtherPaymentDescription
non_fx_holding_termination_date - NaiveDate
non_fx_holding_upfront_payment - Float
non_fx_holding_upfront_payment_currency_code - String
non_fx_holding_upfront_receipt - Float
non_fx_holding_upfront_receipt_currency_code - String
non_fx_holding_notional_amount - Float
non_fx_holding_notional_amount_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "xyz789",
  "counterparties": [FormNPORTNPCounterparty],
  "derivative_additional_info": FormNPORTNPDerivativeAdditionalInfo,
  "fx_holding_amount_of_currency_sold": 123.45,
  "fx_holding_amount_sold_currency_code": "abc123",
  "fx_holding_amount_of_currency_purchased": 987.65,
  "fx_holding_amount_purchased_currency_code": "abc123",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "non_fx_holding_fixed_receipt_description": FormNPORTNPFixedReceiptDescription,
  "non_fx_holding_floating_receipt_description": FormNPORTNPFloatingReceiptDescription,
  "non_fx_holding_other_receipt_description": FormNPORTNPOtherReceiptDescription,
  "non_fx_holding_fixed_payment_description": FormNPORTNPFixedPaymentDescription,
  "non_fx_holding_floating_payment_description": FormNPORTNPFloatingPaymentDescription,
  "non_fx_holding_other_payment_description": FormNPORTNPOtherPaymentDescription,
  "non_fx_holding_termination_date": NaiveDate,
  "non_fx_holding_upfront_payment": 987.65,
  "non_fx_holding_upfront_payment_currency_code": "abc123",
  "non_fx_holding_upfront_receipt": 987.65,
  "non_fx_holding_upfront_receipt_currency_code": "abc123",
  "non_fx_holding_notional_amount": 987.65,
  "non_fx_holding_notional_amount_currency_code": "xyz789",
  "unrealized_appreciation": 123.45
}
Types

FormNPORTNPSwapDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTNPCounterparty!]!
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_reference_instrument_description - FormNPORTNPReferenceInstrumentDescription
non_fx_holding_swap_flag - Boolean
non_fx_holding_fixed_receipt_description - FormNPORTNPFixedReceiptDescription
non_fx_holding_floating_receipt_description - FormNPORTNPFloatingReceiptDescription
non_fx_holding_other_receipt_description - FormNPORTNPOtherReceiptDescription
non_fx_holding_fixed_payment_description - FormNPORTNPFixedPaymentDescription
non_fx_holding_floating_payment_description - FormNPORTNPFloatingPaymentDescription
non_fx_holding_other_payment_description - FormNPORTNPOtherPaymentDescription
non_fx_holding_termination_date - NaiveDate
non_fx_holding_upfront_payment - Float
non_fx_holding_upfront_payment_currency_code - String
non_fx_holding_upfront_receipt - Float
non_fx_holding_upfront_receipt_currency_code - String
non_fx_holding_notional_amount - Float
non_fx_holding_notional_amount_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTNPCounterparty],
  "fx_holding_amount_of_currency_sold": 123.45,
  "fx_holding_amount_sold_currency_code": "abc123",
  "fx_holding_amount_of_currency_purchased": 123.45,
  "fx_holding_amount_purchased_currency_code": "abc123",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_reference_instrument_description": FormNPORTNPReferenceInstrumentDescription,
  "non_fx_holding_swap_flag": true,
  "non_fx_holding_fixed_receipt_description": FormNPORTNPFixedReceiptDescription,
  "non_fx_holding_floating_receipt_description": FormNPORTNPFloatingReceiptDescription,
  "non_fx_holding_other_receipt_description": FormNPORTNPOtherReceiptDescription,
  "non_fx_holding_fixed_payment_description": FormNPORTNPFixedPaymentDescription,
  "non_fx_holding_floating_payment_description": FormNPORTNPFloatingPaymentDescription,
  "non_fx_holding_other_payment_description": FormNPORTNPOtherPaymentDescription,
  "non_fx_holding_termination_date": NaiveDate,
  "non_fx_holding_upfront_payment": 123.45,
  "non_fx_holding_upfront_payment_currency_code": "abc123",
  "non_fx_holding_upfront_receipt": 123.45,
  "non_fx_holding_upfront_receipt_currency_code": "abc123",
  "non_fx_holding_notional_amount": 123.45,
  "non_fx_holding_notional_amount_currency_code": "xyz789",
  "unrealized_appreciation": 123.45
}
Types

FormNPORTNPValueAtRiskInfo

Fields
Field Name Description
median_daily_value_at_risk_as_percentage_of_net_asset_value - Float
funds_designated_info - FormNPORTNPFundsDesignatedInfo
number_of_exceptions_identified_during_backtesting_of_value_at_risk_calculation_model - Int
Example
{
  "median_daily_value_at_risk_as_percentage_of_net_asset_value": 987.65,
  "funds_designated_info": FormNPORTNPFundsDesignatedInfo,
  "number_of_exceptions_identified_during_backtesting_of_value_at_risk_calculation_model": 123
}
Types

FormNPORTPAggregateClassificationInfo

Fields
Field Name Description
fund_category - String
aggregate_investments - FormNPORTPAggregateInvestments
classification - String
derivative_transactions - FormNPORTPDerivativeTransactions
Example
{
  "fund_category": "abc123",
  "aggregate_investments": FormNPORTPAggregateInvestments,
  "classification": "abc123",
  "derivative_transactions": FormNPORTPDerivativeTransactions
}
Types

FormNPORTPAggregateCondition

Fields
Field Name Description
is_non_cash_collateral - Boolean
aggregate_infos - FormNPORTPAggregateInfos
Example
{
  "is_non_cash_collateral": false,
  "aggregate_infos": FormNPORTPAggregateInfos
}
Types

FormNPORTPAggregateInfo

Fields
Field Name Description
amount - Float
collateral - Float
investment_category_type - String
investment_category_type_conditional - FormNPORTPInvestmentCategoryConditional
Example
{
  "amount": 123.45,
  "collateral": 987.65,
  "investment_category_type": "xyz789",
  "investment_category_type_conditional": FormNPORTPInvestmentCategoryConditional
}
Types

FormNPORTPAggregateInfos

Fields
Field Name Description
aggregate_infos - [FormNPORTPAggregateInfo!]!
Example
{"aggregate_infos": [FormNPORTPAggregateInfo]}
Types

FormNPORTPAggregateInvestment

Fields
Field Name Description
fund_category - String
aggregate_percentage_of_highly_liquid_funds_pledged_as_margin_or_collateral_for_derivative_transactions - Float
Example
{
  "fund_category": "abc123",
  "aggregate_percentage_of_highly_liquid_funds_pledged_as_margin_or_collateral_for_derivative_transactions": 123.45
}
Types

FormNPORTPAggregateInvestments

Fields
Field Name Description
aggregate_investments - [FormNPORTPAggregateInvestment!]!
Example
{"aggregate_investments": [FormNPORTPAggregateInvestment]}
Types

FormNPORTPAssetCategoryConditional

Fields
Field Name Description
asset_category - String
description - String
Example
{
  "asset_category": "abc123",
  "description": "xyz789"
}
Types

FormNPORTPBorrower

Fields
Field Name Description
name - String
lei - String
aggregate_value - Float
Example
{
  "name": "abc123",
  "lei": "xyz789",
  "aggregate_value": 123.45
}
Types

FormNPORTPBorrowers

Fields
Field Name Description
borrowers - [FormNPORTPBorrower!]!
Example
{"borrowers": [FormNPORTPBorrower]}
Types

FormNPORTPCashCollateralConditional

Fields
Field Name Description
is_cash_collateral - Boolean
cash_collateral_value - Float
Example
{"is_cash_collateral": false, "cash_collateral_value": 987.65}
Types

FormNPORTPClearedByCentralCounterparty

Fields
Field Name Description
is_cleared - Boolean
central_counterparty - String
Example
{
  "is_cleared": true,
  "central_counterparty": "xyz789"
}
Types

FormNPORTPComponent

Fields
Field Name Description
other_index_name - String
identifiers - FormNPORTPComponentIdentifiers
other_index_number_of_shares_or_notional_amount_or_contract_value - Float
other_index_notional_currency_code - String
other_index_value - Float
other_index_value_currency_code - String
Example
{
  "other_index_name": "xyz789",
  "identifiers": FormNPORTPComponentIdentifiers,
  "other_index_number_of_shares_or_notional_amount_or_contract_value": 123.45,
  "other_index_notional_currency_code": "abc123",
  "other_index_value": 123.45,
  "other_index_value_currency_code": "abc123"
}
Types

FormNPORTPComponentCusipIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPComponentIdentifier

Types
Union Types

FormNPORTPComponentCusipIdentifier

FormNPORTPComponentIsinIdentifier

FormNPORTPComponentTickerIdentifier

FormNPORTPComponentOtherIdentifier
Example
FormNPORTPComponentCusipIdentifier
Types

FormNPORTPComponentIdentifiers

Fields
Field Name Description
identifier - FormNPORTPComponentIdentifier!
Example
{"identifier": FormNPORTPComponentCusipIdentifier}
Types

FormNPORTPComponentIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTPComponentOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "xyz789",
  "description": "abc123"
}
Types

FormNPORTPComponentTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTPComponents

Fields
Field Name Description
components - [FormNPORTPComponent!]!
Example
{"components": [FormNPORTPComponent]}
Types

FormNPORTPContact

Fields
Field Name Description
name - String
phone - String
email - String
Example
{
  "name": "xyz789",
  "phone": "abc123",
  "email": "xyz789"
}
Types

FormNPORTPCounterparty

Fields
Field Name Description
name - String
lei - String
Example
{
  "name": "xyz789",
  "lei": "xyz789"
}
Types

FormNPORTPCounterpartyInfo

Fields
Field Name Description
name - String
lei - String
Example
{
  "name": "xyz789",
  "lei": "abc123"
}
Types

FormNPORTPCounterpartyInfos

Fields
Field Name Description
counterparty_infos - [FormNPORTPCounterpartyInfo!]!
Example
{"counterparty_infos": [FormNPORTPCounterpartyInfo]}
Types

FormNPORTPCurrencyConditional

Fields
Field Name Description
currency - String
exchange_rate - Float
Example
{
  "currency": "xyz789",
  "exchange_rate": 123.45
}
Types

FormNPORTPCurrencyInfo

Fields
Field Name Description
convertable_ratio - Float
currency_code - String
Example
{
  "convertable_ratio": 123.45,
  "currency_code": "xyz789"
}
Types

FormNPORTPCurrencyInfos

Fields
Field Name Description
currency_infos - [FormNPORTPCurrencyInfo!]!
Example
{"currency_infos": [FormNPORTPCurrencyInfo]}
Types

FormNPORTPCurrentMetric

Fields
Field Name Description
currency - String
interest_rate_risk_from_one_basis_point_change - FormNPORTPMaturities
interest_rate_risk_from_one_hundred_basis_point_change - FormNPORTPMaturities
Example
{
  "currency": "xyz789",
  "interest_rate_risk_from_one_basis_point_change": FormNPORTPMaturities,
  "interest_rate_risk_from_one_hundred_basis_point_change": FormNPORTPMaturities
}
Types

FormNPORTPCurrentMetrics

Fields
Field Name Description
current_metrics - [FormNPORTPCurrentMetric!]!
Example
{"current_metrics": [FormNPORTPCurrentMetric]}
Types

FormNPORTPDebtSecurity

Fields
Field Name Description
maturity_date - NaiveDate
coupon_category_type - String
annualized_rate - Float
in_default - Boolean
interest_payments_in_arrears_or_deferred - Boolean
any_portion_of_interest_paid_in_kind - Boolean
is_mandatory_convertable - Boolean
is_contingent_convertable - Boolean
debt_security_reference_instruments - FormNPORTPDebtSecurityReferenceInstruments
currency_infos - FormNPORTPCurrencyInfos
delta - Float
Example
{
  "maturity_date": NaiveDate,
  "coupon_category_type": "xyz789",
  "annualized_rate": 123.45,
  "in_default": false,
  "interest_payments_in_arrears_or_deferred": true,
  "any_portion_of_interest_paid_in_kind": true,
  "is_mandatory_convertable": false,
  "is_contingent_convertable": false,
  "debt_security_reference_instruments": FormNPORTPDebtSecurityReferenceInstruments,
  "currency_infos": FormNPORTPCurrencyInfos,
  "delta": 123.45
}
Types

FormNPORTPDebtSecurityReferenceInstrument

Fields
Field Name Description
name - String
title - String
country_code - String
identifiers - [FormNPORTPDebtSecurityReferenceInstrumentIdentifier!]!
Example
{
  "name": "abc123",
  "title": "abc123",
  "country_code": "abc123",
  "identifiers": [
    FormNPORTPDebtSecurityReferenceInstrumentIdentifier
  ]
}
Types

FormNPORTPDebtSecurityReferenceInstrumentCusipIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPDebtSecurityReferenceInstrumentIdentifier

Fields
Field Name Description
cusips - [FormNPORTPDebtSecurityReferenceInstrumentCusipIdentifier!]!
isins - [FormNPORTPDebtSecurityReferenceInstrumentIsinIdentifier!]!
tickers - [FormNPORTPDebtSecurityReferenceInstrumentTickerIdentifier!]!
others - [FormNPORTPDebtSecurityReferenceInstrumentOtherIdentifier!]!
Example
{
  "cusips": [
    FormNPORTPDebtSecurityReferenceInstrumentCusipIdentifier
  ],
  "isins": [
    FormNPORTPDebtSecurityReferenceInstrumentIsinIdentifier
  ],
  "tickers": [
    FormNPORTPDebtSecurityReferenceInstrumentTickerIdentifier
  ],
  "others": [
    FormNPORTPDebtSecurityReferenceInstrumentOtherIdentifier
  ]
}
Types

FormNPORTPDebtSecurityReferenceInstrumentIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPDebtSecurityReferenceInstrumentOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTPDebtSecurityReferenceInstrumentTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPDebtSecurityReferenceInstruments

Fields
Field Name Description
debt_security_reference_instruments - [FormNPORTPDebtSecurityReferenceInstrument!]!
Example
{
  "debt_security_reference_instruments": [
    FormNPORTPDebtSecurityReferenceInstrument
  ]
}
Types

FormNPORTPDerivativeAdditionalInfo

Fields
Field Name Description
name - String
lei - String
title - String
cusip - String
identifiers - FormNPORTPDerivativeAdditionalInfoIdentifiers
balance - Float
units - String
other_units_description - String
currency_code - String
currency_conditional - FormNPORTPDerivativeAdditionalInfoCurrencyConditional
value_in_usd - Float
percentage_of_net_assets - Float
asset_category - String
asset_category_conditional - FormNPORTPDerivativeAdditionalInfoAssetCategoryConditional
issuer_category - String
issuer_category_conditional - FormNPORTPDerivativeAdditionalInfoIssuerCategoryConditional
investment_country - String
other_investment_country - String
Example
{
  "name": "abc123",
  "lei": "xyz789",
  "title": "abc123",
  "cusip": "xyz789",
  "identifiers": FormNPORTPDerivativeAdditionalInfoIdentifiers,
  "balance": 123.45,
  "units": "abc123",
  "other_units_description": "abc123",
  "currency_code": "abc123",
  "currency_conditional": FormNPORTPDerivativeAdditionalInfoCurrencyConditional,
  "value_in_usd": 123.45,
  "percentage_of_net_assets": 987.65,
  "asset_category": "xyz789",
  "asset_category_conditional": FormNPORTPDerivativeAdditionalInfoAssetCategoryConditional,
  "issuer_category": "abc123",
  "issuer_category_conditional": FormNPORTPDerivativeAdditionalInfoIssuerCategoryConditional,
  "investment_country": "xyz789",
  "other_investment_country": "xyz789"
}
Types

FormNPORTPDerivativeAdditionalInfoAssetCategoryConditional

Fields
Field Name Description
asset_category - String
description - String
Example
{
  "asset_category": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTPDerivativeAdditionalInfoCurrencyConditional

Fields
Field Name Description
currency_code - String
exchange_rate - Float
Example
{
  "currency_code": "xyz789",
  "exchange_rate": 987.65
}
Types

FormNPORTPDerivativeAdditionalInfoIdentifier

Types
Union Types

FormNPORTPDerivativeAdditionalInfoIsinIdentifier

FormNPORTPDerivativeAdditionalInfoTickerIdentifier

FormNPORTPDerivativeAdditionalInfoOtherIdentifier
Example
FormNPORTPDerivativeAdditionalInfoIsinIdentifier
Types

FormNPORTPDerivativeAdditionalInfoIdentifiers

Fields
Field Name Description
identifier - FormNPORTPDerivativeAdditionalInfoIdentifier!
Example
{
  "identifier": FormNPORTPDerivativeAdditionalInfoIsinIdentifier
}
Types

FormNPORTPDerivativeAdditionalInfoIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPDerivativeAdditionalInfoIssuerCategoryConditional

Fields
Field Name Description
issuer_category - String
description - String
Example
{
  "issuer_category": "xyz789",
  "description": "abc123"
}
Types

FormNPORTPDerivativeAdditionalInfoOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTPDerivativeAdditionalInfoTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPDerivativeExposureInfo

Fields
Field Name Description
derivative_exposure_percentage_of_net_asset_value - Float
currency_derivative_exposure_percentage_of_net_asset_value - Float
interest_rate_derivative_exposure_percentage_of_net_asset_value - Float
number_of_business_days_derivative_exposure_exceeded_ten_percent_of_net_asset_value - Int
Example
{
  "derivative_exposure_percentage_of_net_asset_value": 123.45,
  "currency_derivative_exposure_percentage_of_net_asset_value": 987.65,
  "interest_rate_derivative_exposure_percentage_of_net_asset_value": 123.45,
  "number_of_business_days_derivative_exposure_exceeded_ten_percent_of_net_asset_value": 123
}
Types

FormNPORTPDerivativeHolding

Types
Union Types

FormNPORTPForwardDerivativeHolding

FormNPORTPFutureDerivativeHolding

FormNPORTPSwapDerivativeHolding

FormNPORTPOptionSwaptionWarrantDerivativeHolding

FormNPORTPOtherDerivativeHolding
Example
FormNPORTPForwardDerivativeHolding
Types

FormNPORTPDerivativeInfo

Fields
Field Name Description
derivative_holding - FormNPORTPDerivativeHolding!
Example
{"derivative_holding": FormNPORTPForwardDerivativeHolding}
Types

FormNPORTPDerivativeReferenceInstrument

Types
Union Types

FormNPORTPForwardBaseDerivativeReferenceInstrument

FormNPORTPFutureBaseDerivativeReferenceInstrument

FormNPORTPSwapBaseDerivativeReferenceInstrument

FormNPORTPOptionSwaptionWarrantBaseDerivativeReferenceInstrument

FormNPORTPOtherBaseDerivativeReferenceInstrument
Example
FormNPORTPForwardBaseDerivativeReferenceInstrument
Types

FormNPORTPDerivativeTransaction

Fields
Field Name Description
classification - String
fund_percentage - Float
Example
{
  "classification": "xyz789",
  "fund_percentage": 123.45
}
Types

FormNPORTPDerivativeTransactions

Fields
Field Name Description
derivative_transactions - [FormNPORTPDerivativeTransaction!]!
Example
{
  "derivative_transactions": [
    FormNPORTPDerivativeTransaction
  ]
}
Types

FormNPORTPDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormNPORTPDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableFormNPORTPDocumentValue]
}
Types

FormNPORTPDocumentData

Fields
Field Name Description
conformed_name - String
conformed_document_type - String
description - String
contents - String
Example
{
  "conformed_name": "abc123",
  "conformed_document_type": "abc123",
  "description": "xyz789",
  "contents": "abc123"
}
Types

FormNPORTPDocuments

Fields
Field Name Description
documents - [FormNPORTPDocumentData!]!
Example
{"documents": [FormNPORTPDocumentData]}
Types

FormNPORTPExplanatoryNote

Fields
Field Name Description
note_item - String
note - String
Example
{
  "note_item": "xyz789",
  "note": "abc123"
}
Types

FormNPORTPExplanatoryNotes

Fields
Field Name Description
explanatory_notes - [FormNPORTPExplanatoryNote!]!
Example
{"explanatory_notes": [FormNPORTPExplanatoryNote]}
Types

FormNPORTPFiler

Fields
Field Name Description
file_number - Int
issuer_credentials - FormNPORTPIssuerCredentials
Example
{
  "file_number": 987,
  "issuer_credentials": FormNPORTPIssuerCredentials
}
Types

FormNPORTPFilerInfo

Fields
Field Name Description
live_test_flag - String
filer - FormNPORTPFiler
contact - FormNPORTPContact
notifications - FormNPORTPNotifications
series_class_info - FormNPORTPSeriesClassInfo
flags - FormNPORTPFlags
investment_company_type - String
Example
{
  "live_test_flag": "xyz789",
  "filer": FormNPORTPFiler,
  "contact": FormNPORTPContact,
  "notifications": FormNPORTPNotifications,
  "series_class_info": FormNPORTPSeriesClassInfo,
  "flags": FormNPORTPFlags,
  "investment_company_type": "abc123"
}
Types

FormNPORTPFixedPaymentDescription

Fields
Field Name Description
type - String
fixed_rate - Float
currency_code - String
amount - Float
Example
{
  "type": "xyz789",
  "fixed_rate": 123.45,
  "currency_code": "xyz789",
  "amount": 123.45
}
Types

FormNPORTPFixedReceiptDescription

Fields
Field Name Description
type - String
fixed_rate - Float
currency_code - String
amount - Float
Example
{
  "type": "xyz789",
  "fixed_rate": 987.65,
  "currency_code": "abc123",
  "amount": 987.65
}
Types

FormNPORTPFlags

Fields
Field Name Description
return_copy_flag - Boolean
override_internet_flag - Boolean
confirming_copy_flag - Boolean
Example
{
  "return_copy_flag": false,
  "override_internet_flag": true,
  "confirming_copy_flag": true
}
Types

FormNPORTPFloatingPaymentDescription

Fields
Field Name Description
type - String
floating_rate_index - String
floating_rate_spread - Float
currency_code - String
payment_amount - Float
rate_reset_tenors - FormNPORTPRateResetTenors
Example
{
  "type": "xyz789",
  "floating_rate_index": "abc123",
  "floating_rate_spread": 123.45,
  "currency_code": "abc123",
  "payment_amount": 123.45,
  "rate_reset_tenors": FormNPORTPRateResetTenors
}
Types

FormNPORTPFloatingReceiptDescription

Fields
Field Name Description
type - String
floating_rate_index - String
floating_rate_spread - Float
currency_code - String
payment_amount - Float
rate_reset_tenors - FormNPORTPRateResetTenors
Example
{
  "type": "xyz789",
  "floating_rate_index": "xyz789",
  "floating_rate_spread": 123.45,
  "currency_code": "abc123",
  "payment_amount": 123.45,
  "rate_reset_tenors": FormNPORTPRateResetTenors
}
Types

FormNPORTPFormData

Fields
Field Name Description
gen_info - FormNPORTPGenInfo
fund_info - FormNPORTPFundInfo
investments_or_securities - FormNPORTPInvestmentsOrSecurities
explanatory_notes - FormNPORTPExplanatoryNotes
signature - FormNPORTPSignature
Example
{
  "gen_info": FormNPORTPGenInfo,
  "fund_info": FormNPORTPFundInfo,
  "investments_or_securities": FormNPORTPInvestmentsOrSecurities,
  "explanatory_notes": FormNPORTPExplanatoryNotes,
  "signature": FormNPORTPSignature
}
Types

FormNPORTPForwardBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
derivative_additional_info - FormNPORTPDerivativeAdditionalInfo
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_pay_off_profile - String
non_fx_holding_reference_instrument_description - FormNPORTPReferenceInstrumentDescription
non_fx_holding_expiration_date - NaiveDate
non_fx_holding_notional_amount - Float
non_fx_holding_notional_currency_code - String
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "derivative_additional_info": FormNPORTPDerivativeAdditionalInfo,
  "fx_holding_amount_of_currency_sold": 123.45,
  "fx_holding_amount_sold_currency_code": "xyz789",
  "fx_holding_amount_of_currency_purchased": 123.45,
  "fx_holding_amount_purchased_currency_code": "abc123",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_pay_off_profile": "abc123",
  "non_fx_holding_reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "non_fx_holding_expiration_date": NaiveDate,
  "non_fx_holding_notional_amount": 987.65,
  "non_fx_holding_notional_currency_code": "abc123"
}
Types

FormNPORTPForwardDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_pay_off_profile - String
non_fx_holding_reference_instrument_description - FormNPORTPReferenceInstrumentDescription
non_fx_holding_expiration_date - NaiveDate
non_fx_holding_notional_amount - Float
non_fx_holding_notional_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "fx_holding_amount_of_currency_sold": 987.65,
  "fx_holding_amount_sold_currency_code": "xyz789",
  "fx_holding_amount_of_currency_purchased": 987.65,
  "fx_holding_amount_purchased_currency_code": "xyz789",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_pay_off_profile": "xyz789",
  "non_fx_holding_reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "non_fx_holding_expiration_date": NaiveDate,
  "non_fx_holding_notional_amount": 987.65,
  "non_fx_holding_notional_currency_code": "abc123",
  "unrealized_appreciation": 987.65
}
Types

FormNPORTPFundCategories

Fields
Field Name Description
fund_categories - [FormNPORTPFundCategory!]!
liquidity_circumstance_type - [String!]!
Example
{
  "fund_categories": [FormNPORTPFundCategory],
  "liquidity_circumstance_type": ["abc123"]
}
Types

FormNPORTPFundCategory

Fields
Field Name Description
liquidity_info_type - String
percent - Float
Example
{
  "liquidity_info_type": "xyz789",
  "percent": 987.65
}
Types

FormNPORTPFundInfo

Fields
Field Name Description
total_assets - Float
total_liabilities - Float
net_assets - Float
assets_attributable_to_miscellaneous_securities - Float
assets_invested - Float
amounts_payable_within_one_year_to_banks_for_borrowings - Float
amounts_payable_within_one_year_to_controlled_companies - Float
amounts_payable_within_one_year_to_other_affiliates - Float
amounts_payable_within_one_year_to_others - Float
amounts_payable_after_one_year_to_banks_for_borrowings - Float
amounts_payable_after_one_year_to_controlled_companies - Float
amounts_payable_after_one_year_to_other_affiliates - Float
amounts_payable_after_one_year_to_others - Float
amounts_payable_for_investments_purchased_on_delayed_delivery_or_when_issued_or_other_commitment_basis - Float
amounts_payable_for_investments_purchased_on_standby_commitment_basis - Float
liquidation_preference_of_outstanding_preferred_stock_issued_by_the_fund - Float
cash_and_cash_equivalents_not_reported_in_parts_c_and_d - Float
current_metrics - FormNPORTPCurrentMetrics
credit_spread_risk_investment_grade - FormNPORTPMaturities
credit_spread_risk_non_investment_grade - FormNPORTPMaturities
borrowers - FormNPORTPBorrowers
is_non_cash_collateral - Boolean
aggregate_condition - FormNPORTPAggregateCondition
return_info - FormNPORTPReturnInfo
one_month_flow - FormNPORTPMonthlyFlow
two_month_flow - FormNPORTPMonthlyFlow
three_month_flow - FormNPORTPMonthlyFlow
highly_liquid_investment - FormNPORTPHighlyLiquidInvestment
aggregate_classification_info - FormNPORTPAggregateClassificationInfo
derivative_exposure_info - FormNPORTPDerivativeExposureInfo
value_at_risk_info - FormNPORTPValueAtRiskInfo
Example
{
  "total_assets": 123.45,
  "total_liabilities": 987.65,
  "net_assets": 987.65,
  "assets_attributable_to_miscellaneous_securities": 987.65,
  "assets_invested": 123.45,
  "amounts_payable_within_one_year_to_banks_for_borrowings": 123.45,
  "amounts_payable_within_one_year_to_controlled_companies": 987.65,
  "amounts_payable_within_one_year_to_other_affiliates": 123.45,
  "amounts_payable_within_one_year_to_others": 987.65,
  "amounts_payable_after_one_year_to_banks_for_borrowings": 123.45,
  "amounts_payable_after_one_year_to_controlled_companies": 987.65,
  "amounts_payable_after_one_year_to_other_affiliates": 123.45,
  "amounts_payable_after_one_year_to_others": 987.65,
  "amounts_payable_for_investments_purchased_on_delayed_delivery_or_when_issued_or_other_commitment_basis": 123.45,
  "amounts_payable_for_investments_purchased_on_standby_commitment_basis": 987.65,
  "liquidation_preference_of_outstanding_preferred_stock_issued_by_the_fund": 123.45,
  "cash_and_cash_equivalents_not_reported_in_parts_c_and_d": 123.45,
  "current_metrics": FormNPORTPCurrentMetrics,
  "credit_spread_risk_investment_grade": FormNPORTPMaturities,
  "credit_spread_risk_non_investment_grade": FormNPORTPMaturities,
  "borrowers": FormNPORTPBorrowers,
  "is_non_cash_collateral": false,
  "aggregate_condition": FormNPORTPAggregateCondition,
  "return_info": FormNPORTPReturnInfo,
  "one_month_flow": FormNPORTPMonthlyFlow,
  "two_month_flow": FormNPORTPMonthlyFlow,
  "three_month_flow": FormNPORTPMonthlyFlow,
  "highly_liquid_investment": FormNPORTPHighlyLiquidInvestment,
  "aggregate_classification_info": FormNPORTPAggregateClassificationInfo,
  "derivative_exposure_info": FormNPORTPDerivativeExposureInfo,
  "value_at_risk_info": FormNPORTPValueAtRiskInfo
}
Types

FormNPORTPFundsDesignatedInfo

Fields
Field Name Description
name_of_funds_designated_index - String
designated_index_identifier - String
median_value_at_risk_ratio_as_percentage_of_the_value_at_risk_of_the_funds_designated_reference_portfolio - Float
Example
{
  "name_of_funds_designated_index": "xyz789",
  "designated_index_identifier": "xyz789",
  "median_value_at_risk_ratio_as_percentage_of_the_value_at_risk_of_the_funds_designated_reference_portfolio": 987.65
}
Types

FormNPORTPFutureBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
derivative_additional_info - FormNPORTPDerivativeAdditionalInfo
pay_off_profile - String
reference_instrument_description - FormNPORTPReferenceInstrumentDescription
expiration_date - NaiveDate
notional_amount - Float
notional_currency_code - String
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "derivative_additional_info": FormNPORTPDerivativeAdditionalInfo,
  "pay_off_profile": "xyz789",
  "reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "expiration_date": NaiveDate,
  "notional_amount": 987.65,
  "notional_currency_code": "xyz789"
}
Types

FormNPORTPFutureDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
pay_off_profile - String
reference_instrument_description - FormNPORTPReferenceInstrumentDescription
expiration_date - NaiveDate
notional_amount - Float
notional_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "pay_off_profile": "abc123",
  "reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "expiration_date": NaiveDate,
  "notional_amount": 987.65,
  "notional_currency_code": "xyz789",
  "unrealized_appreciation": 987.65
}
Types

FormNPORTPGenInfo

Fields
Field Name Description
registrant_name - String
registrant_file_number - Int
registrant_cik - Int
registrant_lei - String
registrant_street_1 - String
registrant_street_2 - String
registrant_city - String
registrant_state_conditional - FormNPORTPRegistrantStateConditional
registrant_country - String
registrant_zip_or_postal_code - String
registrant_phone - String
series_name - String
series_id - String
series_lei - String
report_period_end_date - NaiveDate
report_period_start_date - NaiveDate
is_final_filing - Boolean
Example
{
  "registrant_name": "xyz789",
  "registrant_file_number": 123,
  "registrant_cik": 123,
  "registrant_lei": "abc123",
  "registrant_street_1": "xyz789",
  "registrant_street_2": "xyz789",
  "registrant_city": "xyz789",
  "registrant_state_conditional": FormNPORTPRegistrantStateConditional,
  "registrant_country": "xyz789",
  "registrant_zip_or_postal_code": "abc123",
  "registrant_phone": "xyz789",
  "series_name": "abc123",
  "series_id": "xyz789",
  "series_lei": "xyz789",
  "report_period_end_date": NaiveDate,
  "report_period_start_date": NaiveDate,
  "is_final_filing": false
}
Types

FormNPORTPGenericContract

Fields
Field Name Description
one_month_return - FormNPORTPMonthlyReturn
two_month_return - FormNPORTPMonthlyReturn
three_month_return - FormNPORTPMonthlyReturn
forward_category - FormNPORTPMonthlyReturnByCategory
future_category - FormNPORTPMonthlyReturnByCategory
option_category - FormNPORTPMonthlyReturnByCategory
swaption_category - FormNPORTPMonthlyReturnByCategory
swap_category - FormNPORTPMonthlyReturnByCategory
warrant_category - FormNPORTPMonthlyReturnByCategory
other_category - FormNPORTPMonthlyReturnByCategory
Example
{
  "one_month_return": FormNPORTPMonthlyReturn,
  "two_month_return": FormNPORTPMonthlyReturn,
  "three_month_return": FormNPORTPMonthlyReturn,
  "forward_category": FormNPORTPMonthlyReturnByCategory,
  "future_category": FormNPORTPMonthlyReturnByCategory,
  "option_category": FormNPORTPMonthlyReturnByCategory,
  "swaption_category": FormNPORTPMonthlyReturnByCategory,
  "swap_category": FormNPORTPMonthlyReturnByCategory,
  "warrant_category": FormNPORTPMonthlyReturnByCategory,
  "other_category": FormNPORTPMonthlyReturnByCategory
}
Types

FormNPORTPHeaderData

Fields
Field Name Description
submission_type - String
accession_number - Int
is_confidential - Boolean
filer_info - FormNPORTPFilerInfo
Example
{
  "submission_type": "xyz789",
  "accession_number": 123,
  "is_confidential": true,
  "filer_info": FormNPORTPFilerInfo
}
Types

FormNPORTPHighlyLiquidInvestment

Fields
Field Name Description
highly_liquid_investment_minimum - Float
days_highly_liquid_investment_fell_below_highly_liquid_investment_minimum - Int
is_highly_liquid_investment_minimum_changed_during_period - Boolean
highly_liquid_investment_conditional - FormNPORTPHighlyLiquidInvestmentConditional
Example
{
  "highly_liquid_investment_minimum": 987.65,
  "days_highly_liquid_investment_fell_below_highly_liquid_investment_minimum": 123,
  "is_highly_liquid_investment_minimum_changed_during_period": false,
  "highly_liquid_investment_conditional": FormNPORTPHighlyLiquidInvestmentConditional
}
Types

FormNPORTPHighlyLiquidInvestmentConditional

Fields
Field Name Description
is_highly_liquid_investment_minimum_changed_during_period - Boolean
highly_liquid_investment_minimum_report_period_changes - FormNPORTPHighlyLiquidInvestmentMinimumReportPeriodChanges
Example
{
  "is_highly_liquid_investment_minimum_changed_during_period": false,
  "highly_liquid_investment_minimum_report_period_changes": FormNPORTPHighlyLiquidInvestmentMinimumReportPeriodChanges
}
Types

FormNPORTPHighlyLiquidInvestmentMinimumReportPeriodChanges

Fields
Field Name Description
report_period_changes - [Float!]!
Example
{"report_period_changes": [987.65]}
Types

FormNPORTPIndexBasketInfo

Fields
Field Name Description
index_name - String
index_identifier - String
narrative_description - String
components - FormNPORTPComponents
Example
{
  "index_name": "abc123",
  "index_identifier": "abc123",
  "narrative_description": "abc123",
  "components": FormNPORTPComponents
}
Types

FormNPORTPInvestmentCategoryConditional

Fields
Field Name Description
investment_category_type - String
other_description - String
Example
{
  "investment_category_type": "xyz789",
  "other_description": "abc123"
}
Types

FormNPORTPInvestmentOrSecurity

Fields
Field Name Description
not_disseminated - Boolean
name - String
lei - String
title - String
cusip - String
identifiers - [FormNPORTPInvestmentOrSecurityIdentifier!]!
balance - Float
units - String
description_of_other_units - String
currency - String
currency_conditional - FormNPORTPCurrencyConditional
value_in_usd - Float
percentage_of_net_assets - Float
payoff_profile - String
asset_category - String
asset_category_conditional - FormNPORTPAssetCategoryConditional
issuer_category - String
issuer_category_conditional - FormNPORTPIssuerCategoryConditional
investment_country - String
investment_other_country - String
is_restricted_security - Boolean
liquidity_info_type - String
fund_categories - FormNPORTPFundCategories
fair_value_level - String
debt_security - FormNPORTPDebtSecurity
repurchase_agreement - FormNPORTPRepurchaseAgreement
derivative_info - FormNPORTPDerivativeInfo
security_lending - FormNPORTPSecurityLending
Example
{
  "not_disseminated": false,
  "name": "xyz789",
  "lei": "xyz789",
  "title": "abc123",
  "cusip": "xyz789",
  "identifiers": [
    FormNPORTPInvestmentOrSecurityIdentifier
  ],
  "balance": 123.45,
  "units": "abc123",
  "description_of_other_units": "xyz789",
  "currency": "xyz789",
  "currency_conditional": FormNPORTPCurrencyConditional,
  "value_in_usd": 123.45,
  "percentage_of_net_assets": 987.65,
  "payoff_profile": "xyz789",
  "asset_category": "xyz789",
  "asset_category_conditional": FormNPORTPAssetCategoryConditional,
  "issuer_category": "abc123",
  "issuer_category_conditional": FormNPORTPIssuerCategoryConditional,
  "investment_country": "xyz789",
  "investment_other_country": "xyz789",
  "is_restricted_security": true,
  "liquidity_info_type": "abc123",
  "fund_categories": FormNPORTPFundCategories,
  "fair_value_level": "xyz789",
  "debt_security": FormNPORTPDebtSecurity,
  "repurchase_agreement": FormNPORTPRepurchaseAgreement,
  "derivative_info": FormNPORTPDerivativeInfo,
  "security_lending": FormNPORTPSecurityLending
}
Types

FormNPORTPInvestmentOrSecurityIdentifier

Fields
Field Name Description
isins - [FormNPORTPInvestmentOrSecurityIsinIdentifier!]!
tickers - [FormNPORTPInvestmentOrSecurityTickerIdentifier!]!
others - [FormNPORTPInvestmentOrSecurityOtherIdentifier!]!
Example
{
  "isins": [FormNPORTPInvestmentOrSecurityIsinIdentifier],
  "tickers": [
    FormNPORTPInvestmentOrSecurityTickerIdentifier
  ],
  "others": [
    FormNPORTPInvestmentOrSecurityOtherIdentifier
  ]
}
Types

FormNPORTPInvestmentOrSecurityIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPInvestmentOrSecurityOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "abc123",
  "description": "abc123"
}
Types

FormNPORTPInvestmentOrSecurityTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPInvestmentsOrSecurities

Fields
Field Name Description
investments_or_securities - [FormNPORTPInvestmentOrSecurity!]!
Example
{
  "investments_or_securities": [
    FormNPORTPInvestmentOrSecurity
  ]
}
Types

FormNPORTPIssuerCategoryConditional

Fields
Field Name Description
issuer_category - String
description - String
Example
{
  "issuer_category": "abc123",
  "description": "abc123"
}
Types

FormNPORTPIssuerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 123, "ccc": "abc123"}
Types

FormNPORTPLoanByFundConditional

Fields
Field Name Description
is_loan_by_fund - Boolean
loan_value - Float
Example
{"is_loan_by_fund": false, "loan_value": 123.45}
Types

FormNPORTPMaturities

Fields
Field Name Description
three_month_maturity - Float
one_year_maturity - Float
five_year_maturity - Float
ten_year_maturity - Float
thirty_year_maturity - Float
Example
{
  "three_month_maturity": 987.65,
  "one_year_maturity": 987.65,
  "five_year_maturity": 123.45,
  "ten_year_maturity": 123.45,
  "thirty_year_maturity": 987.65
}
Types

FormNPORTPMonthlyFlow

Fields
Field Name Description
net_asset_value_of_shares_sold - Float
net_asset_value_of_shares_redeemed_or_repurchased - Float
net_asset_value_of_shares_reinvested - Float
Example
{
  "net_asset_value_of_shares_sold": 123.45,
  "net_asset_value_of_shares_redeemed_or_repurchased": 987.65,
  "net_asset_value_of_shares_reinvested": 987.65
}
Types

FormNPORTPMonthlyReturn

Fields
Field Name Description
net_realized_gain - Float
net_unrealized_appreciation - Float
Example
{"net_realized_gain": 123.45, "net_unrealized_appreciation": 987.65}
Types

FormNPORTPMonthlyReturnByCategory

Fields
Field Name Description
one_month_return - FormNPORTPMonthlyReturn
two_month_return - FormNPORTPMonthlyReturn
three_month_return - FormNPORTPMonthlyReturn
Example
{
  "one_month_return": FormNPORTPMonthlyReturn,
  "two_month_return": FormNPORTPMonthlyReturn,
  "three_month_return": FormNPORTPMonthlyReturn
}
Types

FormNPORTPMonthlyReturnByContractType

Fields
Field Name Description
commodity_contracts - FormNPORTPGenericContract
credit_contracts - FormNPORTPGenericContract
equity_contracts - FormNPORTPGenericContract
foreign_exchange_contracts - FormNPORTPGenericContract
interest_rate_contracts - FormNPORTPGenericContract
other_contracts - FormNPORTPGenericContract
Example
{
  "commodity_contracts": FormNPORTPGenericContract,
  "credit_contracts": FormNPORTPGenericContract,
  "equity_contracts": FormNPORTPGenericContract,
  "foreign_exchange_contracts": FormNPORTPGenericContract,
  "interest_rate_contracts": FormNPORTPGenericContract,
  "other_contracts": FormNPORTPGenericContract
}
Types

FormNPORTPMonthlyTotalReturn

Fields
Field Name Description
class_id - String
one_month_return - Float
two_month_return - Float
three_month_return - Float
Example
{
  "class_id": "xyz789",
  "one_month_return": 123.45,
  "two_month_return": 123.45,
  "three_month_return": 987.65
}
Types

FormNPORTPMonthlyTotalReturns

Fields
Field Name Description
monthly_total_returns - [FormNPORTPMonthlyTotalReturn!]!
Example
{"monthly_total_returns": [FormNPORTPMonthlyTotalReturn]}
Types

FormNPORTPNestedDerivativeInfo

Fields
Field Name Description
derivative_reference_instrument - FormNPORTPDerivativeReferenceInstrument!
Example
{
  "derivative_reference_instrument": FormNPORTPForwardBaseDerivativeReferenceInstrument
}
Types

FormNPORTPNonCashCollateralConditional

Fields
Field Name Description
is_non_cash_collateral - Boolean
non_cash_collateral_value - Float
Example
{"is_non_cash_collateral": false, "non_cash_collateral_value": 987.65}
Types

FormNPORTPNotClearedByCentralCounterparty

Fields
Field Name Description
is_cleared - Boolean
counterparty_infos - FormNPORTPCounterpartyInfos
Example
{
  "is_cleared": true,
  "counterparty_infos": FormNPORTPCounterpartyInfos
}
Types

FormNPORTPNotifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["xyz789"]}
Types

FormNPORTPNotionalAmount

Fields
Field Name Description
amount - Float
currency_code - String
Example
{
  "amount": 987.65,
  "currency_code": "abc123"
}
Types

FormNPORTPNotionalAmounts

Fields
Field Name Description
notional_amounts - [FormNPORTPNotionalAmount!]!
Example
{"notional_amounts": [FormNPORTPNotionalAmount]}
Types

FormNPORTPOptionSwaptionWarrantBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
derivative_additional_info - FormNPORTPDerivativeAdditionalInfo
put_or_call - String
written_or_purchased - String
reference_instrument_description - FormNPORTPReferenceInstrumentDescription
principal_amount - Float
principal_currency_code - String
exercise_price - Float
exercise_price_currency_code - String
expiration_date - NaiveDate
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "derivative_additional_info": FormNPORTPDerivativeAdditionalInfo,
  "put_or_call": "abc123",
  "written_or_purchased": "abc123",
  "reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "principal_amount": 123.45,
  "principal_currency_code": "xyz789",
  "exercise_price": 987.65,
  "exercise_price_currency_code": "abc123",
  "expiration_date": NaiveDate
}
Types

FormNPORTPOptionSwaptionWarrantDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
put_or_call - String
written_or_purchased - String
reference_instrument_description - FormNPORTPReferenceInstrumentDescription
number_of_shares - Float
principal_amount - Float
principal_currency_code - String
exercise_price - Float
exercise_price_currency_code - String
expiration_date - NaiveDate
delta - Float
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "put_or_call": "abc123",
  "written_or_purchased": "xyz789",
  "reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "number_of_shares": 123.45,
  "principal_amount": 987.65,
  "principal_currency_code": "xyz789",
  "exercise_price": 987.65,
  "exercise_price_currency_code": "abc123",
  "expiration_date": NaiveDate,
  "delta": 123.45,
  "unrealized_appreciation": 987.65
}
Types

FormNPORTPOtherBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
description - String
counterparties - [FormNPORTPCounterparty!]!
derivative_additional_info - FormNPORTPDerivativeAdditionalInfo
reference_instrument_description - FormNPORTPReferenceInstrumentDescription
termination_date - NaiveDate
notional_amounts - FormNPORTPNotionalAmounts
Example
{
  "derivative_category": "abc123",
  "description": "xyz789",
  "counterparties": [FormNPORTPCounterparty],
  "derivative_additional_info": FormNPORTPDerivativeAdditionalInfo,
  "reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "termination_date": NaiveDate,
  "notional_amounts": FormNPORTPNotionalAmounts
}
Types

FormNPORTPOtherDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
reference_instrument_description - FormNPORTPReferenceInstrumentDescription
termination_date - NaiveDate
notional_amounts - FormNPORTPNotionalAmounts
delta - Float
unrealized_appreciation - Float
Example
{
  "derivative_category": "xyz789",
  "counterparties": [FormNPORTPCounterparty],
  "reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "termination_date": NaiveDate,
  "notional_amounts": FormNPORTPNotionalAmounts,
  "delta": 987.65,
  "unrealized_appreciation": 987.65
}
Types

FormNPORTPOtherPaymentDescription

Fields
Field Name Description
type - String
description - String
Example
{
  "type": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTPOtherReceiptDescription

Fields
Field Name Description
type - String
description - String
Example
{
  "type": "abc123",
  "description": "xyz789"
}
Types

FormNPORTPOtherReferenceInstrument

Fields
Field Name Description
issuer_name - String
issue_title - String
identifiers - [FormNPORTPOtherReferenceInstrumentIdentifier!]!
Example
{
  "issuer_name": "abc123",
  "issue_title": "abc123",
  "identifiers": [
    FormNPORTPOtherReferenceInstrumentIdentifier
  ]
}
Types

FormNPORTPOtherReferenceInstrumentCusipIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTPOtherReferenceInstrumentIdentifier

Fields
Field Name Description
cusips - [FormNPORTPOtherReferenceInstrumentCusipIdentifier!]!
isins - [FormNPORTPOtherReferenceInstrumentIsinIdentifier!]!
tickers - [FormNPORTPOtherReferenceInstrumentTickerIdentifier!]!
others - [FormNPORTPOtherReferenceInstrumentOtherIdentifier!]!
Example
{
  "cusips": [
    FormNPORTPOtherReferenceInstrumentCusipIdentifier
  ],
  "isins": [
    FormNPORTPOtherReferenceInstrumentIsinIdentifier
  ],
  "tickers": [
    FormNPORTPOtherReferenceInstrumentTickerIdentifier
  ],
  "others": [
    FormNPORTPOtherReferenceInstrumentOtherIdentifier
  ]
}
Types

FormNPORTPOtherReferenceInstrumentIsinIdentifier

Fields
Field Name Description
value - String
Example
{"value": "abc123"}
Types

FormNPORTPOtherReferenceInstrumentOtherIdentifier

Fields
Field Name Description
value - String
description - String
Example
{
  "value": "xyz789",
  "description": "xyz789"
}
Types

FormNPORTPOtherReferenceInstrumentTickerIdentifier

Fields
Field Name Description
value - String
Example
{"value": "xyz789"}
Types

FormNPORTPRateResetTenor

Fields
Field Name Description
reset_date_type - String
reset_date_units - Int
rate_tenor_type - String
rate_tenor_units - Int
Example
{
  "reset_date_type": "abc123",
  "reset_date_units": 123,
  "rate_tenor_type": "abc123",
  "rate_tenor_units": 123
}
Types

FormNPORTPRateResetTenors

Fields
Field Name Description
rate_reset_tenors - [FormNPORTPRateResetTenor!]!
Example
{"rate_reset_tenors": [FormNPORTPRateResetTenor]}
Types

FormNPORTPReferenceInstrumentDescription

Fields
Field Name Description
reference_instrument_type - FormNPORTPReferenceInstrumentType!
Example
{
  "reference_instrument_type": FormNPORTPNestedDerivativeInfo
}
Types

FormNPORTPReferenceInstrumentType

Types
Union Types

FormNPORTPNestedDerivativeInfo

FormNPORTPIndexBasketInfo

FormNPORTPOtherReferenceInstrument
Example
FormNPORTPNestedDerivativeInfo
Types

FormNPORTPRegistrantStateConditional

Fields
Field Name Description
registrant_country - String
registrant_state - String
Example
{
  "registrant_country": "abc123",
  "registrant_state": "abc123"
}
Types

FormNPORTPRepurchaseAgreement

Fields
Field Name Description
transaction_type - String
cleared_by_central_counterparty - FormNPORTPClearedByCentralCounterparty
not_cleared_by_central_counterparty - FormNPORTPNotClearedByCentralCounterparty
is_tri_party - Boolean
repurchase_rate - Float
maturity_date - NaiveDate
repurchase_collaterals - FormNPORTPRepurchaseCollaterals
Example
{
  "transaction_type": "abc123",
  "cleared_by_central_counterparty": FormNPORTPClearedByCentralCounterparty,
  "not_cleared_by_central_counterparty": FormNPORTPNotClearedByCentralCounterparty,
  "is_tri_party": false,
  "repurchase_rate": 123.45,
  "maturity_date": NaiveDate,
  "repurchase_collaterals": FormNPORTPRepurchaseCollaterals
}
Types

FormNPORTPRepurchaseCategoryTypeConditional

Fields
Field Name Description
repurchase_category_type - String
description - String
Example
{
  "repurchase_category_type": "abc123",
  "description": "abc123"
}
Types

FormNPORTPRepurchaseCollateral

Fields
Field Name Description
principal_amount - Float
principal_currency_code - String
collateral_value - Float
collateral_currency_code - String
repurchase_category_type - String
repurchase_category_type_conditional - FormNPORTPRepurchaseCategoryTypeConditional
Example
{
  "principal_amount": 987.65,
  "principal_currency_code": "xyz789",
  "collateral_value": 987.65,
  "collateral_currency_code": "xyz789",
  "repurchase_category_type": "abc123",
  "repurchase_category_type_conditional": FormNPORTPRepurchaseCategoryTypeConditional
}
Types

FormNPORTPRepurchaseCollaterals

Fields
Field Name Description
repurchase_collaterals - [FormNPORTPRepurchaseCollateral!]!
Example
{
  "repurchase_collaterals": [
    FormNPORTPRepurchaseCollateral
  ]
}
Types

FormNPORTPReturnInfo

Fields
Field Name Description
monthly_total_returns - FormNPORTPMonthlyTotalReturns
monthly_return_categories - FormNPORTPMonthlyReturnByContractType
one_month_return_on_investments_other_than_derivatives - FormNPORTPMonthlyReturn
two_month_return_on_investments_other_than_derivatives - FormNPORTPMonthlyReturn
three_month_return_on_investments_other_than_derivatives - FormNPORTPMonthlyReturn
Example
{
  "monthly_total_returns": FormNPORTPMonthlyTotalReturns,
  "monthly_return_categories": FormNPORTPMonthlyReturnByContractType,
  "one_month_return_on_investments_other_than_derivatives": FormNPORTPMonthlyReturn,
  "two_month_return_on_investments_other_than_derivatives": FormNPORTPMonthlyReturn,
  "three_month_return_on_investments_other_than_derivatives": FormNPORTPMonthlyReturn
}
Types

FormNPORTPSecurityLending

Fields
Field Name Description
is_cash_collateral - Boolean
cash_collateral_conditional - FormNPORTPCashCollateralConditional
is_non_cash_collateral - Boolean
non_cash_collateral_conditional - FormNPORTPNonCashCollateralConditional
is_loan_by_fund - Boolean
loan_by_fund_conditional - FormNPORTPLoanByFundConditional
Example
{
  "is_cash_collateral": true,
  "cash_collateral_conditional": FormNPORTPCashCollateralConditional,
  "is_non_cash_collateral": false,
  "non_cash_collateral_conditional": FormNPORTPNonCashCollateralConditional,
  "is_loan_by_fund": false,
  "loan_by_fund_conditional": FormNPORTPLoanByFundConditional
}
Types

FormNPORTPSeriesClassInfo

Fields
Field Name Description
series_id - String
class_ids - [String!]!
Example
{
  "series_id": "abc123",
  "class_ids": ["abc123"]
}
Types

FormNPORTPSignature

Fields
Field Name Description
date_signed - NaiveDate
name_of_applicant - String
signature - String
signer_name - String
title - String
Example
{
  "date_signed": NaiveDate,
  "name_of_applicant": "abc123",
  "signature": "xyz789",
  "signer_name": "xyz789",
  "title": "xyz789"
}
Types

FormNPORTPSwapBaseDerivativeReferenceInstrument

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
derivative_additional_info - FormNPORTPDerivativeAdditionalInfo
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_reference_instrument_description - FormNPORTPReferenceInstrumentDescription
non_fx_holding_fixed_receipt_description - FormNPORTPFixedReceiptDescription
non_fx_holding_floating_receipt_description - FormNPORTPFloatingReceiptDescription
non_fx_holding_other_receipt_description - FormNPORTPOtherReceiptDescription
non_fx_holding_fixed_payment_description - FormNPORTPFixedPaymentDescription
non_fx_holding_floating_payment_description - FormNPORTPFloatingPaymentDescription
non_fx_holding_other_payment_description - FormNPORTPOtherPaymentDescription
non_fx_holding_termination_date - NaiveDate
non_fx_holding_upfront_payment - Float
non_fx_holding_upfront_payment_currency_code - String
non_fx_holding_upfront_receipt - Float
non_fx_holding_upfront_receipt_currency_code - String
non_fx_holding_notional_amount - Float
non_fx_holding_notional_amount_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "xyz789",
  "counterparties": [FormNPORTPCounterparty],
  "derivative_additional_info": FormNPORTPDerivativeAdditionalInfo,
  "fx_holding_amount_of_currency_sold": 987.65,
  "fx_holding_amount_sold_currency_code": "abc123",
  "fx_holding_amount_of_currency_purchased": 123.45,
  "fx_holding_amount_purchased_currency_code": "xyz789",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "non_fx_holding_fixed_receipt_description": FormNPORTPFixedReceiptDescription,
  "non_fx_holding_floating_receipt_description": FormNPORTPFloatingReceiptDescription,
  "non_fx_holding_other_receipt_description": FormNPORTPOtherReceiptDescription,
  "non_fx_holding_fixed_payment_description": FormNPORTPFixedPaymentDescription,
  "non_fx_holding_floating_payment_description": FormNPORTPFloatingPaymentDescription,
  "non_fx_holding_other_payment_description": FormNPORTPOtherPaymentDescription,
  "non_fx_holding_termination_date": NaiveDate,
  "non_fx_holding_upfront_payment": 987.65,
  "non_fx_holding_upfront_payment_currency_code": "xyz789",
  "non_fx_holding_upfront_receipt": 987.65,
  "non_fx_holding_upfront_receipt_currency_code": "xyz789",
  "non_fx_holding_notional_amount": 123.45,
  "non_fx_holding_notional_amount_currency_code": "xyz789",
  "unrealized_appreciation": 123.45
}
Types

FormNPORTPSwapDerivativeHolding

Fields
Field Name Description
derivative_category - String
counterparties - [FormNPORTPCounterparty!]!
fx_holding_amount_of_currency_sold - Float
fx_holding_amount_sold_currency_code - String
fx_holding_amount_of_currency_purchased - Float
fx_holding_amount_purchased_currency_code - String
fx_holding_settlement_date - NaiveDate
non_fx_holding_reference_instrument_description - FormNPORTPReferenceInstrumentDescription
non_fx_holding_swap_flag - Boolean
non_fx_holding_fixed_receipt_description - FormNPORTPFixedReceiptDescription
non_fx_holding_floating_receipt_description - FormNPORTPFloatingReceiptDescription
non_fx_holding_other_receipt_description - FormNPORTPOtherReceiptDescription
non_fx_holding_fixed_payment_description - FormNPORTPFixedPaymentDescription
non_fx_holding_floating_payment_description - FormNPORTPFloatingPaymentDescription
non_fx_holding_other_payment_description - FormNPORTPOtherPaymentDescription
non_fx_holding_termination_date - NaiveDate
non_fx_holding_upfront_payment - Float
non_fx_holding_upfront_payment_currency_code - String
non_fx_holding_upfront_receipt - Float
non_fx_holding_upfront_receipt_currency_code - String
non_fx_holding_notional_amount - Float
non_fx_holding_notional_amount_currency_code - String
unrealized_appreciation - Float
Example
{
  "derivative_category": "abc123",
  "counterparties": [FormNPORTPCounterparty],
  "fx_holding_amount_of_currency_sold": 123.45,
  "fx_holding_amount_sold_currency_code": "xyz789",
  "fx_holding_amount_of_currency_purchased": 123.45,
  "fx_holding_amount_purchased_currency_code": "xyz789",
  "fx_holding_settlement_date": NaiveDate,
  "non_fx_holding_reference_instrument_description": FormNPORTPReferenceInstrumentDescription,
  "non_fx_holding_swap_flag": false,
  "non_fx_holding_fixed_receipt_description": FormNPORTPFixedReceiptDescription,
  "non_fx_holding_floating_receipt_description": FormNPORTPFloatingReceiptDescription,
  "non_fx_holding_other_receipt_description": FormNPORTPOtherReceiptDescription,
  "non_fx_holding_fixed_payment_description": FormNPORTPFixedPaymentDescription,
  "non_fx_holding_floating_payment_description": FormNPORTPFloatingPaymentDescription,
  "non_fx_holding_other_payment_description": FormNPORTPOtherPaymentDescription,
  "non_fx_holding_termination_date": NaiveDate,
  "non_fx_holding_upfront_payment": 123.45,
  "non_fx_holding_upfront_payment_currency_code": "abc123",
  "non_fx_holding_upfront_receipt": 123.45,
  "non_fx_holding_upfront_receipt_currency_code": "xyz789",
  "non_fx_holding_notional_amount": 123.45,
  "non_fx_holding_notional_amount_currency_code": "xyz789",
  "unrealized_appreciation": 987.65
}
Types

FormNPORTPValueAtRiskInfo

Fields
Field Name Description
median_daily_value_at_risk_as_percentage_of_net_asset_value - Float
funds_designated_info - FormNPORTPFundsDesignatedInfo
number_of_exceptions_identified_during_backtesting_of_value_at_risk_calculation_model - Int
Example
{
  "median_daily_value_at_risk_as_percentage_of_net_asset_value": 987.65,
  "funds_designated_info": FormNPORTPFundsDesignatedInfo,
  "number_of_exceptions_identified_during_backtesting_of_value_at_risk_calculation_model": 123
}
Types

FormNPXAddress

Fields
Field Name Description
street_1 - String
street_2 - String
city - String
state - String
country - String
zip_code - String
Example
{
  "street_1": "xyz789",
  "street_2": "xyz789",
  "city": "xyz789",
  "state": "xyz789",
  "country": "abc123",
  "zip_code": "xyz789"
}
Types

FormNPXAgentForService

Fields
Field Name Description
name - String
address - FormNPXAddress
Example
{
  "name": "xyz789",
  "address": FormNPXAddress
}
Types

FormNPXAmendmentInfo

Fields
Field Name Description
is_amendment - Boolean
amendment_number - String
amendment_type - String
confidentiality_denied_or_expired - Boolean
date_denied_or_expired - NaiveDate
date_reported - NaiveDate
reason_for_non_confidentiality - String
Example
{
  "is_amendment": true,
  "amendment_number": "xyz789",
  "amendment_type": "abc123",
  "confidentiality_denied_or_expired": true,
  "date_denied_or_expired": NaiveDate,
  "date_reported": NaiveDate,
  "reason_for_non_confidentiality": "xyz789"
}
Types

FormNPXClass

Fields
Field Name Description
report_includes_all_classes_flag - Boolean
class_infos - [FormNPXClassInfo!]!
Example
{
  "report_includes_all_classes_flag": false,
  "class_infos": [FormNPXClassInfo]
}
Types

FormNPXClassInfo

Fields
Field Name Description
class_id - String
Example
{"class_id": "xyz789"}
Types

FormNPXConsolidatedFormNPXDocument

Fields
Field Name Description
metadata - FormNPXMetadata
information_table - FormNPXInformationTable
Example
{
  "metadata": FormNPXMetadata,
  "information_table": FormNPXInformationTable
}
Types

FormNPXContact

Fields
Field Name Description
name - String
phone - String
email - String
Example
{
  "name": "xyz789",
  "phone": "abc123",
  "email": "xyz789"
}
Types

FormNPXCoverPage

Fields
Field Name Description
report_duration_type - String
report_calender_year - String
report_quarter_year - String
amendment_info - FormNPXAmendmentInfo
reporting_person - FormNPXReportingPerson
agent_for_service - FormNPXAgentForService
report_info - FormNPXReportInfo
file_number - String
reporting_crd_number - String
reporting_sec_file_number - String
lei_number - String
other_managers_info - FormNPXCoverPageOtherManagersInfo
explanatory_information - FormNPXExplanatoryInformation
Example
{
  "report_duration_type": "abc123",
  "report_calender_year": "abc123",
  "report_quarter_year": "xyz789",
  "amendment_info": FormNPXAmendmentInfo,
  "reporting_person": FormNPXReportingPerson,
  "agent_for_service": FormNPXAgentForService,
  "report_info": FormNPXReportInfo,
  "file_number": "xyz789",
  "reporting_crd_number": "abc123",
  "reporting_sec_file_number": "xyz789",
  "lei_number": "xyz789",
  "other_managers_info": FormNPXCoverPageOtherManagersInfo,
  "explanatory_information": FormNPXExplanatoryInformation
}
Types

FormNPXCoverPageOtherManager

Fields
Field Name Description
ica_or_13f_file_number - String
crd_number - String
other_file_number - String
lei_number_om - String
manager_name - String
Example
{
  "ica_or_13f_file_number": "xyz789",
  "crd_number": "xyz789",
  "other_file_number": "xyz789",
  "lei_number_om": "abc123",
  "manager_name": "xyz789"
}
Types

FormNPXCoverPageOtherManagersInfo

Fields
Field Name Description
other_managers - [FormNPXCoverPageOtherManager!]!
Example
{"other_managers": [FormNPXCoverPageOtherManager]}
Types

FormNPXDocument

Fields
Field Name Description
total - Total!
took - Int!
data - [TransmittableFormNPXDocumentValue!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [TransmittableFormNPXDocumentValue]
}
Types

FormNPXDocumentData

Fields
Field Name Description
conformed_name - String
conformed_document_type - String
description - String
contents - String
Example
{
  "conformed_name": "xyz789",
  "conformed_document_type": "abc123",
  "description": "xyz789",
  "contents": "abc123"
}
Types

FormNPXDocuments

Fields
Field Name Description
documents - [FormNPXDocumentData!]!
Example
{"documents": [FormNPXDocumentData]}
Types

FormNPXExplanatoryInformation

Fields
Field Name Description
explanatory_choice - String
explanatory_notes - String
Example
{
  "explanatory_choice": "xyz789",
  "explanatory_notes": "abc123"
}
Types

FormNPXFiler

Fields
Field Name Description
file_number - Int
issuer_credentials - FormNPXIssuerCredentials
Example
{
  "file_number": 987,
  "issuer_credentials": FormNPXIssuerCredentials
}
Types

FormNPXFilerInfo

Fields
Field Name Description
company_type - String
live_test_flag - String
filer - FormNPXFiler
contact - FormNPXContact
notifications - FormNPXNotifications
flags - FormNPXFlags
investment_company_type - String
period_date - NaiveDate
Example
{
  "company_type": "abc123",
  "live_test_flag": "abc123",
  "filer": FormNPXFiler,
  "contact": FormNPXContact,
  "notifications": FormNPXNotifications,
  "flags": FormNPXFlags,
  "investment_company_type": "abc123",
  "period_date": NaiveDate
}
Types

FormNPXFlags

Fields
Field Name Description
override_internet_flag - Boolean
confirming_copy_flag - Boolean
Example
{"override_internet_flag": false, "confirming_copy_flag": false}
Types

FormNPXFormData

Fields
Field Name Description
cover_page - FormNPXCoverPage
summary_page - FormNPXSummaryPage
series_page - FormNPXSeriesPage
signature_page - FormNPXSignaturePage
Example
{
  "cover_page": FormNPXCoverPage,
  "summary_page": FormNPXSummaryPage,
  "series_page": FormNPXSeriesPage,
  "signature_page": FormNPXSignaturePage
}
Types

FormNPXHeaderData

Fields
Field Name Description
submission_type - String
filer_info - FormNPXFilerInfo
series_class - FormNPXReportSeriesClass
Example
{
  "submission_type": "abc123",
  "filer_info": FormNPXFilerInfo,
  "series_class": FormNPXReportSeriesClass
}
Types

FormNPXInformationTable

Fields
Field Name Description
vote_infos - [FormNPXVoteInfo!]!
Example
{"vote_infos": [FormNPXVoteInfo]}
Types

FormNPXInformationTableOtherManager

Fields
Field Name Description
other_manager_id - Int
Example
{"other_manager_id": 987}
Types

FormNPXInvestmentManager

Fields
Field Name Description
serial_number - String
form_13f_file_number - String
crd_number - String
sec_file_number - String
lei_number - String
name - String
Example
{
  "serial_number": "xyz789",
  "form_13f_file_number": "abc123",
  "crd_number": "abc123",
  "sec_file_number": "xyz789",
  "lei_number": "abc123",
  "name": "xyz789"
}
Types

FormNPXIssuerCredentials

Fields
Field Name Description
cik - Int
ccc - String
Example
{"cik": 123, "ccc": "xyz789"}
Types

FormNPXMetadata

Fields
Field Name Description
header_data - FormNPXHeaderData
form_data - FormNPXFormData
documents - FormNPXDocuments
Example
{
  "header_data": FormNPXHeaderData,
  "form_data": FormNPXFormData,
  "documents": FormNPXDocuments
}
Types

FormNPXNotifications

Fields
Field Name Description
notification_email_addresses - [String!]!
Example
{"notification_email_addresses": ["xyz789"]}
Types

FormNPXReportInfo

Fields
Field Name Description
report_type - String
explanation_type - String
confidential_treatment - Boolean
Example
{
  "report_type": "xyz789",
  "explanation_type": "xyz789",
  "confidential_treatment": true
}
Types

FormNPXReportSeriesClass

Fields
Field Name Description
series_class - FormNPXSeriesClass
class - FormNPXClass
Example
{
  "series_class": FormNPXSeriesClass,
  "class": FormNPXClass
}
Types

FormNPXReportingPerson

Fields
Field Name Description
name - String
phone_number - String
address - FormNPXAddress
Example
{
  "name": "abc123",
  "phone_number": "xyz789",
  "address": FormNPXAddress
}
Types

FormNPXSecondaryRecord

Fields
Field Name Description
signature - String
printed_signature - String
title - String
as_of_date - NaiveDate
Example
{
  "signature": "abc123",
  "printed_signature": "abc123",
  "title": "xyz789",
  "as_of_date": NaiveDate
}
Types

FormNPXSecondaryRecords

Fields
Field Name Description
secondary_records - [FormNPXSecondaryRecord!]!
Example
{"secondary_records": [FormNPXSecondaryRecord]}
Types

FormNPXSeriesClass

Fields
Field Name Description
report_includes_all_series_flag - Boolean
series_infos - [FormNPXSeriesInfo!]!
Example
{
  "report_includes_all_series_flag": false,
  "series_infos": [FormNPXSeriesInfo]
}
Types

FormNPXSeriesDetails

Fields
Field Name Description
series_reports - [FormNPXSeriesReport!]!
Example
{"series_reports": [FormNPXSeriesReport]}
Types

FormNPXSeriesInfo

Fields
Field Name Description
series_id - String
includes_all_classes_flag - Boolean
class_infos - [FormNPXClassInfo!]!
Example
{
  "series_id": "xyz789",
  "includes_all_classes_flag": false,
  "class_infos": [FormNPXClassInfo]
}
Types

FormNPXSeriesPage

Fields
Field Name Description
series_count - Int
series_details - FormNPXSeriesDetails
Example
{
  "series_count": 987,
  "series_details": FormNPXSeriesDetails
}
Types

FormNPXSeriesReport

Fields
Field Name Description
id_of_series - String
name_of_series - String
lei_of_series - String
Example
{
  "id_of_series": "abc123",
  "name_of_series": "abc123",
  "lei_of_series": "abc123"
}
Types

FormNPXSignaturePage

Fields
Field Name Description
reporting_person - String
signature - String
printed_signature - String
title - String
as_of_date - NaiveDate
secondary_records - FormNPXSecondaryRecords
Example
{
  "reporting_person": "abc123",
  "signature": "abc123",
  "printed_signature": "abc123",
  "title": "xyz789",
  "as_of_date": NaiveDate,
  "secondary_records": FormNPXSecondaryRecords
}
Types

FormNPXSummaryPage

Fields
Field Name Description
other_included_managers_count - Int
other_managers - FormNPXSummaryPageOtherManagersInfo
Example
{
  "other_included_managers_count": 987,
  "other_managers": FormNPXSummaryPageOtherManagersInfo
}
Types

FormNPXSummaryPageOtherManagersInfo

Fields
Field Name Description
investment_managers - [FormNPXInvestmentManager!]!
Example
{"investment_managers": [FormNPXInvestmentManager]}
Types

FormNPXVote

Fields
Field Name Description
vote_records - [FormNPXVoteRecord!]!
Example
{"vote_records": [FormNPXVoteRecord]}
Types

FormNPXVoteCategories

Fields
Field Name Description
vote_categories - [FormNPXVoteCategory!]!
Example
{"vote_categories": [FormNPXVoteCategory]}
Types

FormNPXVoteCategory

Fields
Field Name Description
category_type - String
Example
{"category_type": "xyz789"}
Types

FormNPXVoteInfo

Fields
Field Name Description
issuer_name - String
cusip - String
isin - String
figi - String
meeting_date - NaiveDate
vote_description - String
vote_categories - FormNPXVoteCategories
other_vote_description - String
vote_source - String
shares_voted - Float
shares_on_loan - Float
vote - FormNPXVote
vote_manager - FormNPXVoteManager
vote_series - String
vote_other_info - String
Example
{
  "issuer_name": "abc123",
  "cusip": "xyz789",
  "isin": "xyz789",
  "figi": "xyz789",
  "meeting_date": NaiveDate,
  "vote_description": "xyz789",
  "vote_categories": FormNPXVoteCategories,
  "other_vote_description": "abc123",
  "vote_source": "xyz789",
  "shares_voted": 123.45,
  "shares_on_loan": 123.45,
  "vote": FormNPXVote,
  "vote_manager": FormNPXVoteManager,
  "vote_series": "xyz789",
  "vote_other_info": "abc123"
}
Types

FormNPXVoteManager

Fields
Field Name Description
other_managers - [FormNPXInformationTableOtherManager!]!
Example
{"other_managers": [FormNPXInformationTableOtherManager]}
Types

FormNPXVoteRecord

Fields
Field Name Description
vote_type - String
shares_voted - Float
management_recommendation - String
Example
{
  "vote_type": "abc123",
  "shares_voted": 987.65,
  "management_recommendation": "abc123"
}
Types

FormerName

Fields
Field Name Description
name - String
from - DateTime
to - DateTime
Example
{
  "name": "xyz789",
  "from": "2007-12-03T10:15:30Z",
  "to": "2007-12-03T10:15:30Z"
}
Types

Int

Description

The Int scalar type represents non-fractional whole numeric values.

Example
123
Types

LatestFiling

Fields
Field Name Description
acceptance_datetime - DateTime
entity_cik - Int!
accession_number - Int!
filing_date - NaiveDate
filing_index_url - String
form_type - String
Example
{
  "acceptance_datetime": "2007-12-03T10:15:30Z",
  "entity_cik": 987,
  "accession_number": 123,
  "filing_date": NaiveDate,
  "filing_index_url": "xyz789",
  "form_type": "xyz789"
}
Types

MailingAddress

Fields
Field Name Description
street_1 - String
street_2 - String
state_or_country_description - String
state_or_country - String
zip_code - String
city - String
Example
{
  "street_1": "xyz789",
  "street_2": "xyz789",
  "state_or_country_description": "abc123",
  "state_or_country": "abc123",
  "zip_code": "abc123",
  "city": "abc123"
}
Types

NaiveDate

Description

ISO 8601 calendar date without timezone. Format: %Y-%m-%d

Examples

  • 1994-11-13
  • 2000-02-24
Example
NaiveDate
Types

SECFiling

Fields
Field Name Description
total - Total!
took - Int!
data - [Filing!]!
Example
{
  "total": Total,
  "took": 987,
  "data": [Filing]
}
Types

String

Description

The String scalar type represents textual data, represented as UTF-8 character sequences. The String type is most often used by GraphQL to represent free-form human-readable text.

Example
"abc123"
Types

Total

Fields
Field Name Description
value - Int!
relation - String!
Example
{"value": 123, "relation": "abc123"}
Types

TransmittableForm10KDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm10KDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 123,
  "filing_form_type": "abc123",
  "document_data": ConsolidatedForm10KDocument
}
Types

TransmittableForm10QDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm10QDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 987,
  "filing_form_type": "abc123",
  "document_data": ConsolidatedForm10QDocument
}
Types

TransmittableForm13FHRDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - Form13FHRConsolidatedForm13FHRDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 123,
  "filing_form_type": "xyz789",
  "document_data": Form13FHRConsolidatedForm13FHRDocument
}
Types

TransmittableForm13FNTDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - Form13FNTConsolidatedForm13FNTDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 123,
  "filing_form_type": "abc123",
  "document_data": Form13FNTConsolidatedForm13FNTDocument
}
Types

TransmittableForm144DocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - Form144ConsolidatedForm144Document!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 123,
  "filing_form_type": "abc123",
  "document_data": Form144ConsolidatedForm144Document
}
Types

TransmittableForm20FDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm20FDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 123,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedForm20FDocument
}
Types

TransmittableForm3DocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm3Document!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 123,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedForm3Document
}
Types

TransmittableForm40FDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm40FDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 987,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedForm40FDocument
}
Types

TransmittableForm4DocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm4Document!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 123,
  "filing_form_type": "abc123",
  "document_data": ConsolidatedForm4Document
}
Types

TransmittableForm5DocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedForm5Document!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 987,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedForm5Document
}
Types

TransmittableFormDDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedFormDDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 123,
  "filing_form_type": "abc123",
  "document_data": ConsolidatedFormDDocument
}
Types

TransmittableFormNMFP1DocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedFormNMFP1Document!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 987,
  "filing_form_type": "abc123",
  "document_data": ConsolidatedFormNMFP1Document
}
Types

TransmittableFormNMFP2DocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedFormNMFP2Document!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 987,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedFormNMFP2Document
}
Types

TransmittableFormNMFPDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedFormNMFPDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 987,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedFormNMFPDocument
}
Types

TransmittableFormNPORTNPDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedFormNPORTNPDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 987,
  "filing_accession_number": 987,
  "filing_form_type": "abc123",
  "document_data": ConsolidatedFormNPORTNPDocument
}
Types

TransmittableFormNPORTPDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - ConsolidatedFormNPORTPDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 123,
  "filing_form_type": "xyz789",
  "document_data": ConsolidatedFormNPORTPDocument
}
Types

TransmittableFormNPXDocumentValue

Fields
Field Name Description
filing_acceptance_datetime - DateTime
filing_report_date - NaiveDate
filing_filing_date - NaiveDate
entity_cik - Int!
filing_accession_number - Int!
filing_form_type - String
document_data - FormNPXConsolidatedFormNPXDocument!
Example
{
  "filing_acceptance_datetime": "2007-12-03T10:15:30Z",
  "filing_report_date": NaiveDate,
  "filing_filing_date": NaiveDate,
  "entity_cik": 123,
  "filing_accession_number": 987,
  "filing_form_type": "xyz789",
  "document_data": FormNPXConsolidatedFormNPXDocument
}
Documentation by Anvil SpectaQL